Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ELLI HEALTH, INC. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $425,600 Associated Brokers / Dealers N/A CIK Number 0001604448 Filed Document 0000892712-14-000481 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NEPTUNE MINERALS, INC. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001535730 Filed Document 0000897069-14-000301 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ejdeha Asset Management, LP See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605643 Filed Document 0001605643-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eWater America, LLC See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001578020 Filed Document 0001610955-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AnKap Partners, L.P. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456617 Filed Document 0001456617-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREDPOL, INC. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001612107 Filed Document 0001612107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SBB Research Group Polysight I LLC See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001610812 Filed Document 0001610812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Whistle Group Inc. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $803,727 Associated Brokers / Dealers N/A CIK Number 0001610603 Filed Document 0001610603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CombiMatrix Corp See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $52,124 Associated Brokers / Dealers N/A CIK Number 0001383183 Filed Document 0001104659-14-046497 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Phoenix Real Estate Fund VI, L.P. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001610477 Filed Document 0001610477-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
V3 Realty Partners Offshore Fund, Ltd. See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523132 Filed Document 0000902664-14-002826 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LUMIA CAPITAL CONSTELLATION FUND, L.P. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610767 Filed Document 0001610767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000009 Exclusions or Exemptions 506c Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Vinja, LLC See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001610699 Filed Document 0001610699-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bull City Venture Partners Fund III, LP See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised $25,440,000 Associated Brokers / Dealers N/A CIK Number 0001567203 Filed Document 0001567203-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Value Partners Hedge Fund Ltd See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hunnicutt & Co., Inc., Liora Partners, and Eaton Partners, LLC CIK Number 0001416822 Filed Document 0001416822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Value Partners Asia Fund LLC See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors, LLC, Liora Partners, Papamarkou Wellner & Co., Inc., and Eaton Partners, LLC CIK Number 0001416821 Filed Document 0001416821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCS Capital Corp See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $50,000,004 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arrowroot Capital, L.P. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001608042 Filed Document 0001608042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MONSOON INDIA OPPORTUNITY FUND LP See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440897 Filed Document 0001440897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Danhua Capital, L.P. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $91,250,000 Associated Brokers / Dealers N/A CIK Number 0001610564 Filed Document 0001610564-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SurveySnap, Inc. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001571350 Filed Document 0001571350-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Pacific DataVision, Inc. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $38,900,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001304492 Filed Document 0001304492-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PCM OPTIMUS FUND, L. P. See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372417 Filed Document 0000902664-14-002833 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gresdo Capital Fund, L.P. See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579496 Filed Document 0001579496-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CirrusWorks, Inc. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $4,023,916 Associated Brokers / Dealers N/A CIK Number 0001602146 Filed Document 0001602146-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloudnexa, Inc. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001589093 Filed Document 0000905718-14-000346 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
SANOSTEM GLOBAL, LLC See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001611000 Filed Document 0001611000-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rentar Environmental Solutions Inc See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001381753 Filed Document 0001553350-14-000657 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Telligent Greater China Value Fund, LP See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603068 Filed Document 0001603068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leeds Novamark Capital I, L.P. See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised $86,500,000 Associated Brokers / Dealers N/A CIK Number 0001579579 Filed Document 0001579579-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopography LLC See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001502430 Filed Document 0001502430-14-000003 Exclusions or Exemptions 505 and 506c Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HLH, LLC See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-14-000113 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Yiheng Capital Offshore Partners, Ltd. See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552124 Filed Document 0001552124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
TNEMEC CO INC See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $1,276,352 Associated Brokers / Dealers N/A CIK Number 0000317835 Filed Document 0001140361-14-025767 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
OBVIOUS VENTURES I, L.P. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610988 Filed Document 0001610988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Cheyenne Crest, LLC See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $5,956,000 Associated Brokers / Dealers N/A CIK Number 0001610505 Filed Document 0001610505-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #24 See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001610548 Filed Document 0001610548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
M.D. Sass Maximus Partners, L.P. See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001463857 Filed Document 0001463857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senzar Healthcare US Fund, LP See All Filings	D/A	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525233 Filed Document 0000919574-14-003739 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Current Yield with Participation Fund I, LLC See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001610953 Filed Document 0001610953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE STREET OFFSHORE PARTNERS SPC - ALPINE STREET OFFSHORE PARTNERS SEGREGATED PORTFOLIO A See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611140 Filed Document 0001405086-14-000212 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Angel Oak Strategic Mortgage Income Fund, Ltd. See All Filings	D	2014-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610581 Filed Document 0001610581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
K2 THERAPEUTICS, INC. See All Filings	D	2014-06-15 00:00:00 UTC
Amount To Be Raised $42,743,763 Associated Brokers / Dealers N/A CIK Number 0001610618 Filed Document 0001610618-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAVO GROUP LTD See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $49,103,964 Associated Brokers / Dealers N/A CIK Number 0001443927 Filed Document 0001443927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Novasentis, Inc. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $10,812,182 Associated Brokers / Dealers N/A CIK Number 0001433425 Filed Document 0001433425-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Catalytec See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Oracle Capital Securities, LLC CIK Number 0001603119 Filed Document 0001603119-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
SCHF CAYMAN NRE, L.P. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523596 Filed Document 0001523596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Harmony, Ltd. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus and Company, Incorporated and Morgan Stanley Smith Barney LLC CIK Number 0001609858 Filed Document 0001393725-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PumpkinHead, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $10,999,988 Associated Brokers / Dealers N/A CIK Number 0001610123 Filed Document 0001610123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity