Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AH Parallel Fund IV-Q, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $65,292,000 Associated Brokers / Dealers N/A CIK Number 0001604861 Filed Document 0001604859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Glynn Emerging Opportunity Fund II, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions LLC CIK Number 0001605347 Filed Document 0001605347-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imagimod LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607929 Filed Document 0001607929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
RCS Capital Corp See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $390,000,000 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIFF RMPRF L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549432 Filed Document 0001549432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Everspring Inc. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001589306 Filed Document 0001589306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 200 See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607820 Filed Document 0001565908-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LS Power Fund III Feeder 1, L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,072,950,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591727 Filed Document 0001591664-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Naurex Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467762 Filed Document 0001467762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NOVA 3 PP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $392,307 Associated Brokers / Dealers N/A CIK Number 0001566672 Filed Document 0001140361-14-021366 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
SI-BONE, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $32,999,993 Associated Brokers / Dealers N/A CIK Number 0001459839 Filed Document 0001459839-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NantBioscience, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001608318 Filed Document 0001608318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
36 South Funds PLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512272 Filed Document 0000902664-14-002433 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AvidXchange, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $9,999,996 Associated Brokers / Dealers N/A CIK Number 0001117565 Filed Document 0001117565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fairlight Fund LP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605160 Filed Document 0001605160-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cervenka & Lukes Capital, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607804 Filed Document 0001607804-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sonivate Medical Inc See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001414353 Filed Document 0001414353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Middle Kingdom Value Fund, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607832 Filed Document 0001607832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CCI HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Direct Access Partners, LLC, Deutsche Bank Securities Inc., UBS Financial Services Inc., and Silver Leaf Partners, LLC CIK Number 0001180853 Filed Document 0000902664-14-002413 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG VORA SPECIAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERKINS FUND MARKETING, L.L.C., BARCLAYS CAPITAL INC., and PAPAMARKOU WELLNER & CO., INC. CIK Number 0001476579 Filed Document 0000919574-14-002879 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Broadband, Inc. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393593 Filed Document 0001393593-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HCI HUMAN CAPITAL INSTITUTE, INC. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001608011 Filed Document 0001608011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Japan Macro Opportunities Offshore Partners, L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497124 Filed Document 0001497124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Peak Partners Fund LP See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489381 Filed Document 0001489381-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphera Fund - Global L.P. See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483253 Filed Document 0001607651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kansas City Covenant Group, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,165,000 Associated Brokers / Dealers N/A CIK Number 0001607727 Filed Document 0001607727-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Crescent Long/Short Credit Opportunity Fund, Ltd. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606567 Filed Document 0000945621-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StreetShares, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001607838 Filed Document 0001607838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Kahuna, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $11,277,564 Associated Brokers / Dealers N/A CIK Number 0001610065 Filed Document 0001610065-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vivify Health, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001566980 Filed Document 0001566980-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UMAX GROUP CORP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001517709 Filed Document 0001517709-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Renovis Surgical Technologies, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001572091 Filed Document 0001572091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Acadian Frontier Markets Equity Fund See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405793 Filed Document 0001405793-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brahman Partners IV (Cayman), Ltd. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580271 Filed Document 0000902664-14-002437 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cal-Arbor Investors, LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001597683 Filed Document 0001597683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Varsity News Network, Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,364,346 Associated Brokers / Dealers N/A CIK Number 0001541447 Filed Document 0000905718-14-000201 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GRIDPOINT INC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $16,248,513 Associated Brokers / Dealers TOMS Capital LLC CIK Number 0001344781 Filed Document 0001344781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Reliable Parts Holdings LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $59,000,000 Associated Brokers / Dealers N/A CIK Number 0001607444 Filed Document 0001607444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
All About Beer, LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001595676 Filed Document 0001595676-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
NV Gold Corp See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $580,096 Associated Brokers / Dealers N/A CIK Number 0001607807 Filed Document 0001607807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Essence Group Holdings Corp See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allen and Company LLC CIK Number 0001421621 Filed Document 0001421621-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001253769 Filed Document 0001253769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobiquity Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ALWAYSONVACATION, INC. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,580,000 Associated Brokers / Dealers N/A CIK Number 0001404029 Filed Document 0001404029-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nantucket Levered LLC See All Filings	D/A	2014-05-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Securities America Inc. CIK Number 0001318160 Filed Document 0001318160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Adtile Technologies Inc. See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610224 Filed Document 0001610224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Fairfield LP See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $187,101,000 Associated Brokers / Dealers N/A CIK Number 0001607719 Filed Document 0001607719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consulting Services Support Corp See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001491144 Filed Document 0001491144-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
IVP Cipheroptics, LLC See All Filings	D	2014-05-12 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers EDI Financial Inc. CIK Number 0001548394 Filed Document 0001548394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity