Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Seattle Funding Group, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
GF Capital Private Equity Fund II-B, L.P. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PATRICK S. DUNLEAVY and CHRISTOPHER D. KIRSTEN CIK Number 0001575012 Filed Document 0001575012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUCKETFEET, INC. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $3,774,804 Associated Brokers / Dealers N/A CIK Number 0001505938 Filed Document 0001505938-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Shasta Ventures IV, L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001609554 Filed Document 0001609554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline ERISA Fund, Ltd. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Bluffview Capital, LP, and Dexion Capital PLC CIK Number 0001447068 Filed Document 0000902664-14-002894 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TiFiber, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552238 Filed Document 0001552238-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Fundamental Opportunity Fund, Ltd. See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468153 Filed Document 0001468153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOLDRICH MINING CO See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $2,740,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0000059860 Filed Document 0001140361-14-026289 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nekter Juice Bar Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001607291 Filed Document 0001607291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aledade, Inc. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001611176 Filed Document 0001611176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LEGACY TECHNOLOGY HOLDINGS, INC. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001235096 Filed Document 0001065949-14-000155 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
WhoZaGood Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611071 Filed Document 0001611071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Weiss Multi-Strategy Partners (Cayman) Ltd. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468281 Filed Document 0000919574-14-003776 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petwell Partners LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001572545 Filed Document 0001572545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
JBC Northwest LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Pinnacle Wealth CIK Number 0001582545 Filed Document 0001582545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NORTH CASTLE PARTNERS V, L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560219 Filed Document 0001560219-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hauf Holding Company, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611270 Filed Document 0001611270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Donald E. Morris Jr., Michael Liebeskind, and Edward C. Houghton IV CIK Number 0001080429 Filed Document 0001209191-14-042538 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Michael Padon, and Gary Bret Fincher CIK Number 0001080429 Filed Document 0001209191-14-042540 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
North Castle Partners V-A L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560174 Filed Document 0001560174-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald H. Friedman, William H. Koptis, Joseph R. Crea, and Milton H. Cohn Jr. CIK Number 0001080429 Filed Document 0001209191-14-042533 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Blackstone / GSO Secured Trust Feeder LP See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498635 Filed Document 0000950142-14-001377 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UNBOUND CONCEPTS, INC. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001564785 Filed Document 0001564785-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
OurCrowd (Investment in StackIQ) L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001609527 Filed Document 0001609270-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Cultivian Sandbox Food & Agriculture Fund II, LP See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Bedminster Financial Group Limited and Rabo Securities USA, Inc. CIK Number 0001579239 Filed Document 0001579239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionHedge Platform Fund, L.P.-Series AA See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581070 Filed Document 0000919574-14-003771 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHANATICS FUND LP See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers na CIK Number 0001609846 Filed Document 0001609846-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PPE Chappell 57, L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $984,500 Associated Brokers / Dealers N/A CIK Number 0001606856 Filed Document 0001606856-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EndoShape, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $6,795,500 Associated Brokers / Dealers N/A CIK Number 0001517993 Filed Document 0001517993-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Asterias Biotherapeutics, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers N/A CIK Number 0001572552 Filed Document 0001462573-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
ARMADA WATER ASSETS INC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $408,065 Associated Brokers / Dealers N/A CIK Number 0001568996 Filed Document 0001304511-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald H. Friedman, Michael Corrigan, and Daniel Wagner CIK Number 0001080429 Filed Document 0001209191-14-042534 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
NORTHERN SHIPPING FUND II LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $204,108,583 Associated Brokers / Dealers N/A CIK Number 0001555088 Filed Document 0000919574-14-003770 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001209191-14-042527 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GWA, LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039261 Filed Document 0000919574-14-003775 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarus Lifesciences III, L.P. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers Snowbridge LLC CIK Number 0001597143 Filed Document 0001597143-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clean Energy Technology Association, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611285 Filed Document 0001611285-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roadrunner Recycling, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001610807 Filed Document 0001610807-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001094010 Filed Document 0001209191-14-042553 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001094010 Filed Document 0001209191-14-042541 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Credere Enterprises, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $687,000 Associated Brokers / Dealers N/A CIK Number 0001504108 Filed Document 0001504108-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ag Energy Solutions, Inc. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in StackIQ II) L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001609776 Filed Document 0001609270-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Alphaquest Original LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579282 Filed Document 0001579282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
All England Lawn Tennis Ground plc See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $209,755,000 Associated Brokers / Dealers N/A CIK Number 0001610101 Filed Document 0001610101-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
ZONEBREAK INC. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610819 Filed Document 0001610819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
New Mexico Foreign Investment Center, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001608990 Filed Document 0001608990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Arohi Emerging Asia Fund See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552784 Filed Document 0001405086-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
InteliVideo, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $2,611,684 Associated Brokers / Dealers N/A CIK Number 0001611198 Filed Document 0001611198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
InterMountainFiber Connect, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers CEA Atlantic Advisors, LLC CIK Number 0001611268 Filed Document 0001611268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity