Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Zounds Hearing, Inc. See All Filings	D	2014-05-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001477089 Filed Document 0001477089-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Europe Technology Partners III, L.P. See All Filings	D	2014-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001604640 Filed Document 0001181431-14-020918 Exclusions or Exemptions 506b Accepted Date 2014-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COPsync, Inc. See All Filings	D	2014-05-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001383154 Filed Document 0001185185-14-001419 Exclusions or Exemptions 506b Accepted Date 2014-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Eckert Technologies Group, LLC See All Filings	D	2014-05-22 00:00:00 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001608619 Filed Document 0001608619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Wells Fargo High Yield Bond Fund, a series of Wells Fargo Trust for Institutional Investments See All Filings	D/A	2014-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Well Fargo Funds Distributor, LLC CIK Number 0001516889 Filed Document 0001516890-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Davis Partnership, LP See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440291 Filed Document 0001440291-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Isaora, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608440 Filed Document 0000935836-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
JumpLinc LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605611 Filed Document 0001605611-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Semper Augustus Investment Partners LP See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293803 Filed Document 0001293803-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TRIDENT PHARMACEUTICALS INC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $825,561 Associated Brokers / Dealers N/A CIK Number 0001359349 Filed Document 0001359349-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LEVINE LEICHTMAN CAPITAL PARTNERS V, L.P. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised $1,328,571,429 Associated Brokers / Dealers N/A CIK Number 0001572510 Filed Document 0001140361-14-022515 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSL Europe Energy Services, L.P. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533252 Filed Document 0000919574-14-003531 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seer Capital Opportunities Fund I Trust I See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577347 Filed Document 0000902664-14-002608 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vida Side Pocket I, L.P. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting, LLC CIK Number 0001556491 Filed Document 0001315863-14-000349 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immune Design Corp. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers N/A CIK Number 0001437786 Filed Document 0001140361-14-025242 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 96, L.P. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608626 Filed Document 0000950142-14-001086 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Imperial Mines Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $13,700 Associated Brokers / Dealers N/A CIK Number 0001555998 Filed Document 0001555998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Kahua, Inc. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595071 Filed Document 0001595071-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ALTAIR HEDGED EQUITY PARTNERS LP See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436995 Filed Document 0000919574-14-003517 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ND Capital Ventures, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608663 Filed Document 0001608663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Activum SG Fund III L.P. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001597937 Filed Document 0001597937-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amethyst Fund I LP See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608482 Filed Document 0001608482-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Adams Street Co-Investment Fund III B LP See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601989 Filed Document 0001601988-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
H/2 CP Ltd. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608709 Filed Document 0000919574-14-003516 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RestorGenex Corp See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001053691 Filed Document 0001250853-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rhone Apparel, Inc. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001574053 Filed Document 0001574053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Keyway Capital, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001607596 Filed Document 0001607596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Global Multi-Asset Fund, LLC See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376390 Filed Document 0001376390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YIHENG CAPITAL PARTNERS LP See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001446832 Filed Document 0001446832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexvid Services, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001608788 Filed Document 0001608788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Reedley, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $491,529 Associated Brokers / Dealers N/A CIK Number 0001609935 Filed Document 0001461373-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Solaise Systematic Fund Ltd See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548710 Filed Document 0001548710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FL Park East, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001608737 Filed Document 0001608737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COMAC GLOBAL MACRO FUND Ltd See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458819 Filed Document 0001013594-14-000431 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pazien, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $5,999,979 Associated Brokers / Dealers N/A CIK Number 0001608736 Filed Document 0001608736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WATERSTONE QUARRY FUND, L.P. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545351 Filed Document 0000919574-14-003523 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vida Side Pocket II, L.P. See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting, LLC CIK Number 0001575386 Filed Document 0001315863-14-000350 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seer Capital Opportunities Fund I Trust II See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577346 Filed Document 0000902664-14-002607 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grove Instruments, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001541288 Filed Document 0001541288-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ACA Structured Alternative Fund, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608701 Filed Document 0001608701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Immune Design Corp. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001437786 Filed Document 0001140361-14-025094 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brar Investment Fund LP See All Filings	D/A	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585382 Filed Document 0001585382-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-020763 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterside Investments LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001608248 Filed Document 0001608248-14-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FIDE PBC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608648 Filed Document 0001608648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Lolli & Pops, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $6,272,887 Associated Brokers / Dealers N/A CIK Number 0001560509 Filed Document 0001560509-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mouse Trap Design, LLC See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001608825 Filed Document 0001608825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Urgent Team Holdings, Inc. See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $5,340,103 Associated Brokers / Dealers N/A CIK Number 0001541712 Filed Document 0001541712-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BOARD-BRECKINRIDGE, LLP See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001608834 Filed Document 0001608834-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Other
Adams Street Co-Investment Fund III C LP See All Filings	D	2014-05-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601990 Filed Document 0001601988-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other