Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Upside Partnership I, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $30,650,000 Associated Brokers / Dealers N/A CIK Number 0001611869 Filed Document 0001611869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cheyne Real Estate Credit Holdings Fund Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612823 Filed Document 0000945621-14-000190 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC EQUITY PARTNERS FUND V-A, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613320 Filed Document 0001613319-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARGA Emerging Markets Equity Fund, a series of ARGA Funds Trust See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586024 Filed Document 0001586024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MakersKit, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,503,000 Associated Brokers / Dealers N/A CIK Number 0001613045 Filed Document 0001613045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS CAPITAL QP LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001207178 Filed Document 0001207178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Voloridge Aggressive Fund, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579526 Filed Document 0001315863-14-000437 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOTIVATING THE MASSES INC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001107796 Filed Document 0001107796-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ATLAS CAPITAL L P See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000823901 Filed Document 0000823901-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alsbridge Holdings, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,264,939 Associated Brokers / Dealers N/A CIK Number 0001566646 Filed Document 0001192482-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Pioneer Solutions, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001497161 Filed Document 0001181431-14-026494 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
ENDOSTIM, INC. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Healthios Capital Markets, LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001469166 Filed Document 0000950138-14-000539 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
DashBid Media LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001516839 Filed Document 0001516839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cheyne Real Estate Credit Holdings Fund III L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612826 Filed Document 0000945621-14-000188 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Previz Ventures L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers none CIK Number 0001613175 Filed Document 0001613175-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Other
Iowa Approach, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001609573 Filed Document 0001609573-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Prologue Feeder Fund Ltd. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anchor Asset Management, LLC CIK Number 0001481780 Filed Document 0001481780-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DISCOVERY VENTURES INC. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $14,052 Associated Brokers / Dealers N/A CIK Number 0001613186 Filed Document 0001085037-14-000078 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
D-Wave Systems Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $35,153,407 Associated Brokers / Dealers N/A CIK Number 0001547061 Filed Document 0001547061-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Realty Partners VII, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC, Financial Management Enterprises Ltd., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Avalon Wealth Management, LLC CIK Number 0001603572 Filed Document 0001603572-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000029 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Eagle Point Credit Non-US LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581107 Filed Document 0000945621-14-000194 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000036 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Polygon Convertible Opportunity Fund See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554145 Filed Document 0001315863-14-000443 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polyglot Systems, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505433 Filed Document 0001461373-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
RSF REIT VI PVSL 1, L.L.C. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001613196 Filed Document 0001613196-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BelVest Income Fund, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482395 Filed Document 0001315863-14-000436 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucidsoft Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001612274 Filed Document 0001612274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000031 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Horizon Impact Fund, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $50,500,000 Associated Brokers / Dealers N/A CIK Number 0001612641 Filed Document 0001393725-14-000113 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tristar Fund I, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001613070 Filed Document 0001613070-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Solsten Investment Funds plc See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553344 Filed Document 0000945621-14-000187 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riskowitz Value Fund LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514863 Filed Document 0001264128-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSN MOBILE, INC. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575005 Filed Document 0001575005-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
QwikLine Industrial Products, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $2,320,000 Associated Brokers / Dealers N/A CIK Number 0001556697 Filed Document 0001556697-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SSC CREDIT OPPORTUNITIES II FUND LP See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613056 Filed Document 0000919574-14-004013 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SphereInvest Global High Yield Liquidation Fund Ltd See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525124 Filed Document 0001525124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Get Smart Content, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,146,000 Associated Brokers / Dealers N/A CIK Number 0001592971 Filed Document 0001592971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
WESTRIDGE RESOURCES INC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $4,683 Associated Brokers / Dealers N/A CIK Number 0001544477 Filed Document 0001183740-14-000219 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HCSB FINANCIAL CORP See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $58,502 Associated Brokers / Dealers N/A CIK Number 0001091491 Filed Document 0001091491-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
TELIK INC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $5,185,000 Associated Brokers / Dealers N/A CIK Number 0001109196 Filed Document 0001109196-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eastern Air Lines Group, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001613265 Filed Document 0001613265-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC EQUITY PARTNERS FUND V-B, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613321 Filed Document 0001613319-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEANWOOD OPPORTUNITIES FUND LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461024 Filed Document 0001461024-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THARP ACQUISITION CO., LP See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612857 Filed Document 0001612857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Net2.TV, Ltd. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $7,787,427 Associated Brokers / Dealers N/A CIK Number 0001554035 Filed Document 0001554035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tan Partners, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611389 Filed Document 0001611389-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
CryoMedix, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001608206 Filed Document 0001608206-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Marylebone Lane Fund LP See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612606 Filed Document 0000902664-14-003072 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coolhouse Labs Fund I, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580112 Filed Document 0001580112-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity