Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fortress EARG LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001615989 Filed Document 0000950172-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUE JAY HEALTH SCIENCES FUND, LTD. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583762 Filed Document 0001209191-14-051335 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANNABIS THERAPY CORP. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001452804 Filed Document 0001477932-14-004215 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Maritek Corp See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000715781 Filed Document 0001474944-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
DineInFresh, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $15,400,000 Associated Brokers / Dealers N/A CIK Number 0001596564 Filed Document 0001596564-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BUCKEYE FORTY INVESTMENTS LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001615929 Filed Document 0001615929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poly Shield Technologies Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,975,000 Associated Brokers / Dealers N/A CIK Number 0001143238 Filed Document 0001534122-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CQS LATIN AMERICAN EQUITY FEEDER FUND Ltd See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441005 Filed Document 0001441005-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TS Income Fund II, LP See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001616097 Filed Document 0001616097-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
MEDVERSANT TECHNOLOGIES, L.L.C. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers BA Securities, LLC CIK Number 0001614599 Filed Document 0001144204-14-047497 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CISTA SYSTEM CORP. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,909,550 Associated Brokers / Dealers N/A CIK Number 0001584424 Filed Document 0001584424-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001616060 Filed Document 0001393725-14-000121 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Energy Marcellus Holdings, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $593,225,685 Associated Brokers / Dealers N/A CIK Number 0001615146 Filed Document 0001615146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Vesey Street Fund V, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001555935 Filed Document 0001614745-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adam Somerset II, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616194 Filed Document 0001613070-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Rampart Capital, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001059170 Filed Document 0001095449-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarify, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616128 Filed Document 0001616128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Cato Partners, LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455012 Filed Document 0000919574-14-004290 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareDox Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $3,140,473 Associated Brokers / Dealers N/A CIK Number 0001517611 Filed Document 0001517611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HotSpot Tax, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001616011 Filed Document 0001616011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Tribal Ventures II, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $212,500 Associated Brokers / Dealers N/A CIK Number 0001615981 Filed Document 0001615981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST ISRAEL PARTNERS LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001235264 Filed Document 0000919574-14-004287 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leonard-Meron Biosciences, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614809 Filed Document 0001614809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
MenoGeniX, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001555128 Filed Document 0001555128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
EARTHNET, INC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001615303 Filed Document 0001615303-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Quest Fund II, Ltd. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470214 Filed Document 0001614745-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Investments Opportunity, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582976 Filed Document 0000902664-14-003366 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Gold Corp. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Laidlaw & Company (UK), Ltd. CIK Number 0001432196 Filed Document 0001432196-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ZAIS Opportunity Domestic Feeder Fund, LP See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001371836 Filed Document 0001371836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
24 Kt WINES LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $1,500,080 Associated Brokers / Dealers N/A CIK Number 0001616830 Filed Document 0001616830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pipeline Oil & Gas General Partnership See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615520 Filed Document 0001553350-14-000878 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
QTS Partners, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525033 Filed Document 0001525033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEM Employee Investments, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $2,836,000 Associated Brokers / Dealers N/A CIK Number 0001615128 Filed Document 0001615128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Essenza Software, Inc. See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001589667 Filed Document 0001589667-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
MAIN POST GROWTH CAPITAL, L.P. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001568929 Filed Document 0001614745-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clay 302, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001616478 Filed Document 0001616478-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2014-08-06 19:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc. CIK Number 0001224274 Filed Document 0001323161-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-06 19:23:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE DIVERSIFIED FUND QP II LP See All Filings	D/A	2014-08-06 19:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets, Inc., JP Morgan Securities, Inc., Raymond James Financial Services, Inc., SunTrust Investment Services, Inc., SunTrust Banks, Inc., Atlantic Trust Company, Morgan Stanley Smith Barney LLC, Marcuard Family Office Ltd., and Stifel, Nicolaus & Company, Incorporated CIK Number 0001164272 Filed Document 0001323161-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 19:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PIPER COVE FUND LP See All Filings	D/A	2014-08-06 18:07:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001252763 Filed Document 0001252763-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-06 18:07:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Eabs-Fund, a series of AngelList-CG-Funds, LLC See All Filings	D	2014-08-06 17:45:24 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001614211 Filed Document 0001614211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 17:45:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haven, Inc. See All Filings	D	2014-08-06 15:28:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615938 Filed Document 0001615938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 15:28:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Augusta CyberKnife, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $637,500 Associated Brokers / Dealers N/A CIK Number 0001615978 Filed Document 0001615978-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Kitsy Lane, Inc. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001545836 Filed Document 0001545836-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
AZ INVESTMENT PROPERTY EXPERTS, LLC See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001542009 Filed Document 0001542009-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
LIGHTHOUSE MULTI-STRATEGY FUND, L.P. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001456071 Filed Document 0001573887-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue A Venture Fund, LP See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001614828 Filed Document 0001614828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUMITEX INC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $355,000 Associated Brokers / Dealers N/A CIK Number 0000830220 Filed Document 0000830220-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Zinc Oxide LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001585036 Filed Document 0001585036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ROSE AFFORDABLE HOUSING PRESERVATION FUND LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $51,550,000 Associated Brokers / Dealers N/A CIK Number 0001615557 Filed Document 0001615557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOP III Coinvest, L.P. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615089 Filed Document 0001615089-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund