Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SeqLL, Inc. See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605888 Filed Document 0000897069-14-000295 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EMT Equity, LLC See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001610450 Filed Document 0001610450-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Cornwall Sidecar 1 Domestic LP See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610218 Filed Document 0000902664-14-002748 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Countervailing Private Equity Fund, LP See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001552408 Filed Document 0001462780-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirical Long Short Fund, L.P. See All Filings	D/A	2014-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525853 Filed Document 0001525853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UK Co-Invest, L.P. See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610416 Filed Document 0001610416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Salt & Pepper Market Neutral Master Equity Fund LP See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603601 Filed Document 0001605874-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growth Capital Diversified Fund, L.P. See All Filings	D/A	2014-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490048 Filed Document 0001144204-14-036944 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
807 Heights Drive, LP See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001610248 Filed Document 0001610248-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BIOTHERYX INC See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001458857 Filed Document 0001458857-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CUSHING FUND LP See All Filings	D/A	2014-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212598 Filed Document 0001315863-14-000369 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMT Investors, LLC See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001610451 Filed Document 0001610451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Central Coast Technology Associates, LLC See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001609602 Filed Document 0001441557-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Allied Payment Network Inc. See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001536406 Filed Document 0001536406-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Enlightened Ventures LP See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001609051 Filed Document 0001609051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Eco-Stim Energy Solutions, Inc. See All Filings	D	2014-06-09 00:00:00 UTC
Amount To Be Raised $29,999,998 Associated Brokers / Dealers N/A CIK Number 0001135657 Filed Document 0001493152-14-001848 Exclusions or Exemptions 506b Accepted Date 2014-06-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ZULA, INC. See All Filings	D	2014-06-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610261 Filed Document 0001144204-14-036609 Exclusions or Exemptions 506b Accepted Date 2014-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Act II Offshore, Ltd. See All Filings	D/A	2014-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silvercrest Asset Management Group LLC and Probitas Funds Group, LLC CIK Number 0001306465 Filed Document 0000902664-15-002746 Exclusions or Exemptions 506b Accepted Date 2014-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Scrum Ventures Fund II LP See All Filings	D	2014-06-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001610212 Filed Document 0001610212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCR Technologies, Inc. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $607,230 Associated Brokers / Dealers N/A CIK Number 0001609565 Filed Document 0001609565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CRP Cloverly LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $8,550,000 Associated Brokers / Dealers Dominick and Dominick LLC, Saxony Securities Inc., and Pickwick Capital Partners LLC CIK Number 0001616159 Filed Document 0001616159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Loadcraft Site Services LLC See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607488 Filed Document 0001209191-14-039833 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
River Barrel Brewing, Inc. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001570923 Filed Document 0001570923-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
SPR Therapeutics, LLC See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001532647 Filed Document 0001532647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Johns Creek Residential Partners, LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001609944 Filed Document 0001609944-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Chondrial Therapeutics, LLC See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001603367 Filed Document 0001603367-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
Palomar Eggs LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001588512 Filed Document 0001588512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Keystone Private Market Opportunities VI, L.P. See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Mount Yale Securities, LLC, Cambridge Investment Research, Inc., and Orchard Securities, LLC CIK Number 0001590297 Filed Document 0001590297-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D3 Family Fund, LP See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282685 Filed Document 0001013594-14-000480 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HFRX TRACKER MASTER TRUST See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001277993 Filed Document 0001277993-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Caldwell Hotel, LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers Robert Wolkoff and Farid Guindo CIK Number 0001610145 Filed Document 0001610145-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Zero E Technologies, LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $790,000 Associated Brokers / Dealers N/A CIK Number 0001549879 Filed Document 0001549879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised $35,312 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Modern Meadow, Inc. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $13,640,622 Associated Brokers / Dealers N/A CIK Number 0001610100 Filed Document 0001231919-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quaddra Software Inc. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $929,997 Associated Brokers / Dealers N/A CIK Number 0001609958 Filed Document 0001609958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHCP Value Fund, L.P. See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520143 Filed Document 0001520143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco U.S. Value-Add Fund IV, L.P. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001610166 Filed Document 0001610166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
D3 Design/Build LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001535348 Filed Document 0001535348-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BASTOGNE CAPITAL PARTNERS, LP See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548383 Filed Document 0000919574-14-003649 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navitas Midstream Partners, LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001609361 Filed Document 0001609361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Zip-Fund, a series of AngelList-BD-Funds, LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $409,500 Associated Brokers / Dealers N/A CIK Number 0001610158 Filed Document 0001610158-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metacapital Rising Rates Fund, Ltd. See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory LLC and Morgan Stanley Smith Barney LLC CIK Number 0001582319 Filed Document 0000919574-14-003651 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGSE COMPANIES INC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $39,800 Associated Brokers / Dealers N/A CIK Number 0000701719 Filed Document 0000701719-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YAPPN CORP. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001511735 Filed Document 0001213900-14-004034 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Dennis Financial Group, LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $655,000 Associated Brokers / Dealers Dennis Financial Group, LLC CIK Number 0001609696 Filed Document 0001609696-14-000001 Exclusions or Exemptions 504, 504.1, and 506c Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
PocketProtein, Inc. See All Filings	D/A	2014-06-06 00:00:00 UTC
Amount To Be Raised $4,574,982 Associated Brokers / Dealers N/A CIK Number 0001559602 Filed Document 0001559602-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
STATS Holdings, LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001610519 Filed Document 0001610519-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SEAF OPPORTUNITY SERBIA FUND LLC See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $20,550,000 Associated Brokers / Dealers N/A CIK Number 0001609859 Filed Document 0001609859-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Patria - Brazilian Private Equity Fund V, L.P. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001609275 Filed Document 0001609275-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Other
REPSLY, INC. See All Filings	D	2014-06-06 00:00:00 UTC
Amount To Be Raised $1,265,998 Associated Brokers / Dealers N/A CIK Number 0001607079 Filed Document 0001607079-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity