Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Caeden, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001607707 Filed Document 0001607707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
River Cities Capital Fund V, L.P. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers n/a CIK Number 0001552694 Filed Document 0001552694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CitrusProtect, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001608838 Filed Document 0001608838-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Tradesy, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $14,228,830 Associated Brokers / Dealers None CIK Number 0001608924 Filed Document 0001608924-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saints at the River Production Group LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608863 Filed Document 0001608863-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Ogborne Partners, L.P. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532593 Filed Document 0000919574-14-003520 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERSTONE QUARRY OFFSHORE FUND, LTD. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545349 Filed Document 0000919574-14-003525 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Sunoco Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535991 Filed Document 0001535991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEVINE LEICHTMAN CAPITAL PARTNERS V AMICUS FUND, L.P. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised $6,455,697 Associated Brokers / Dealers N/A CIK Number 0001572508 Filed Document 0001140361-14-022516 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TELIK INC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $4,581,250 Associated Brokers / Dealers N/A CIK Number 0001109196 Filed Document 0001109196-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Crescent Capital High Income Fund, L.P. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545555 Filed Document 0000945621-14-000147 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atea Pharmaceuticals, Inc. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Madding King CIK Number 0001593899 Filed Document 0001140361-14-022477 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Smart Furniture Inc See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001306102 Filed Document 0001306102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
PanTheryx, Inc. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001416162 Filed Document 0001416162-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SONAVATION INC See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001370924 Filed Document 0001370924-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Co-Investment Fund III A LP See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601988 Filed Document 0001601988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Dabs Advanced Biotech Solutions LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001608811 Filed Document 0001608811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ranchline Syndications, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Dicki Lavine, Ken Rice, and Paul Taylor III CIK Number 0001608053 Filed Document 0001608053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
JD Harkey Energy, L.P. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001608731 Filed Document 0001608731-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Union Atlantic Enterprises, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Clifford Mark Ginn CIK Number 0001593841 Filed Document 0001593841-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Comprehensive Finance Investors, LP See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001608871 Filed Document 0001608871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Beltway Strategic Opportunities Fund Ltd. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608776 Filed Document 0001140361-14-022427 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCN Auto Capital Fund, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608740 Filed Document 0001608740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F8 OSCAR SPV, L.P. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608745 Filed Document 0001140361-14-022819 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PowerHouse dynamics, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001460517 Filed Document 0001460517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Big Horn Valve, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001493183 Filed Document 0001493183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Armadillo Financial Fund LP See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608763 Filed Document 0001140361-14-022460 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMPBELL FUND TRUST See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Altegris Investments, Inc., Cambridge Investment Research, Inc., Campbell Financial Services, Inc., Commonwealth Financial Network, Credit Suisse Securities (USA) LLC, David A. Noyes & Company, Futures Investment Company, Geneos Wealth Management, Inc., JAE Investments, Inc., Janney Montgomery Scott, LLC, Kalos Capital, Inc., Lincoln Financial Advisors Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley Smith Barney LLC, Prospera Financial Services, Inc., Raymond James & Associates, Inc, RBC Capital Markets LLC, BB&T Scott & Stringfellow, Inc., Stephens, Inc., Stifel Nicolaus & Company, Incorporated, Triad Advisors, Inc., UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Winslow, Evans & Crocker, Inc., American Portfolios Financial Services, Inc., Ameriprise Financial Services, Inc., Benjamin F. Edwards & Co., Inc., Berthel, Fisher & Company Financial Services, Inc., Confidential Management Financial Services, Inc., Davenport & Company LLC, First Allied Securities, FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., HighTower Securities, LLC, Hilliard Lyons, Inc., ING Financial Partners, Inc., Investment Centers of America, Inc., J.P. Morgan Clearing Corp., J.P. Turner & Company, L.L.C., M Holdings Securities, Inc., Cetera Advisors LLC, Polar Investment Counsel, Inc., Portfolio Resources Group, Inc., Purshe, Kaplan, Sterling Investments, Robert W. Baird & Co., Inc., Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Sanders Morris Harris Inc., Securities America, Inc., SII Investments, Inc., Spire Securities, LLC, Steben & Company, Inc., Stephen A. Kohn & Associates, Ltd., Summit Brokerage Services, Inc., Thomas McDonald Partners LLC, Thurston, Springer, Miller, Herd & Titak, Inc., Tricor Financial, LLC, Uhlmann Price Securities, LLC, USA FInancial Securities Corporation, VSR Financial Services, Inc., Wedbush Morgan Securities Inc., Wunderlich Securities, Inc., Arete Wealth Management, LLC, Lincoln Investment Planning, Inc., Mutual Securities, Inc., Titan Securities, Carey, Thomas, Hoover, & Breault, Inc., KMS Financial Services, Inc., Oppenheimer & Co., Inc., Rockfleet Financial Services, Inc., Southwest Securities, Inc., and Southwest Securities Financial Services CIK Number 0001043951 Filed Document 0001043951-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLAMERE CAPITAL FUND II, LP See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576503 Filed Document 0001576503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mapleton Capital Investors, LLC See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112160 Filed Document 0001095449-14-000082 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meta Co See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers none CIK Number 0001584382 Filed Document 0001584382-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCS CAPITAL MANAGEMENT, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001607986 Filed Document 0001607986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Freightera Logistics, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608566 Filed Document 0001608566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
MMP WORLWIDE INC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers MMP Worldwide Inc CIK Number 0001608591 Filed Document 0001608591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
EarthOne Circuit Technologies Corp See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $3,953,000 Associated Brokers / Dealers N/A CIK Number 0001601262 Filed Document 0001601262-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Westfield-4120, LLLP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $12,100,000 Associated Brokers / Dealers None CIK Number 0001608726 Filed Document 0001608726-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Imprint Energy, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $5,999,997 Associated Brokers / Dealers N/A CIK Number 0001608514 Filed Document 0001608514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Americann, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001508348 Filed Document 0001004878-14-000201 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Private Mortgage Fund LLC See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461975 Filed Document 0001461975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
R.C. Temme Corp. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
KALORAMA SPECIAL PRODUCTS FUND SPC LTD See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001432708 Filed Document 0001315863-14-000344 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $64,504,450 Associated Brokers / Dealers Charles Steinberg and Christopher Parker CIK Number 0001135856 Filed Document 0001135856-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Opedix, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001608762 Filed Document 0001608762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
OpenFin Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001520551 Filed Document 0000905718-14-000275 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VARY Energy & Environmental, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608629 Filed Document 0001608629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ZALICO VARIABLE SERIES III SEPARATE ACCOUNT See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors, Inc. and Benefit Finance Securities CIK Number 0001167612 Filed Document 0001167612-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ThunderRoad Partners, LP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608611 Filed Document 0001608611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Anellotech, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608668 Filed Document 0001608668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Global Management LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $3,214,025 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-020476 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
SpineThera, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608110 Filed Document 0001608110-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity