Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AXTC, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622126 Filed Document 0001622126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ACM FINANCIAL TRUST INC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $147,674,997 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
SEMPER VIC PARTNERS OFFSHORE, LTD. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621700 Filed Document 0000919574-14-005721 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Kify-Fund, a series of AngelList-BP-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $100,500 Associated Brokers / Dealers N/A CIK Number 0001621682 Filed Document 0001621682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Small Cap Fund LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Stryker Entertainment, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001621993 Filed Document 0000949353-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
3D-4U INC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001437452 Filed Document 0001437452-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
SV TOOL Corp See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001621374 Filed Document 0001621374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CVA Investment Fund, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622223 Filed Document 0001622223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GLOBALTECH HOLDINGS INC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000943770 Filed Document 0001079973-14-000528 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
BIG NORTH GRAPHITE CORP. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $748,878 Associated Brokers / Dealers N/A CIK Number 0001537642 Filed Document 0001183740-14-000322 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Immunomic Therapeutics, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers Newport Coast Securities Inc. CIK Number 0001543256 Filed Document 0001543256-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BlueMar Partners, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532646 Filed Document 0000919574-14-005725 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Payson Developmental Drilling Fund 2014 II, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Terry D. Harvey CIK Number 0001621998 Filed Document 0001621998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Hot Creek Investors Limited Partnership See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534470 Filed Document 0001354488-14-005111 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Armistice Capital Fund Offshore Ltd. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554378 Filed Document 0000919574-14-005718 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextGxDx, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,226,000 Associated Brokers / Dealers N/A CIK Number 0001602042 Filed Document 0001602042-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., UBS AG, JEFFERIES LLC, and ISIS (ASIA PACIFIC) PTY LIMITED CIK Number 0001593947 Filed Document 0001593943-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, L.P. (limited partnership interests) See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-14-004099 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meural Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001622142 Filed Document 0001622142-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pagoda Partners, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620781 Filed Document 0001620781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Corsair Capital Investors Flagship Fund Ltd See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001588473 Filed Document 0001140361-14-037992 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Appel Value Investors Segregated Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559452 Filed Document 0001559454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559472 Filed Document 0001559454-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
General Atlantic Partners 98E, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621508 Filed Document 0000950142-14-002063 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Raycliff QOR Investors, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,835,230 Associated Brokers / Dealers N/A CIK Number 0001586668 Filed Document 0001586668-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Ivantis, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $71,370,003 Associated Brokers / Dealers N/A CIK Number 0001521993 Filed Document 0001521993-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BeautyKind, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001622221 Filed Document 0001622221-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 98J, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621562 Filed Document 0000950142-14-002068 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carbylan Therapeutics, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001348911 Filed Document 0001613868-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GTT Communications, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,883,471 Associated Brokers / Dealers N/A CIK Number 0001315255 Filed Document 0001140361-14-038015 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
South Remington Holdings, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,016,000 Associated Brokers / Dealers NOT APPLICABLE CIK Number 0001621878 Filed Document 0001621878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Pnad-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $286,000 Associated Brokers / Dealers N/A CIK Number 0001622197 Filed Document 0001622197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibertyView Credit Alpha Fund, Ltd. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581329 Filed Document 0000905718-14-000672 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MLW Squared, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595719 Filed Document 0001595719-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
5th Ave Brooklyn Partners, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $985,000 Associated Brokers / Dealers N/A CIK Number 0001621624 Filed Document 0000914760-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mexico Ventures I Annex Fund, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001622101 Filed Document 0001622101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Evcont-Fund, a series of AngelList-SeDu-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $323,000 Associated Brokers / Dealers N/A CIK Number 0001621683 Filed Document 0001621683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agrivida Inc See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001381230 Filed Document 0001381230-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Duval County T. Guerro No.1 LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001603112 Filed Document 0001603112-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathway Private Equity Fund XXV, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $800,011,432 Associated Brokers / Dealers N/A CIK Number 0001601610 Filed Document 0001601610-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BWayde Enterprises, LLLP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621809 Filed Document 0001621809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
DineInFresh, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596564 Filed Document 0001596564-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sugarfina, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621922 Filed Document 0001621922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHN WEST, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,584,496 Associated Brokers / Dealers NONE CIK Number 0001622108 Filed Document 0001622108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brand Equity Partners I, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001621859 Filed Document 0001621859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Circular Energy, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001618271 Filed Document 0001618271-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sciens Group Alternative Strategies LLC - Flowpoint Capital Partners Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614899 Filed Document 0001614899-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund