Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wasserstein Partners III (Offshore), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Diamond Dragon Capital Limited CIK Number 0001612079 Filed Document 0000950142-14-001459 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2014 ENCORE KENTUCKY 10-WELL See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,698,000 Associated Brokers / Dealers N/A CIK Number 0001603247 Filed Document 0001144204-14-040418 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Wheeler REIT, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $196,850 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Aalii Fund, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580135 Filed Document 0001580135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Grow Michigan, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $59,500,000 Associated Brokers / Dealers N/A CIK Number 0001566482 Filed Document 0001566482-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Guerrilla RF, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001597410 Filed Document 0001597410-14-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Tilden Park Liquid Mortgage Fund LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595345 Filed Document 0000950142-14-001454 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forest City Trading Group, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001566657 Filed Document 0001566657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Builder Finance V, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610529 Filed Document 0001610529-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AA Saline-V, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001605506 Filed Document 0001605506-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Clef Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001578910 Filed Document 0001446933-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Highland Copper Co Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $5,024,885 Associated Brokers / Dealers N/A CIK Number 0001552157 Filed Document 0001183740-14-000206 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CCP Raintree, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001612232 Filed Document 0001612232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Secondary Opportunities Fund III Private Client Feeder Fund (International), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001612233 Filed Document 0001612233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yellow Warbler, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465946 Filed Document 0001465946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BSREP Riverside REIT LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001612293 Filed Document 0001612293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WISPRY INC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001276351 Filed Document 0001276351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEAKCOLO HOLDINGS, INC. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Glenn Texas Oil Co See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001596216 Filed Document 0001596216-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Versant Venture Capital V, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001589097 Filed Document 0001589097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convenience Network, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001612443 Filed Document 0001612443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Mallard Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465938 Filed Document 0001465938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TERRAPIN OFFSHORE FUND OF FUNDS LTD See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001347138 Filed Document 0001347138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRAINSTORM CELL THERAPEUTICS INC. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001137883 Filed Document 0001144204-14-040621 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Public Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524397 Filed Document 0000947871-14-000425 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terrapin Fund of Funds SLV, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001470108 Filed Document 0001470108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENSPERA INC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001421204 Filed Document 0001144204-14-040479 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Engine Capital, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580320 Filed Document 0001580320-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great American Group, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $35,208,701 Associated Brokers / Dealers N/A CIK Number 0001464790 Filed Document 0001607491-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nexus Energy Partners Fund II LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579959 Filed Document 0000919574-14-003871 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vallee Blanche Fund Beta, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $93,262,368 Associated Brokers / Dealers N/A CIK Number 0001611190 Filed Document 0001610577-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Speaktoit, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,776,999 Associated Brokers / Dealers N/A CIK Number 0001611817 Filed Document 0001611817-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund VIII, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $296,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001606121 Filed Document 0001606121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Wasserstein Partners III, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Diamond Dragon Capital Limited CIK Number 0001612077 Filed Document 0000950142-14-001458 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAYOU CITY CAPITAL LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Will Monroe CIK Number 0001131378 Filed Document 0001131378-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Engine Capital Offshore Fund, Ltd. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584068 Filed Document 0001584068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platform Leviathan Fund, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519261 Filed Document 0001519261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Atlas44, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $8,545,000 Associated Brokers / Dealers Nathan A. Barber CIK Number 0001612179 Filed Document 0001612179-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Astra Financial Corp See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001606139 Filed Document 0001606139-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Inside, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001564660 Filed Document 0001564660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,859,833 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-15-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Motiv Power Systems, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,035,000 Associated Brokers / Dealers N/A CIK Number 0001496560 Filed Document 0001496560-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Osage Place Townhomes, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001612277 Filed Document 0001612277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
BOOMiO, Inc. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001604824 Filed Document 0000927087-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Ivy Funding Nine, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001618514 Filed Document 0001618514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Paine & Partners Capital Fund IV, L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers Probitas Funds Group LLC CIK Number 0001608590 Filed Document 0000898822-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSREP Marina Village REIT I LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001612294 Filed Document 0001612294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pediatric Subspecialty Land Co North, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,530,000 Associated Brokers / Dealers N/A CIK Number 0001612390 Filed Document 0001612390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KWB HOTEL PARTNERS, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Chauner Securities, Inc. and BCW Securities, LLC CIK Number 0001607771 Filed Document 0001607771-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Center Coast Core MLP Fund I, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001521971 Filed Document 0001521971-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity