Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GLOBAL MINERALS LTD See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $659,787 Associated Brokers / Dealers N/A CIK Number 0001393799 Filed Document 0001183740-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Clear Water Outdoor LLC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $740,000 Associated Brokers / Dealers N/A CIK Number 0001575211 Filed Document 0000897069-14-000391 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
PW Partners Atlas Fund III, LP See All Filings	D	2014-09-08 17:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rothschild Investment Corporation CIK Number 0001618192 Filed Document 0001618192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 17:27:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DMRC Holdings, Ltd See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001297829 Filed Document 0001140361-14-035006 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BARBADOS Revenue or Assets Decline to Disclose Type of Security Equity
ALCOHOOT LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001579243 Filed Document 0001579243-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
VILLAGE AT RIVERSIDE ICG LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001618923 Filed Document 0001618923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Physicians Realty L.P. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $3,969,452 Associated Brokers / Dealers None CIK Number 0001583994 Filed Document 0001583994-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Zero Coupon Pharmacy IV DST See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised $9,921,950 Associated Brokers / Dealers Lawrence R. Fioroni, Jr., Robert S. Smith, Robert A. Horning, Van E. Carlson, Joseph M. Insalaco, Rudi V. Siela, Haynes L. Kendall, Jr., Jeff D. Fisher, Mark G. Kosanke, Norman G. Price, Jeffrey S. Cederberg, Tracy R. Turner, Donald S. Meredith, Eric S. Scaff, John P. Harvey, Michael R. Frager, Michael T. Sisson, Peter J. Kalmus, Joseph A. Nugent, Thomas R. Opsahl, Jonathan H. Pinnock, and Jared S. Horner CIK Number 0001603337 Filed Document 0001603337-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Fenox Infocom Venture Co V, L.P. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618887 Filed Document 0001618887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Opportunity Fund, Ltd. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618403 Filed Document 0001618403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASIUS TECHNOLOGIES, LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001618254 Filed Document 0001117768-14-000716 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WALTON STREET REAL ESTATE DEBT FUND, L.P. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PACIFIC CAPITAL PARTNERS LIMITED CIK Number 0001611178 Filed Document 0001611178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Oliver Street Dermatology Holdings LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $57,690,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TherOx, Inc. See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001442217 Filed Document 0001442217-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MSF Capital Offshore Institutional Fund Ltd. See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426286 Filed Document 0001426286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE EAGLE OFFSHORE CAPITAL ACE FUND LTD See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460380 Filed Document 0001315863-14-000546 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERGER FUND II LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618797 Filed Document 0001618797-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mind Solutions Inc. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $16,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
xAD Inc. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001158401 Filed Document 0001158401-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SnoopWall, LLC See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers I-Bankers Securities Incorporated CIK Number 0001601788 Filed Document 0001601788-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Debt
AEI NET LEASE PORTFOLIO DST See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $14,321,000 Associated Brokers / Dealers AEI Net Lease Portfolio DST CIK Number 0001618849 Filed Document 0001618849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Encore Energy, Inc. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $1,541,250 Associated Brokers / Dealers N/A CIK Number 0001532342 Filed Document 0001532342-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Reservoir Resource Partners TE, L.P. See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001595178 Filed Document 0001595178-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironshield Special Situations Fund LP See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500301 Filed Document 0000902664-14-003769 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XZERES Corp. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $2,455,000 Associated Brokers / Dealers N/A CIK Number 0001084597 Filed Document 0001255294-14-000964 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DCM Ventures China Turbo Fund, L.P. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001618486 Filed Document 0001618486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
COMPASS CAPITAL PARTNERS L P See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107848 Filed Document 0001013594-14-000581 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Boffo Investors, LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001618984 Filed Document 0001618984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Lake Forest, LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $2,630,777 Associated Brokers / Dealers N/A CIK Number 0001625454 Filed Document 0001461373-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Opportunity Fund, L.P. See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539997 Filed Document 0001539997-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Studio6, Inc. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001550712 Filed Document 0001550712-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
All Party System Co. See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised $4,200 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000049 Exclusions or Exemptions 506c Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
STS Media Inc dba FreedomPop See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $5,000,019 Associated Brokers / Dealers N/A CIK Number 0001553918 Filed Document 0001065949-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MSF CAPITAL PARTNERS L.P. See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426904 Filed Document 0001426904-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-14-054812 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fusion Resources, LLC See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised $781,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001585079-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Mineral Property
REVEL MUSIC GROUP LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001446496 Filed Document 0001446496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Keller TX Retail DST See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised $11,933,690 Associated Brokers / Dealers Harry R. Tyler, Christina S. Nielson, Carol J. Child, Inland Securities Corporation, Roger T. Tadsen, Dwight K. Kay, Gary G. Benson, William A. Morrow, Drew F. Dedelow, David R. Koehler, Eric S. Scaff, Jeffrey S. Gurman, Christopher R. Bice, Mark S. Gopen, Alex M. Weissman, and Damon C. Gonzalez CIK Number 0001608413 Filed Document 0001608413-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Mind Solutions Inc. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $16,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A.R.T. International Investors (USA) LLC See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399415 Filed Document 0001012975-14-000551 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StockUp Commerce, Inc. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $3,310,397 Associated Brokers / Dealers N/A CIK Number 0001615035 Filed Document 0001615035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Venice Victoria LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001615818 Filed Document 0001615818-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
VERGER CAPITAL FUND LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618796 Filed Document 0001618797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METABOLIX, INC. See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001121702 Filed Document 0001104659-14-065196 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MANSA CAPITAL FUND I, L.P. See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556827 Filed Document 0001405086-14-000271 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE EAGLE CAPITAL ACE FUND LP See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460417 Filed Document 0001315863-14-000545 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amicus Texas 10, LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001618874 Filed Document 0001618874-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ZIGNAL LABS, INC. See All Filings	D/A	2014-09-08 00:00:00 UTC
Amount To Be Raised $13,737,600 Associated Brokers / Dealers N/A CIK Number 0001567028 Filed Document 0001567028-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Priam Ventures Fund II, LP See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618761 Filed Document 0001618761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bristol Laurel, LLC See All Filings	D	2014-09-08 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001618348 Filed Document 0001618348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity