Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BHI Partners V LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $8,455,000 Associated Brokers / Dealers N/A CIK Number 0001624878 Filed Document 0001624878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Arel NY Meatpacking LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624916 Filed Document 0000902664-14-004290 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aquion Energy, Inc. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $36,799,964 Associated Brokers / Dealers N/A CIK Number 0001441529 Filed Document 0001441529-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Teas, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624495 Filed Document 0001624495-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors - GEOF II, LLLP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $27,775,000 Associated Brokers / Dealers N/A CIK Number 0001603478 Filed Document 0000899140-14-000709 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PulsedLight, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers ALTRA Communications, LLC CIK Number 0001624744 Filed Document 0001624744-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Golden Eagle Fund 17, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624911 Filed Document 0001624909-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FREEDOM MEDITECH INC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001446565 Filed Document 0001446565-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kaizen Investor Fund, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001624974 Filed Document 0001624974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Zeel Networks, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001495029 Filed Document 0001495029-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SitterSquared LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624963 Filed Document 0001624963-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
IFC Safe Holdings 2014, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624910 Filed Document 0001624910-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Eaton Vance Floating Rate Completion Fund LLC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001590645 Filed Document 0000940394-14-001488 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dempsey Hill Asia Fund See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561585 Filed Document 0001012975-14-000706 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Filament Restaurant Deep Ellum, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001624922 Filed Document 0001624922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Greenshoe Series Fund, LLC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554973 Filed Document 0001554973-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECHO 360 INC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $18,099,998 Associated Brokers / Dealers N/A CIK Number 0001419859 Filed Document 0001419859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
United States Debt Recovery XV, L.P. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617198 Filed Document 0001617198-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Rvti-Fund, a series of AngelList-LB-Funds, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001624894 Filed Document 0001624894-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Fund Series 37 See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624946 Filed Document 0001624946-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LensAR Inc See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001320350 Filed Document 0001320350-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SRRT Properties, LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624136 Filed Document 0001624136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TRUTOUCH TECHNOLOGIES, INC. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001389596 Filed Document 0001140361-14-041220 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ventura Cardiovascular Co-Management Company, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $82,563 Associated Brokers / Dealers N/A CIK Number 0001624682 Filed Document 0001624682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JIREH PROPERTIES Corp See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001576520 Filed Document 0001576520-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SLN Bancroft LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $11,050,000 Associated Brokers / Dealers N/A CIK Number 0001624825 Filed Document 0001624825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CavitroniX Corp See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001520204 Filed Document 0001520204-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
MIOX Corp See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001340706 Filed Document 0001340706-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
NLIGHT PHOTONICS CORP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001124796 Filed Document 0001124796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
G8 Ross Fund, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001624614 Filed Document 0001624614-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
3TL TECHNOLOGIES CORP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $2,010,185 Associated Brokers / Dealers N/A CIK Number 0001624775 Filed Document 0001183740-14-000348 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cotery, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001624893 Filed Document 0001624893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
ALLIED IRISH BANKS NORTH AMERICA INC See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC, Citigroup Global Markets Inc., Barclays Capital Inc., First Tennessee Bank, N.A. d/b/a FTN Financial Capital Markets, and Merrill, Lynch, Pierce, Fenner & Smith, Incorporated CIK Number 0001304217 Filed Document 0001140361-14-041185 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Debt
Service Marketplace Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $1,820,793 Associated Brokers / Dealers N/A CIK Number 0001625264 Filed Document 0001625264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Natural Gas Energy Fund, Ltd. See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588353 Filed Document 0001144204-14-068225 Exclusions or Exemptions 506c Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Condor Fund VII (Cayman), L.P. See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588934 Filed Document 0001588934-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMNET Inc See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $1,350,415 Associated Brokers / Dealers N/A CIK Number 0001623889 Filed Document 0001623889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Walker & Dunlop, Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001497770 Filed Document 0001497770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mist Systems, Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $16,378,474 Associated Brokers / Dealers N/A CIK Number 0001625105 Filed Document 0001625105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Electroblate, Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers MDB Capital Group, LLC CIK Number 0001625101 Filed Document 0001515971-14-000501 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Novus Biotechnology Fund 1, L.P. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001622840 Filed Document 0001622840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ford Partners, LP See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624343 Filed Document 0001624343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmell Therapeutics Corp See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Partners Capital Condor Fund VII, L.P. See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588933 Filed Document 0001588933-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Master Portfolio (C), Ltd See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001498621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milestone Fargo Fund LLLP See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001624730 Filed Document 0001624730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
1940 Fund, Ltd. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624294 Filed Document 0001140361-14-041506 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biophysical Corp See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001314154 Filed Document 0001314154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CEBIX Inc See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised $34,938,807 Associated Brokers / Dealers N/A CIK Number 0001443443 Filed Document 0001602471-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Natural Gas Energy Fund, LP See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588352 Filed Document 0001144204-14-068222 Exclusions or Exemptions 506c Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund