Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PCM Provident MBS Fund LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544313 Filed Document 0001544313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QuarterSpot, Inc. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001557932 Filed Document 0001557932-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rockin' The Wall Studios, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $535,950 Associated Brokers / Dealers n/a CIK Number 0001512365 Filed Document 0001512365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
EMG AE Permian Co-Investment, LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $420,000,000 Associated Brokers / Dealers N/A CIK Number 0001607261 Filed Document 0001607261-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Branco Resources Ltd. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $40,912 Associated Brokers / Dealers N/A CIK Number 0001611831 Filed Document 0001611831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AMERRA Agri Multi Strategy Fund, L.P. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001611883 Filed Document 0001611883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oresund AlphaLife Partners, LP See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612920 Filed Document 0001612920-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WM CAPITAL PARTNERS XLII, LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001611437 Filed Document 0001611437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Wind Quarry Investors LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611163 Filed Document 0001611163-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
COMMON SENSE PARTNERS BPI, LTD. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394313 Filed Document 0001140361-14-026648 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geneva Lakes Hotel Group, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001605763 Filed Document 0001605763-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SUNWIND ENERGY GROUP LLLP See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $10,108,859 Associated Brokers / Dealers ARLEON INTERNATIONAL CORPORATION, GREENSTONE GROUP CORPORATION, and OAKLEAF CONSULTING SERVICES INC CIK Number 0001581647 Filed Document 0001581647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Wilkinson Value Fund Twelve, LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $8,280,000 Associated Brokers / Dealers N/A CIK Number 0001611091 Filed Document 0001611091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
IDM Mining Ltd. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $50,239 Associated Brokers / Dealers N/A CIK Number 0001513298 Filed Document 0001140361-14-026768 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
COMMON SENSE PARTNERS, L.P. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000872233 Filed Document 0001140361-14-026650 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HighVista II Limited Partnership See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342267 Filed Document 0001342267-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OKABENA PARTNERSHIP J See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001157521 Filed Document 0001181431-14-024955 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strike Tec System L.L.C. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001592909 Filed Document 0001592909-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Healthcare Corp of America See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers Chardan Capital Markets CIK Number 0001514682 Filed Document 0001144204-14-039484 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
HCP Energy & Natural Resources Fund, L.P. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $32,250,000 Associated Brokers / Dealers N/A CIK Number 0001611809 Filed Document 0001611809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremblant Concentrated BPI Fund Ltd. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498504 Filed Document 0000919574-14-003833 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSI Convertible Opportunity Fund, L.P. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482391 Filed Document 0000935836-14-000383 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reviva Pharmaceuticals, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $15,831,541 Associated Brokers / Dealers N/A CIK Number 0001552470 Filed Document 0001552470-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Volunteer Access LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001611905 Filed Document 0001611905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RING ENERGY, INC. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $30,000,015 Associated Brokers / Dealers SunTrust Robinson Humphrey and Global Hunter Securities, LLC CIK Number 0001384195 Filed Document 0001597231-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Genomic Expression, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001611868 Filed Document 0001611868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SOURCE INC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001159448 Filed Document 0001159448-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Snap Infusion LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $610,818 Associated Brokers / Dealers N/A CIK Number 0001513760 Filed Document 0001513760-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Morehouse USA Creative, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001611656 Filed Document 0001611656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACCESS FUND, LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000820621 Filed Document 0000820621-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightguest LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001592360 Filed Document 0001592360-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Invisalert Solutions, LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611904 Filed Document 0001611904-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Aqua Gardens Family Farm, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610178 Filed Document 0001520138-14-000159 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Big Lake Field Development Joint Venture See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,288,000 Associated Brokers / Dealers N/A CIK Number 0001611909 Filed Document 0001354488-14-003471 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Next Great Place, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001504225 Filed Document 0001504225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Testfire, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,022,185 Associated Brokers / Dealers N/A CIK Number 0001611541 Filed Document 0001611541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AFV-LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001611834 Filed Document 0001611834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ALASKA NATIONAL CORP See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,273,426 Associated Brokers / Dealers None CIK Number 0001043788 Filed Document 0001043788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ALASKA Revenue or Assets $Over $100,000,000 Type of Security Equity
Regenerative Technologies Corp See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001572879 Filed Document 0001144204-14-043011 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maze Focus Fund, LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers More than 5 CIK Number 0001612081 Filed Document 0001095449-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access Fund II L P See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324535 Filed Document 0000820621-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenoaks Opportunity I LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $41,126,000 Associated Brokers / Dealers N/A CIK Number 0001611725 Filed Document 0001611725-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Emanate Wireless, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611923 Filed Document 0001611923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Autotask Superior Holding, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $99,000,000 Associated Brokers / Dealers N/A CIK Number 0001612973 Filed Document 0001612973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PayActiv, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001611639 Filed Document 0001611639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEVERAGED GLOBAL OPPORTUNITY FUND L P See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jon A Barwick CIK Number 0000936442 Filed Document 0000936442-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Okabena International Equity Fund, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544766 Filed Document 0001181431-14-024956 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Z Loan & Investment, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Overland Relative Value Fund Ltd. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001488691 Filed Document 0001488691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund