Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HighGround Enterprise Solutions, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001566848 Filed Document 0001566848-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEC-OKC Holdings LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001617079 Filed Document 0001617079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Clarity Holding Corp See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers N/A CIK Number 0001616370 Filed Document 0001616370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lehigh Technologies, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001328148 Filed Document 0001328148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LIM JAPAN FUND See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529612 Filed Document 0001405086-14-000263 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DELPHI CAPITAL LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925698 Filed Document 0000935836-14-000483 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle International Energy Partners, L.P. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001584054 Filed Document 0001140361-14-033353 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivakor, Inc. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001450704 Filed Document 0001450704-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 15 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616638 Filed Document 0001616638-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Norcal Life Settlement Fund 2014, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001617094 Filed Document 0001617094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TRANS WORLD CORP See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $46,520 Associated Brokers / Dealers N/A CIK Number 0000914577 Filed Document 0001204348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
BAYSHORE BEACH CLUB, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $5,920,000 Associated Brokers / Dealers N/A CIK Number 0001611261 Filed Document 0001611261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amber Global Opportunities Fund Ltd. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001458005 Filed Document 0000902664-14-003598 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Regional Surgery Center, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $405,600 Associated Brokers / Dealers N/A CIK Number 0001451173 Filed Document 0001451173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 16 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616641 Filed Document 0001616641-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Painted Dog, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617017 Filed Document 0001231919-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FeNix Ash, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001616877 Filed Document 0001616877-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edge Realty Capital Fund, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617080 Filed Document 0001617080-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Central Plaza SDC, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001614907 Filed Document 0001614914-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LSV Enhanced Hedged Equity Fund, LP See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616452 Filed Document 0001393725-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HANSEN MEDICAL INC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $30,203,056 Associated Brokers / Dealers N/A CIK Number 0001276591 Filed Document 0001276591-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Azoi Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001616511 Filed Document 0001616511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GMO Tactical Opportunities Fund (Onshore), a series of GMO Master Portfolios (Onshore), L.P. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460409 Filed Document 0001616264-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HITE Hedge LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496278 Filed Document 0000898432-14-001048 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Array Health Solutions Inc See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers HGP SECURITIES LLC (HEALTHCARE GROWTH PARTNERS) CIK Number 0001382741 Filed Document 0001382741-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 21 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616713 Filed Document 0001616713-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Magnetar SC Fund Ltd See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498898 Filed Document 0001498898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerora Inc. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001605445 Filed Document 0001605445-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Fallbrook Technologies Inc See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Raymond James & Associates CIK Number 0001305927 Filed Document 0001305927-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HITE MLP LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519590 Filed Document 0000898432-14-001050 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Canyon Partners, LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514838 Filed Document 0001514838-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downhole Energy, LLC See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582645 Filed Document 0001582645-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
OpenView Venture Partners IV, L.P. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616720 Filed Document 0001616720-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amber Global Opportunities Fund LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001458004 Filed Document 0000902664-14-003597 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dyal II NJ Investors LP See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617091 Filed Document 0001617091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Fund Series 25 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616673 Filed Document 0001616673-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Tutum, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,652,110 Associated Brokers / Dealers N/A CIK Number 0001617084 Filed Document 0001617084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ellis Lake Offshore Fund, Ltd. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480780 Filed Document 0000919574-14-004898 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000044 Exclusions or Exemptions 506c Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Durham Distillery, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001606986 Filed Document 0001606986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lakewood-Amedex, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers Scarsdale Equities LLC and Glenn C. Walthall CIK Number 0001614811 Filed Document 0001614811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Staffing 360 Solutions, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001499717 Filed Document 0001465818-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CORTTEX CAPITAL FEEDER FUND SPC - SEGREGATED PORTFOLIO ALPHA See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578365 Filed Document 0001578365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners Co-Invest, L.P., Series H See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617102 Filed Document 0001617102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INSPIRA FINANCIAL INC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $400,449 Associated Brokers / Dealers N/A CIK Number 0001617765 Filed Document 0001183740-14-000256 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 23 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616682 Filed Document 0001616682-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Thread LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001551272 Filed Document 0000898432-14-001047 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HangIt, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001616993 Filed Document 0001616993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WF Asian Reconnaissance Fund Ltd See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613185 Filed Document 0001613185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG VALLEY 2 LTD See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $416,810 Associated Brokers / Dealers N/A CIK Number 0001610761 Filed Document 0001610761-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other