|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001136092
- Filed Document
- 0000945621-14-000209
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589893
- Filed Document
- 0001589893-14-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001338940
- Filed Document
- 0001178913-14-002399
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557833
- Filed Document
- 0001557833-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595748
- Filed Document
- 0001595748-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $28,944
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001109504
- Filed Document
- 0001062993-14-004362
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001612440
- Filed Document
- 0000902664-14-003276
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001320120
- Filed Document
- 0000902664-14-003252
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526713
- Filed Document
- 0001140361-14-029383
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $3,846,154
- Associated Brokers / Dealers
- M.F. Long, James Kennedy, Steven Pfaff, John B Wilson, Ronald J Kudlacek, and Michael C Ihrie
- CIK Number
- 0001613888
- Filed Document
- 0001613888-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001582486
- Filed Document
- 0001582424-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001320107
- Filed Document
- 0000902664-14-003263
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emerging Manager Advisors, LLC
- CIK Number
- 0001582333
- Filed Document
- 0001582333-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579215
- Filed Document
- 0001579215-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526718
- Filed Document
- 0001140361-14-029375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483676
- Filed Document
- 0001140361-14-029387
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582337
- Filed Document
- 0001582337-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444799
- Filed Document
- 0000902664-14-003256
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $1,738,245
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612980
- Filed Document
- 0001612980-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $33,605,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564393
- Filed Document
- 0001564393-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank AG, London Branch and Deutsche Bank Securities Inc.
- CIK Number
- 0001614657
- Filed Document
- 0000950103-14-005159
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613849
- Filed Document
- 0001613849-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Sciens Group Alternative Strategies LLC - Flowpoint Capital Partners Series
See All Filings
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614899
- Filed Document
- 0001614899-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $6,412,800
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001143475
- Filed Document
- 0001143475-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MONTANA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515603
- Filed Document
- 0000902664-14-003249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614220
- Filed Document
- 0001614220-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614994
- Filed Document
- 0001614994-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429185
- Filed Document
- 0000902664-14-003251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001067694
- Filed Document
- 0000945621-14-000208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $79,136
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613979
- Filed Document
- 0001613979-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NOVA SCOTIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001030696
- Filed Document
- 0000945621-14-000210
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582540
- Filed Document
- 0001582540-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $3,825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565676
- Filed Document
- 0001565676-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554485
- Filed Document
- 0000902664-14-003244
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526717
- Filed Document
- 0001140361-14-029370
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459292
- Filed Document
- 0000919574-14-004141
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Prime Securities Services (USA) LLC
- CIK Number
- 0001478574
- Filed Document
- 0000919574-14-004139
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001582424
- Filed Document
- 0001582424-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $2,622,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614810
- Filed Document
- 0001614810-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456000
- Filed Document
- 0000919574-14-004138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526778
- Filed Document
- 0001140361-14-029381
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $1,805,000
- Associated Brokers / Dealers
- SKB Securities, LLC, Robert R. Walker, Jr., and Paul P. Rabinovitch
- CIK Number
- 0001614969
- Filed Document
- 0001614969-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OREGON
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $402,284
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616309
- Filed Document
- 0001616309-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001471880
- Filed Document
- 0001471880-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001582290
- Filed Document
- 0001582290-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $8,027,600
- Associated Brokers / Dealers
- Sanders Morris Harris Inc. and Cowen and Company, LLC
- CIK Number
- 0001341726
- Filed Document
- 0001580695-14-000421
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614805
- Filed Document
- 0001614805-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001014927
- Filed Document
- 0000945621-14-000207
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $675,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614970
- Filed Document
- 0001614970-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-07-25 00:00:00 UTC |
- Amount To Be Raised
- $310,000
- Associated Brokers / Dealers
- Lighthouse Capital Group, LLC
- CIK Number
- 0001614909
- Filed Document
- 0001614909-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|