Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Meredith Square LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001613630 Filed Document 0001553350-14-000757 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Algazel Capital, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472136 Filed Document 0001472136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noble Talents, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001613074 Filed Document 0001613074-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Parex Resources Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $8,741,600 Associated Brokers / Dealers N/A CIK Number 0001506666 Filed Document 0001506666-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WizRocket Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,700,027 Associated Brokers / Dealers N/A CIK Number 0001613570 Filed Document 0001613570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Underground Solutions, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613449 Filed Document 0001613449-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fruition Partners, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001564595 Filed Document 0001393725-14-000114 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Omni-One-Med Pharmacy Services LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613374 Filed Document 0001613374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lazard Global Fixed Income Trust See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525578 Filed Document 0001525578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Russell Institutional Funds, LLC - Russell Emerging Markets Equity Plus Fund See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001563388 Filed Document 0001603833-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmel Partners Investment Fund V, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598341 Filed Document 0001181431-14-026643 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Bell Partners, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $200 Associated Brokers / Dealers N/A CIK Number 0001612332 Filed Document 0001612332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Russell Institutional Funds, LLC - Russell Multi-Asset Core Plus Fund See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001563333 Filed Document 0001603833-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC EUROPE IV PRIVATE INVESTORS, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609826 Filed Document 0001612602-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frere Hall Fund LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553873 Filed Document 0000902664-14-003090 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Select U.S. Equity Fund, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580486 Filed Document 0001580486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Healthcare Long/Short Fund, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554189 Filed Document 0001554189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Ivory Flagship Offshore Fund L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001474512 Filed Document 0001474512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Ivory Flagship Fund II LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001493896 Filed Document 0001493896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carey Energy Corp See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001593989 Filed Document 0001593989-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axial Capital Neutral Fund, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581084 Filed Document 0000919574-14-004023 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohana Companies, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001520572 Filed Document 0001140361-14-028254 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
TRANSLINK CAPITAL PARTNERS III, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581166 Filed Document 0001581166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAO Coinvest, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613675 Filed Document 0001613675-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Value Surgical Products, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001613399 Filed Document 0001613399-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RIVERSIDE MICRO-CAP FUND III, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001603789 Filed Document 0001603789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pride of Austin Opportunity Fund I, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001611112 Filed Document 0001611112-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DayNine Consulting, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $19,999,995 Associated Brokers / Dealers Clearsight Capital Advisors, Inc. CIK Number 0001521540 Filed Document 0001521540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ventura Acquisition I, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001613463 Filed Document 0001613463-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Fresenius Medical Care Warner Robins, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,319,115 Associated Brokers / Dealers N/A CIK Number 0001614136 Filed Document 0001461373-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BOULEVARD CAPITAL PARTNERS LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446909 Filed Document 0001446909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Media Partners, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Christopher J Langbein CIK Number 0001515699 Filed Document 0001515699-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sanctified, the movie, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001612183 Filed Document 0001612183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Forensic Logic, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001463782 Filed Document 0001463782-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Russell Institutional Funds, LLC - Russell Absolute Return Fixed Income Fund See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001603833 Filed Document 0001603833-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moneta Ventures Fund I, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001609640 Filed Document 0001609640-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LoopPay, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001590342 Filed Document 0001590342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MERCHANT CAPITAL GROUP, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612510 Filed Document 0001612510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
RedPoint Global Inc See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,249,999 Associated Brokers / Dealers N/A CIK Number 0001559872 Filed Document 0000898432-14-000964 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AmeriVest Group Fund I, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $995,000 Associated Brokers / Dealers N/A CIK Number 0001609069 Filed Document 0001609069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Redfall Technologies Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $346,317 Associated Brokers / Dealers Cormark Securities Inc. CIK Number 0001548943 Filed Document 0001548943-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
BODY CENTRAL CORP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $18,000,016 Associated Brokers / Dealers N/A CIK Number 0001379246 Filed Document 0001140361-14-028355 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
BC EUROPE IV EEA INVESTORS, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609827 Filed Document 0001612602-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Peak Global Fund, LP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611770 Filed Document 0000919574-14-004028 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IPG - Industry People Group, Inc See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $2,985,714 Associated Brokers / Dealers N/A CIK Number 0001612378 Filed Document 0001612378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
PUTNAM TOTAL RETURN FUND, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, Paul Heffernan, and John Palmer CIK Number 0001441058 Filed Document 0001441058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BACK9BEVERAGES LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001613308 Filed Document 0001613308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aessense Holding Ltd. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers None CIK Number 0001613781 Filed Document 0001613781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL SMALL CAP US EQUITY FUND See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc., part of Russell Investments CIK Number 0001440914 Filed Document 0001603833-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverBank Holding Co See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,800 Associated Brokers / Dealers RiverBank Holding Co. CIK Number 0001535665 Filed Document 0001535665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity