Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PEDEVCO CORP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers National Securities Corporation and Casimir Capital LP CIK Number 0001141197 Filed Document 0001580695-14-000550 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIXELLIGENT TECHNOLOGIES LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $5,467,651 Associated Brokers / Dealers N/A CIK Number 0001138728 Filed Document 0001138728-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Multi Strategy Fund Inc. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590904 Filed Document 0000945621-14-000317 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners III, LP See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., Cambridge Investment Research, Inc., ProEquities Inc., and Whitehall-Parker Securities, Inc. CIK Number 0001616825 Filed Document 0001616825-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sorin NL Fund, L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506944 Filed Document 0000919574-14-006965 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soaring See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001609499 Filed Document 0001609499-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LMP III - Feeder Fund, LLLP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001610407 Filed Document 0001601157-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VERITEQ See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $507,239 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-021978 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MC Citation Fund LP See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory Eudicone CIK Number 0001517404 Filed Document 0001517404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
AG Realty Fund IX (A), L.P. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001620972 Filed Document 0001620972-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knopp Biosciences LLC See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001497598 Filed Document 0000898432-14-001226 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Cheyne Total Return Credit Fund L.P. - December 2019 See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590899 Filed Document 0000945621-14-000324 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THAI FOCUSED EQUITY FUND LTD See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Villafranco CIK Number 0001072204 Filed Document 0000919574-14-006972 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SR20 1074 La Mirada Court, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $207,500 Associated Brokers / Dealers N/A CIK Number 0001627698 Filed Document 0001627696-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CN Partners, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001627751 Filed Document 0001627751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
DMC Beverage Corp. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580426 Filed Document 0001019687-14-004675 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ASCEND AC FUND LP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627859 Filed Document 0001405086-14-000321 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCM Weston Offshore, Ltd See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lars Bjoergerd, Melis Global Investments N.V., and Alternative Asset Investment Management LLC CIK Number 0001517720 Filed Document 0001517720-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Brown Advisory Investors - CRC Kenilworth (AI), LLLP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $979,597 Associated Brokers / Dealers N/A CIK Number 0001603491 Filed Document 0001601157-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne European High Yield Fund Inc. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590746 Filed Document 0000945621-14-000311 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melody Capital Partners Onshore Credit Fund, L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001593131 Filed Document 0000950142-14-002449 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mainstream Brazil Impact Investing Fund, LP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001627559 Filed Document 0001627559-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREYHOUND ASIA FUND LTD. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627200 Filed Document 0000919574-14-006976 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Real Return Fund II, L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519756 Filed Document 0001519756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nextech IV Oncology S.C.S. SICAV-SIF See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers SOURCE CAPITAL GROUP CIK Number 0001627788 Filed Document 0001627788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woven Digital, Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001627148 Filed Document 0001140361-14-045201 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Collins Joint Venture See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $628,992 Associated Brokers / Dealers N/A CIK Number 0001627797 Filed Document 0001627797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Bluff Spring Venture, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001627746 Filed Document 0001627746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DABROES INVESTMENT FUND LP See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451820 Filed Document 0000902664-14-004552 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Collinear Networks, Inc. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001598133 Filed Document 0001627751-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Avhana, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001627454 Filed Document 0001627454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fresh Coinvest LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $4,285,000 Associated Brokers / Dealers N/A CIK Number 0001627798 Filed Document 0001627798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Malacca Asia Equity Fund L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590903 Filed Document 0000945621-14-000316 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GiftedHire, Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $825,115 Associated Brokers / Dealers N/A CIK Number 0001625068 Filed Document 0001625068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Falkon RBF Fund 1, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001623601 Filed Document 0001623601-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OSIA Medical, Inc. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $250,003 Associated Brokers / Dealers N/A CIK Number 0001609844 Filed Document 0001609844-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CareCore National Group, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627665 Filed Document 0001627665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Alianza Inc See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001373175 Filed Document 0001373175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
TrackMaven, Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $8,999,995 Associated Brokers / Dealers N/A CIK Number 0001598767 Filed Document 0001598767-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Capital Fund III, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001627690 Filed Document 0001627690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AlphaCipher Acquisition Corp See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001545746 Filed Document 0001545746-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
ArcLight Energy Partners Fund VI, L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001626952 Filed Document 0001626952-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP Holding Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001425287 Filed Document 0001013762-14-001427 Exclusions or Exemptions 506c Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Cheyne European Event Driven Fund Inc. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532236 Filed Document 0000945621-14-000309 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
888 PARTNERS FUND, L.P., 2014-A SERIES See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627842 Filed Document 0001627842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Total Return Credit Fund Inc. - December 2019 See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590868 Filed Document 0000945621-14-000323 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aeon Multi-Opportunity Fund I, LLC See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001548313 Filed Document 0001548313-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DailyFeats Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $26,374,999 Associated Brokers / Dealers N/A CIK Number 0001582105 Filed Document 0001582105-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
California Microbrew Project LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625111 Filed Document 0001625111-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BDC - Feeder Fund, LLLP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001610404 Filed Document 0001601157-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity