Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Union Point Opportunities Fund, L.P. See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580817 Filed Document 0001580817-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Diversification Partners Liquidity Fund LP See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers none CIK Number 0001618981 Filed Document 0001618981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Baxter Street Fund II, L.P. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617586 Filed Document 0001617586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ULIV Java LLC See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001609102 Filed Document 0001144204-14-054951 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Power Capital Resources, LLC See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001601067 Filed Document 0001580695-14-000477 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
MUIRFIELD VALUE PARTNERS, LP/PORTFOLIO C See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC CIK Number 0001618857 Filed Document 0000919574-14-005120 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000049 Exclusions or Exemptions 506c Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RFMicron, Inc. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001482463 Filed Document 0001482463-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rockstep Starkville LLC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001619079 Filed Document 0001209191-14-057932 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PointBridge Fund Ltd See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618771 Filed Document 0000950142-14-001840 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CELSENSE INC See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001372965 Filed Document 0001372965-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
T&H Capital, LLC See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $14,200,000 Associated Brokers / Dealers N/A CIK Number 0001557154 Filed Document 0001557154-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Health Holdings, LLC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001618947 Filed Document 0001618947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sleepy Hollow Prospect Partners See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers N/A CIK Number 0001616779 Filed Document 0001616779-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Riverside Health, Inc. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001547382 Filed Document 0001547382-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Shasta Gold Corp. See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $3,632,112 Associated Brokers / Dealers N/A CIK Number 0001515279 Filed Document 0001140361-14-035372 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOODDATA CORP See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001438062 Filed Document 0001438062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
105-115 Greenpoint Avenue LLC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $16,180,000 Associated Brokers / Dealers N/A CIK Number 0001618814 Filed Document 0001013594-14-000582 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHL PARTNERS, LP See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557439 Filed Document 0000913849-14-000308 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Finance Partners IV, L.P. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618320 Filed Document 0001618320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRG Acquisition Holdings, LLC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $9,105,000 Associated Brokers / Dealers N/A CIK Number 0001619038 Filed Document 0001619038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Credit Opportunity Fund, Ltd. See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467124 Filed Document 0001467124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACL ALTERNATIVE FUND SAC Ltd See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors Financial Network LLC, Wells Fargo Advisors LLC, and CAIS Capital LLC CIK Number 0001292004 Filed Document 0001292004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Nvgton-Fund, a series of AngelList-SeSh-Funds, LLC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $291,415 Associated Brokers / Dealers N/A CIK Number 0001618964 Filed Document 0001618964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRP 15th Street Hoyt LLC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick and Dominick LLC, Pickwick Capital Partners LLC, and Saxony Securities Inc. CIK Number 0001618969 Filed Document 0001617824-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business UNITED STATES Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Emergent Medical Partners II, L.P. See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $60,150,000 Associated Brokers / Dealers N/A CIK Number 0001585320 Filed Document 0001617507-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PTAM Dynamic Fixed Income Fund (Cayman), Ltd. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596527 Filed Document 0001596527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund II See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $15,201,364 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $4,220 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000050 Exclusions or Exemptions 506c Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
CP Endowment Fund, LP See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $25,710,022 Associated Brokers / Dealers N/A CIK Number 0001619820 Filed Document 0000927087-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Zenti, Inc. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001618209 Filed Document 0001618209-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LONG POINT INVESTORS, L.P. See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000886562 Filed Document 0001140361-14-035174 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOOMIS SAYLES STRATEGIC ALPHA TRUST See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Go Green Global Technologies Corp. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001378866 Filed Document 0001019056-14-001138 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Union Point Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581029 Filed Document 0001580817-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne International Partners, LP See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444391 Filed Document 0000919574-14-005124 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOAM MARKET NEUTRAL OFFSHORE FUND LTD. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001615535 Filed Document 0000919574-14-005117 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000048 Exclusions or Exemptions 506c Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Quanton Data Analytics, Inc. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001619101 Filed Document 0001619101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ExpenseBot, Inc. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001618946 Filed Document 0001618946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
HOMELAND RESOURCES LTD. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $84,800 Associated Brokers / Dealers N/A CIK Number 0001409624 Filed Document 0001534122-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis, L.P. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001045610 Filed Document 0001045610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PCA Energy Partners, L.P. See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618911 Filed Document 0000950142-14-001837 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shasta Gold Corp. See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001515279 Filed Document 0001140361-14-035371 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ranchline Syndications, LLC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001608053 Filed Document 0001608053-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Baby Zach's Fine Foods Inc See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $139,999 Associated Brokers / Dealers N/A CIK Number 0001581066 Filed Document 0001581066-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MOLINA HEALTHCARE INC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $3,114,157 Associated Brokers / Dealers N/A CIK Number 0001179929 Filed Document 0001181431-14-031615 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Innovational Funding, LLC Project #26 See All Filings	D/A	2014-09-09 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001611230 Filed Document 0001610548-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BluePearl Holdings, LLC See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $546,792 Associated Brokers / Dealers N/A CIK Number 0001436117 Filed Document 0001209191-14-057224 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Passco Hickory DST See All Filings	D	2014-09-09 00:00:00 UTC
Amount To Be Raised $18,550,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001618961 Filed Document 0001618961-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity