Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICONIQ Access 8, LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572802 Filed Document 0001572802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APOLLO CREDIT FUND LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nighthawk Partners, Inc., Nomos Capital International Limited, Credit Suisse Securities (USA) LLC, Juniper Capital Group LLC, and Diamond Edge Capital Partners, LLC CIK Number 0001342331 Filed Document 0001342331-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Denver West Health & Rehab, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001617415 Filed Document 0001140361-14-035610 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ShopAdvisor Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549927 Filed Document 0001549927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
eEcosphere Inc. See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001584302 Filed Document 0001584302-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
People Express Airlines Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001532147 Filed Document 0001532147-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LogiLube, LLC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601043 Filed Document 0001601043-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Integrity Directional Services, L.L.C. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $32,333,333 Associated Brokers / Dealers N/A CIK Number 0001619510 Filed Document 0001619510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Omakase, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001619315 Filed Document 0001619315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
24 Hour Holdings I Corp. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609432 Filed Document 0000895345-14-000245 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SYNERGY ONE LENDING, INC. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $10,150,663 Associated Brokers / Dealers N/A CIK Number 0001619254 Filed Document 0001619254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $7,200,003 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-14-000261 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oaktree Opportunities Fund Xb Feeder (Cayman), L.P. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615832 Filed Document 0001181431-14-031852 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL AG CAYMAN FUND Ltd See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619309 Filed Document 0001619309-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRUSPER INC. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001601887 Filed Document 0001601887-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARCHE CAPITAL, LP See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619784 Filed Document 0001405086-14-000274 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CORNERSTONE BANCSHARES INC/KS See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001260478 Filed Document 0001014108-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ATBancorp See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001468664 Filed Document 0001468664-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $2,707,107 Associated Brokers / Dealers Randall O'Brian and Kevin Bauer CIK Number 0001135856 Filed Document 0001135856-14-000259 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GC Atlas Holdings, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616548 Filed Document 0001616548-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 6, LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571220 Filed Document 0001571220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 7, LP See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572801 Filed Document 0001572801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBMedical Co See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001585050 Filed Document 0001585050-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Marathon CLO Investor Fund II, LLC See All Filings	D/A	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586214 Filed Document 0001586214-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVISENA, INC See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $516,739 Associated Brokers / Dealers N/A CIK Number 0001205571 Filed Document 0001205571-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CureLauncher, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001612093 Filed Document 0001612093-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CQS EELS CAYMAN FUND Ltd See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619308 Filed Document 0001619308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allele Biotechnology & Pharmaceuticals, Inc. See All Filings	D	2014-09-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001617865 Filed Document 0001617865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IVDESK HOLDINGS, INC. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615956 Filed Document 0001065949-14-000225 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GENESIS ASSET OPPORTUNITY FUND L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471865 Filed Document 0001471865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lenda, Inc. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,530,000 Associated Brokers / Dealers N/A CIK Number 0001599569 Filed Document 0001599569-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mouth Foods, Inc. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,250,007 Associated Brokers / Dealers N/A CIK Number 0001543619 Filed Document 0001543619-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHWOOD CAPITAL PARTNERS LP See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456345 Filed Document 0000919574-14-005169 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DxNow, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619168 Filed Document 0001619168-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Schroder Multi-Cap Emerging Market Portfolio, L.P. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001619242 Filed Document 0001619242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Partners, L.P. II See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618783 Filed Document 0001618783-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XIV LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001618953 Filed Document 0001618953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AJMWA Finance I LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers Amur Advisors LLC CIK Number 0001618813 Filed Document 0001618813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wefunds LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $110,200 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000017 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Daniel Boone Fund LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529267 Filed Document 0000902664-14-003803 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BOSTON COMMON SMALL CAP SOCIAL FUND LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001387699 Filed Document 0001387699-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
InZinc Mining Ltd. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $200,803 Associated Brokers / Dealers N/A CIK Number 0001364252 Filed Document 0001364252-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SDC 26 Little Rock, AR, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $4,544,851 Associated Brokers / Dealers N/A CIK Number 0001619605 Filed Document 0001619605-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ZeaVision Holdings, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619256 Filed Document 0001619256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SOLA Group, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001619299 Filed Document 0001619299-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Hydrobee, SPC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001619869 Filed Document 0001619869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Global Real Estate Investment Fund II, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Polestar International Ltd. CIK Number 0001614283 Filed Document 0001614283-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Cantillon Global Equity LP See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411914 Filed Document 0001411914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
eMoneyPool, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600991 Filed Document 0001600991-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
MV VC Fund III LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611253 Filed Document 0001611253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund