Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TEXAS NEW MEXICO POWER CO See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers JPMorgan Securities, LLC, RBC Capital Markets LLC, and U.S. Bancorp Investments, Inc. CIK Number 0000022767 Filed Document 0000022767-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
IlluminOss Medical Inc See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $22,000,002 Associated Brokers / Dealers N/A CIK Number 0001393857 Filed Document 0001393857-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Free Market Advisors, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001478750 Filed Document 0001478750-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
NorthStar Fund III, LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE DAVENPORT GROUP CIK Number 0001287206 Filed Document 0000919574-14-003828 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Tactical Credit & Convertibles Fund, Ltd. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPII") CIK Number 0001580387 Filed Document 0001580386-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM International Small Cap Fund, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578565 Filed Document 0000943663-14-000114 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linnis ONE, LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608565 Filed Document 0001608565-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CEIF LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548001 Filed Document 0001548001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEIF Partners LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548002 Filed Document 0001548002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREER BANCSHARES INC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001145547 Filed Document 0001145547-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
BigML, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001528332 Filed Document 0000892917-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Prufrock Ventures 1-H 2014 Late Stage Fund See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001605320 Filed Document 0001605320-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OnePIN, Inc. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers N/A CIK Number 0001344534 Filed Document 0001344534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Equity Allocation (QEA) Fund LP See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001610722 Filed Document 0001610722-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Blaze Bioscience, Inc. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001532854 Filed Document 0001532854-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Equity Income Fund, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546096 Filed Document 0001315863-14-000394 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLINGTON INVESTOR LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611698 Filed Document 0001611698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MEADOWLARK PLACE APARTMENTS II, LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611762 Filed Document 0001362118-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Impact Capital Investments, LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610191 Filed Document 0001610191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CAZ Multi-Strategy Offshore Fund, Ltd. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295412 Filed Document 0001315863-14-000387 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENT MORTGAGE TRUST INC See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001217315 Filed Document 0001217315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reef Road Fund Ltd. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574766 Filed Document 0000919574-14-003841 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antipodean Domestic Partners, LP See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468891 Filed Document 0000919574-14-003815 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reef Road Investors LP See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574770 Filed Document 0000919574-14-003839 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symphony Small Cap Core Fund L P See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0000935836-14-000375 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Porchlight Group, Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001611693 Filed Document 0001611693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Fio Corp See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505558 Filed Document 0001140361-14-026637 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
International Endeavors Corp See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Nate Engel CIK Number 0001611046 Filed Document 0001611046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
LiveWire Investments Series LLC-Bluebonnet Series See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001611636 Filed Document 0001611636-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RICHMONT TERRACE LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,152,000 Associated Brokers / Dealers N/A CIK Number 0001611804 Filed Document 0001140361-14-026625 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
NaturalNano, Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0000863895 Filed Document 0001477932-14-003283 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Horatio Co-Invest LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001611638 Filed Document 0001611638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
ARMADA WATER ASSETS INC See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,224,197 Associated Brokers / Dealers N/A CIK Number 0001568996 Filed Document 0001433864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INFINITE HARVEST, INC. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001611798 Filed Document 0001611798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Frontier Markets Equity Fund See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405793 Filed Document 0001405793-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skyhigh Networks, Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $39,999,997 Associated Brokers / Dealers N/A CIK Number 0001546845 Filed Document 0001546845-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lightwave Logic, Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001325964 Filed Document 0001553350-14-000678 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Financial Recovery Fund, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463144 Filed Document 0001315863-14-000393 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IREP-Montgomery MRF, LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $5,805,000 Associated Brokers / Dealers Sterne, Agee & Leach, Inc. CIK Number 0001611893 Filed Document 0001611893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
GOCHARGE, INC. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $2,826,523 Associated Brokers / Dealers N/A CIK Number 0001611030 Filed Document 0001611030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vasoptic Medical, Inc. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001608501 Filed Document 0001140361-14-026491 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533444 Filed Document 0001533444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonwealth Fund LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611621 Filed Document 0001611621-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Unusual Taste LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001611691 Filed Document 0001611691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
True Spec Golf LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608964 Filed Document 0001608964-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PARADIGM ASCONA LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001608268 Filed Document 0001608268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Ghostfish Brewing Co LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001611605 Filed Document 0001611605-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Province Diamonds Inc. See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $9,901,500 Associated Brokers / Dealers N/A CIK Number 0001004530 Filed Document 0001004530-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
BRAVURA 99 FUND L P See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001081310 Filed Document 0000935836-14-000376 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund