Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
mOasis Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $7,455,774 Associated Brokers / Dealers N/A CIK Number 0001594218 Filed Document 0001594218-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgepoint Europe V A1 LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612971 Filed Document 0001612971-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC ARB International Fund, Ltd. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496493 Filed Document 0001496493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ovonyx, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001114069 Filed Document 0001114069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $15,600,013 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-14-000257 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Needly, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001584748 Filed Document 0001584748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forest City Trading Group, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $7,339,938 Associated Brokers / Dealers N/A CIK Number 0001566657 Filed Document 0001566657-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ARDEN FOCUSED GLOBAL MACRO FUND, L.P. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Multiple CIK Number 0001498895 Filed Document 0000919574-14-005198 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lynqs, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $1,004,926 Associated Brokers / Dealers N/A CIK Number 0001618671 Filed Document 0001618671-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR International Small Cap Equity Fund, L.P. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454447 Filed Document 0001454447-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
819 Media Fund III LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619816 Filed Document 0001619816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Asset Fund, LP See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $552,500,000 Associated Brokers / Dealers N/A CIK Number 0001618786 Filed Document 0001618786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Opportunities Fund X, L.P. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615827 Filed Document 0001181431-14-031855 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flatirons Health & Rehab, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617421 Filed Document 0001140361-14-035612 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CLIQA, INC. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001619285 Filed Document 0001619285-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Grafoid Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $47,420,978 Associated Brokers / Dealers Donald Tippett, Daniel Davis, Thomas Bass, and Brian Sharkey CIK Number 0001135856 Filed Document 0001135856-14-000264 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ciralight Global, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001463961 Filed Document 0001165527-14-000544 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Scientific Equity Cayman Fund Ltd See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619273 Filed Document 0001619273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tekne Partners, L.P. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557577 Filed Document 0001557577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Digital Caddies, Inc. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001592334 Filed Document 0001554795-14-000549 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BLAKENEY FUND Ltd See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619287 Filed Document 0001619287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGGC ASSOCIATES II, L.P. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001601184 Filed Document 0001601184-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRESHAM MTAP COMMODITYBUILDER FUND, L.L.C. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586518 Filed Document 0001140361-14-035445 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BEAM Multi-Strategy, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605535 Filed Document 0001605535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Peru Equity Fund See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588415 Filed Document 0001588415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Academy Quantitative Global Fund LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH CREEK BUTLER CIK Number 0001528767 Filed Document 0000919574-14-005205 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patara Pharma, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001598105 Filed Document 0001140361-14-035553 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $8,260,154 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-14-000265 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crescent Direct Lending SBIC Fund, L.P. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619061 Filed Document 0000945621-14-000244 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tarsis Resources Ltd. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $108,775 Associated Brokers / Dealers N/A CIK Number 0001409036 Filed Document 0001409036-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SPARKETPLACE, INC. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001619386 Filed Document 0001619386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CART Venture Fund, LP See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001619378 Filed Document 0001619378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Opportunities Fund VII, L.P. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614616 Filed Document 0001181431-14-031844 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. and JEFFERIES LLC CIK Number 0001593943 Filed Document 0001614533-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC CITY FINANCIAL CORP See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001423869 Filed Document 0001423869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Bridgepoint Europe V A3 LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612977 Filed Document 0001612977-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $35,365 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000258 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HOLLISON, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595887 Filed Document 0001595887-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Igneous Systems, Inc. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $23,786,536 Associated Brokers / Dealers N/A CIK Number 0001607370 Filed Document 0001607370-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Trumpet Search, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $10,519,166 Associated Brokers / Dealers N/A CIK Number 0001467007 Filed Document 0001467007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PPE Allen 11, L.P. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001619166 Filed Document 0001619166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Offshore Fund III Ltd. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454211 Filed Document 0001454211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgepoint Europe V B1 LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612991 Filed Document 0001612991-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuWave Large Cap Active Alpha L.P. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619335 Filed Document 0001619335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Yorktown University See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Richard Jack Bishirjian CIK Number 0001587998 Filed Document 0001587998-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
212 Asset Fund, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001618864 Filed Document 0001618864-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Peaberry Software Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $776,498 Associated Brokers / Dealers N/A CIK Number 0001619078 Filed Document 0001619078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Royale Leisure Industries LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619068 Filed Document 0001619068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NORTHERN PACIFIC GROWTH INVESTMENT PARTNERS, L.P. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607016 Filed Document 0001588252-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity