Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Algebris Long Only Global Financials Fund L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590859 Filed Document 0000902664-14-003297 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedar Creek Oil & Gas Co See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615014 Filed Document 0001615014-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Alegion Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614879 Filed Document 0001614879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GHP INTERNATIONAL REFORM & DEVELOPMENT FUND L P See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361279 Filed Document 0001361279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Med-Tek LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001551205 Filed Document 0001062993-14-004465 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WALTER DORWIN TEAGUE ASSOCIATES INC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $898,200 Associated Brokers / Dealers N/A CIK Number 0001138055 Filed Document 0000927087-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Saints Ventures II, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615398 Filed Document 0001615398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NBEC CLO XVII SP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,681,580 Associated Brokers / Dealers N/A CIK Number 0001615409 Filed Document 0001615409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
dBMEDx Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001557515 Filed Document 0001557515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fair Lakes Hotels Company, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001615223 Filed Document 0001615223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001405388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zoned Properties, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $166,370 Associated Brokers / Dealers N/A CIK Number 0001279620 Filed Document 0001493152-14-002369 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wolf River Specialty Onshore II, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509867 Filed Document 0001315863-14-000466 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGE STRATEGY FUND NON-QP LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370040 Filed Document 0001370040-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Debt Investment Funds, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,550,179 Associated Brokers / Dealers N/A CIK Number 0001479624 Filed Document 0001479624-15-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Quantum Strategic Value Fund, LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001582941 Filed Document 0001582941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Israel Investment Fund LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497127 Filed Document 0001497127-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Wyvern Medical Fund LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472433 Filed Document 0001472433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sportwater Beverages LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576328 Filed Document 0001576328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TOWER EAST MAVERICK FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243631 Filed Document 0001243631-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WFP Income Fund IDF, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001615357 Filed Document 0001615357-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EASTHAM CAPITAL FUND IV, LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001614287 Filed Document 0001140361-14-030108 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538637 Filed Document 0001405086-14-000231 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockwater Energy Solutions, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $351,118 Associated Brokers / Dealers N/A CIK Number 0001525297 Filed Document 0001525297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quest Rare Minerals Ltd. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GMP Securities L.P., Desjardins Securities Inc., Maison Placements Canada Inc., and Jones, Gable & Company Limited CIK Number 0001514341 Filed Document 0001209191-14-049792 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Engineered Propulsion Systems, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $14,025,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Basic6, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,005,599 Associated Brokers / Dealers N/A CIK Number 0001497627 Filed Document 0001213900-14-005247 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Consumer Physics, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,437,573 Associated Brokers / Dealers N/A CIK Number 0001565167 Filed Document 0001565167-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Genetic Denim Holdings, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001558131 Filed Document 0000945111-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Archer Crossbow Offshore Fund, Ltd. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614350 Filed Document 0001614348-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405795 Filed Document 0001405795-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOSSE TOOLS, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001615745 Filed Document 0001615745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Wolf River Specialty Offshore II, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509866 Filed Document 0001315863-14-000465 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Auraria, DST See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $12,920,000 Associated Brokers / Dealers John M. Butler, Corbin S. Thomas, Brian J. Nelson, Troy Thomas, Frederick C. Whitford, Susan J. Gitt, Thomas M. Hess, Forrest James, and Jeffrey S. Cederberg CIK Number 0001601802 Filed Document 0001601802-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Scio Diamond Technology Corp See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001488934 Filed Document 0001488934-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Impact Athletic, LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001562669 Filed Document 0001562669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GOBI INVESTMENT PARTNERS LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494457 Filed Document 0001494457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEDGE STRATEGY FUND NON-QP LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370040 Filed Document 0001370040-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Advantage, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001615080 Filed Document 0001615080-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
VRN Veterinarian Recommended Nutriceuticals, LLC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612813 Filed Document 0001612813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LOREM IPSUM OFFSHORE FUND, LTD. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578623 Filed Document 0001013594-14-000536 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Modifi, Inc. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615530 Filed Document 0001615530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RCS Capital Corp See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spatial Enterprises, LLC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Brian Doohan CIK Number 0001615200 Filed Document 0001615200-14-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BLACKSTONE/GSO GLOBAL DYNAMIC CREDIT EUR FEEDER FUND (IRELAND) See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597548 Filed Document 0000950142-14-001656 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Overlay Studio, Inc. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001587219 Filed Document 0001587219-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Transatomic Power Corp See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $3,468,178 Associated Brokers / Dealers N/A CIK Number 0001550678 Filed Document 0001140361-14-030094 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Western Reach Real Estate Fund, LLC See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001560688 Filed Document 0001560688-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wellntel, Inc. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001566920 Filed Document 0001566920-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Castlerigg Merger Arbitrage & Equity Event Fund, L.P. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001479085 Filed Document 0001479085-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity