Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Candlewood Structured Credit Harvest Fund, LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Credit Suisse Securities (USA) LLC, and First Liberties Financial CIK Number 0001555231 Filed Document 0001555231-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Medical Holdings, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001083446 Filed Document 0000935836-14-000469 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
STOCKSHIELD, INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432398 Filed Document 0001432398-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Packback, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616468 Filed Document 0001616468-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ottawa Capital, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616585 Filed Document 0001616585-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Palo Duro Partnership, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001616542 Filed Document 0001616542-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
enosiX, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,749,999 Associated Brokers / Dealers N/A CIK Number 0001616067 Filed Document 0000892251-14-000078 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Workforce Opportunity Fund I, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001616338 Filed Document 0001616338-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dalradian Resources Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $13,949,901 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd., Canaccord Genuity Corp., Cormark Securities Inc., BMO Nesbitt Burns Inc., Beacon Securities Limited, Dundee Securities Ltd., Jennings Capital Inc., and National Bank Financial Inc. CIK Number 0001499191 Filed Document 0001062993-14-004898 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE LEAF PARTNERS LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166138 Filed Document 0001166138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Floor64, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,673,504 Associated Brokers / Dealers N/A CIK Number 0001383625 Filed Document 0001383625-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARCFE GROUP 3, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Whotrades, INC, All Star Law Firm, and Citic Rising Travel Investment Co, Ltd CIK Number 0001615335 Filed Document 0001615335-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Maple Leaf Discovery I LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390027 Filed Document 0001390027-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMAG Diversified Opportunity Fund, L.P. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492955 Filed Document 0000905718-14-000511 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTRUE FINANCIAL CORP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $76,000,000 Associated Brokers / Dealers William Ernest Burgess III CIK Number 0001019650 Filed Document 0001019650-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Eightyone Labs Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,567,753 Associated Brokers / Dealers N/A CIK Number 0001615714 Filed Document 0001615714-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Queenscliff Fund LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527234 Filed Document 0000902664-14-003439 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: ESG Domestic Opportunity Fund LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001583936 Filed Document 0001140361-14-032049 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPC INVESTOR FUND A, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001616405 Filed Document 0001616405-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
moduleQ, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,042,141 Associated Brokers / Dealers N/A CIK Number 0001616333 Filed Document 0001616333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dahlicious, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Circle Up Network, Inc. CIK Number 0001595324 Filed Document 0001595324-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brigade Structured Credit Fund LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616514 Filed Document 0000919574-14-004381 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revaluate Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001616790 Filed Document 0001616790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Self Health Network Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616270 Filed Document 0001616270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OcuHub LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615766 Filed Document 0001615766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sophos Alpha Partners, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615968 Filed Document 0000935836-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim-LDD Investors, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,685,000 Associated Brokers / Dealers N/A CIK Number 0001616469 Filed Document 0001616470-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
My Health Direct, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $4,649,382 Associated Brokers / Dealers N/A CIK Number 0001479288 Filed Document 0000892712-14-000576 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Hydra Platform LLC - Hydra Cell 008 See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616561 Filed Document 0001616561-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
EverString Innovation Technology See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $11,999,288 Associated Brokers / Dealers N/A CIK Number 0001615969 Filed Document 0001615969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tregaron Opportunity Fund II, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $37,950,000 Associated Brokers / Dealers N/A CIK Number 0001616748 Filed Document 0001616748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Strategies Innovations Ltd See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001598782 Filed Document 0000948830-14-000081 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Three Corner L/S Fund LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581909 Filed Document 0000902664-14-003441 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melford Special Situations II LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD & CO., LIMITED CIK Number 0001587911 Filed Document 0001587911-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 3EB LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $103,500 Associated Brokers / Dealers N/A CIK Number 0001616608 Filed Document 0001616608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chondrial Therapeutics, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603367 Filed Document 0001603367-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
InfoBionic, Inc. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $15,624,060 Associated Brokers / Dealers N/A CIK Number 0001562779 Filed Document 0001562779-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LAAB Fund, L.P. See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527682 Filed Document 0000902664-14-003438 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Search Fund Partners 6, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001615740 Filed Document 0001615740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GHD INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $4,228,036 Associated Brokers / Dealers N/A CIK Number 0001026823 Filed Document 0001026823-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PAREF V Secondaries Feeder, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001616509 Filed Document 0000902664-14-003452 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SRA III LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001616226 Filed Document 0001616226-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Celebrate Everywhere, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers None CIK Number 0001539570 Filed Document 0001539570-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Visuality Corporation, S.L. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616015 Filed Document 0001616015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Equity
SARINA Capital, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615544 Filed Document 0001615544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTIS US Residential Strategies Parallel Fund II LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001616482 Filed Document 0000947871-14-000513 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORT WARREN OPPORTUNITIES FUND, LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616130 Filed Document 0001140361-14-032125 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PokitDok, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001534159 Filed Document 0001534159-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MR Investment Fund I LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616444 Filed Document 0000935836-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRICKELL BIOTECH, INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001497233 Filed Document 0001497233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt