Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Veritaseum, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Hall CIK Number 0001611824 Filed Document 0001611824-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
G5 Energy, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001612080 Filed Document 0001612080-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Rock Bluff Strategic Fixed Income Offshore Partnership, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584567 Filed Document 0001584567-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warberg WF III LP See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001609568 Filed Document 0001609568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLG Private Fund II LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612144 Filed Document 0001612144-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
MSREF VIII Global-TE, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608459 Filed Document 0001608459-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS7 L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $8,337,500 Associated Brokers / Dealers N/A CIK Number 0001611259 Filed Document 0001611259-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff Domestic Equity Partnership, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XI (C), L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers - and - CIK Number 0001575138 Filed Document 0000950142-14-001434 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HSI High Yield Credit I Co-Investment Bay Houses, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $36,400,000 Associated Brokers / Dealers N/A CIK Number 0001611247 Filed Document 0000902664-14-002973 Exclusions or Exemptions 504.1 and 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOMERSET CAPITAL FUNDING, LTD. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612237 Filed Document 0001144204-14-041712 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Regency Lake Advisors, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612648 Filed Document 0001014108-14-000173 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vista Equity Partners Fund V Executive, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612075 Filed Document 0001612132-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VL131 See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001612178 Filed Document 0001612178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westrock Finance, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611524 Filed Document 0001611524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
PLG Investments I, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $58,500,000 Associated Brokers / Dealers N/A CIK Number 0001612478 Filed Document 0001612478-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Advantage Advisers Birch Grove Access Fund, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001612788 Filed Document 0001140361-14-027842 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wefunds LLC See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $35,500 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000010 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Performance Supplements Holdings, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $6,772,009 Associated Brokers / Dealers N/A CIK Number 0001612162 Filed Document 0001612162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KNOA SOFTWARE INC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $5,062,889 Associated Brokers / Dealers N/A CIK Number 0001450597 Filed Document 0001450597-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Engineered Propulsion Systems, Inc. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $14,025,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KKR Global Credit Opportunities Private Investors L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607398 Filed Document 0000950142-14-001438 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexington Downtown Hotel Investment, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $16,405,000 Associated Brokers / Dealers N/A CIK Number 0001611912 Filed Document 0001611912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rock Bluff Hedge Fund Partnership, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424089 Filed Document 0001424089-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hambone, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001608920 Filed Document 0001608920-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRUST FUND MOVIE, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001612054 Filed Document 0001612054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Shearwater Offshore Ltd. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611136 Filed Document 0001140361-14-026875 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Help Get Sponsors, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001611863 Filed Document 0001611863-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HKW CAPITAL PARTNERS IV-B, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001611884 Filed Document 0001611884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DONALD A. STEINBRUGGE and UBS Financial Services Inc. CIK Number 0001509622 Filed Document 0000919574-14-003856 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINTERGREEN PARTNERS FUND, LP See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053490 Filed Document 0000919574-14-003849 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham Real Assets Strategies, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524442 Filed Document 0001524442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VII Peaks Venture Capital VI, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606384 Filed Document 0001606384-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Credit Opportunities Fund L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607383 Filed Document 0000950142-14-001440 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSREF VIII Global-F, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608458 Filed Document 0001608458-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTW OFFSHORE FUND ONE, LTD. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493217 Filed Document 0000919574-14-003851 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XI (B) (Feeder), L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers - and - CIK Number 0001575137 Filed Document 0000950142-14-001433 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Creek Two Harbors Emerging Market Fund, Ltd See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524734 Filed Document 0001315863-14-000397 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Round Capital V Partners Fund, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $3,758,248 Associated Brokers / Dealers N/A CIK Number 0001611012 Filed Document 0001611012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Spark Capital Growth Fund LP See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $374,000,000 Associated Brokers / Dealers N/A CIK Number 0001608868 Filed Document 0001608868-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RS7 Holdings, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $15,264,000 Associated Brokers / Dealers N/A CIK Number 0001611258 Filed Document 0001611258-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 13, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001612005 Filed Document 0001612005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $8,255,470 Associated Brokers / Dealers Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-14-000207 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dual Quiver Oil & Gas Holdings, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $486,000 Associated Brokers / Dealers N/A CIK Number 0001612082 Filed Document 0001612082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Whitebox Special Opportunities Fund, LP - Series O See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001525513 Filed Document 0001525513-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
chloe & isabel, inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $3,250,001 Associated Brokers / Dealers N/A CIK Number 0001611865 Filed Document 0001231919-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Birmingham Surgery Center LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,335,600 Associated Brokers / Dealers N/A CIK Number 0001408548 Filed Document 0001408548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Aspire Bariatrics, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001538993 Filed Document 0001538993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Care Connectors, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001612044 Filed Document 0000892251-14-000071 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VMO Capital Fund, LP See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525606 Filed Document 0001525606-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund