Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Snowball Offshore Fund, Ltd. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473406 Filed Document 0001473406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Mind Solutions Inc. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $41,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000016 Exclusions or Exemptions 506c Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
B4C Technologies, Inc. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001588811 Filed Document 0001553350-14-001065 Exclusions or Exemptions 506c Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 33 See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619021 Filed Document 0001619021-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
WESTERN PACIFIC RESOURCES CORP See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001482436 Filed Document 0001482436-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AC AUTOPAY LLC Series 2014 A-35 See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers CIK Number 0001619106 Filed Document 0001619106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HCIF Offshore LP See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619280 Filed Document 0001619280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inspire Investment Fund I LLC See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592425 Filed Document 0001592425-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Total Return Fund, L.P. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501278 Filed Document 0001501136-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METROPOLITAN REAL ESTATE PARTNERS SECONDARIES FUND, L.P. See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617497 Filed Document 0000919574-14-005147 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THORLEY INDUSTRIES LLC See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $41,000,010 Associated Brokers / Dealers N/A CIK Number 0001364498 Filed Document 0000898432-14-001095 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ECG Mountain Ridge, LLC See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $6,720,000 Associated Brokers / Dealers N/A CIK Number 0001619158 Filed Document 0001619158-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Lung Therapeutics, Inc. See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $2,568,912 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-14-057237 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $72,500 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000014 Exclusions or Exemptions 506c Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mind Solutions Inc. See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $37,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000023 Exclusions or Exemptions 506c Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Marathon Structured Product Strategies Fund, LP See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618041 Filed Document 0001618041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpineForm LLC See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001385367 Filed Document 0001385367-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Technology Equilibrium Fund LP See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565557 Filed Document 0001565557-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Tax LLP See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $5,245,210 Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-14-000067 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TM Holdings, L.P. See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $78,800,000 Associated Brokers / Dealers N/A CIK Number 0001619164 Filed Document 0001619164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 64 See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619015 Filed Document 0001619015-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Shinnecock Niche Opportunity Fund L.P. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586849 Filed Document 0001586849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE VEGA FUND LP See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508620 Filed Document 0001508620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA PERSHING SQUARE FEEDER FUND LLC See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450536 Filed Document 0001450536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Fund Series 34 See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619022 Filed Document 0001619022-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 35 See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619023 Filed Document 0001619023-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 69 See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619030 Filed Document 0001619030-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Slim Chicken's Development Company, LLC See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001618995 Filed Document 0001618995-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
TapAd, Inc. See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $2,179,259 Associated Brokers / Dealers N/A CIK Number 0001603284 Filed Document 0001603284-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tosca (Plan Assets) See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616445 Filed Document 0000919574-14-005134 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 70 See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619031 Filed Document 0001619031-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Abrams Capital Partners I, L.P. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292421 Filed Document 0001140361-14-035367 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Capital Partners Amplifinity LLC See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $202,000 Associated Brokers / Dealers N/A CIK Number 0001616523 Filed Document 0000906318-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HealthScripts of America - Portland, LLC See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001617785 Filed Document 0001617785-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NPB Manager Fund, SPC-Segregated Portfolio 102 See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618895 Filed Document 0001507943-14-000073 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedAware Systems, Inc. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $108,500 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000013 Exclusions or Exemptions 506c Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spinnaker Emerging Credit Alpha Fund LP See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (EUROPE) LTD CIK Number 0001618880 Filed Document 0001618880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AIRXPANDERS INC See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $10,050,000 Associated Brokers / Dealers N/A CIK Number 0001387156 Filed Document 0001387156-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mind Solutions Inc. See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $42,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000022 Exclusions or Exemptions 506c Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SCOTTS COVE SPECIAL CREDITS OFFSHORE FUND I LTD See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MICHAEL H. OSHIRO and SCOTT J. MIBU CIK Number 0001429598 Filed Document 0000919574-14-005153 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OTB ARCHITECTURAL ELEMENTS, INC. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001556887 Filed Document 0001556887-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
6fusion USA, Inc. See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $7,450,000 Associated Brokers / Dealers N/A CIK Number 0001499612 Filed Document 0001499612-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Paulson Gold Participation Fund LTD. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001500835 Filed Document 0001500835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Financial Advisory Services LLP See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $1,179,157 Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-14-000068 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
EIH Capital Partners, L.P. See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001618554 Filed Document 0001393725-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scott's Wharf, lLC See All Filings	D	2014-09-10 00:00:00 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers Goedecke & Co., Inc. CIK Number 0001619149 Filed Document 0001619149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mind Solutions Inc. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $16,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000015 Exclusions or Exemptions 506c Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ionic Absolute Return Fund LLC See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586301 Filed Document 0001586301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D/A	2014-09-10 00:00:00 UTC
Amount To Be Raised $1,357,648 Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-09-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other