Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GALENA MALACHITE FUND LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401085 Filed Document 0001401085-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco Twenty25 DST See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $17,025,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001628126 Filed Document 0001628126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carrick Capital Partners II, L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers N/A CIK Number 0001627818 Filed Document 0001627818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAERUS INVESTMENT PARTNERS I, L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001585744 Filed Document 0001585744-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OCP SENIOR FLOATING INCOME PARTNERS, LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481834 Filed Document 0000919574-14-007017 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COPPOLA FILM PARTNERS, LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001606292 Filed Document 0001065949-14-000300 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Reserve Oil & Gas Inc See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $642,000 Associated Brokers / Dealers N/A CIK Number 0001506793 Filed Document 0001506793-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $Not Applicable Type of Security Mineral Property
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $25,406 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000372 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Incent Games, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001604988 Filed Document 0001604988-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elementum NatCat Onshore Fund LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364820 Filed Document 0001315863-14-000690 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Variable Account PPM2-K See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James A. Cheney CIK Number 0001458491 Filed Document 0001181431-14-038849 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunny Side in Florida Holdings, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001628071 Filed Document 0001628071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Unveiling The Apocalypse, The Movie See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Unveiling The Apolalypse The Movie CIK Number 0001627947 Filed Document 0001627947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Insightra Medical, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $6,125,000 Associated Brokers / Dealers N/A CIK Number 0001606764 Filed Document 0001606764-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, David Wexler, and Michael Liebeskinde CIK Number 0001458488 Filed Document 0001181431-14-038863 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Path Medical Holding Company, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,466,668 Associated Brokers / Dealers NONE CIK Number 0001569602 Filed Document 0001569602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Defense Mobile Corp See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587942 Filed Document 0001587942-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
ARROWPOINT GLOBAL OPPORTUNITY FUND, LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628127 Filed Document 0000913849-14-000390 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cayman Robertshaw Holdings, L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001628894 Filed Document 0001628894-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
InVision Housing Lake Park LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers Philip P. Wright CIK Number 0001627939 Filed Document 0001627939-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Driehaus Long-Short Equities Fund, LLC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594192 Filed Document 0001594192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENDANT MD, INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627895 Filed Document 0001627895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Quinn Foods LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001550446 Filed Document 0001550446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001181431-14-038852 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR European Fund IV L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627962 Filed Document 0001627962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
W2E International Corp. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,420,000 Associated Brokers / Dealers ViewTrade Securities, Inc. CIK Number 0001629157 Filed Document 0001629157-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Tise Peak Investors (Cayman), Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536913 Filed Document 0000919574-14-007023 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FENNEC PHARMACEUTICALS INC. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001211583 Filed Document 0001144204-14-073865 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Multi-Strategy Corporate Credit Fund LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625498 Filed Document 0000945621-14-000326 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEDGECO NETWORKS LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432913 Filed Document 0001432913-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Nadir Minocher and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000373 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tolko Industries Ltd. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001504489 Filed Document 0001504489-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
VERITEQ See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $507,239 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-022118 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alternative Direct Solutions Fund LLC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557575 Filed Document 0001557575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROI, Inc. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001613655 Filed Document 0001613655-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
O'NEIL GUM COMPANY, INC. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628212 Filed Document 0001628212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Datical Inc See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,493,701 Associated Brokers / Dealers N/A CIK Number 0001554479 Filed Document 0001554479-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MACKENZIE NORTHWEST FUND LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JOEY MILLER CIK Number 0001590434 Filed Document 0001590434-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Santa Rosa Resources inc See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001607130 Filed Document 0001607130-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Other
SearchCore, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001281198 Filed Document 0001614671-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Buffer Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,499,968 Associated Brokers / Dealers N/A CIK Number 0001627265 Filed Document 0001627265-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ITEL COMPANIES, INC. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $424,083 Associated Brokers / Dealers N/A CIK Number 0001588692 Filed Document 0001588692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Selene Palm Springs, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001627889 Filed Document 0001627889-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Argonaut Macro Partnership, L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317694 Filed Document 0000919574-14-007028 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREDICTIVE EDGE TECHNOLOGIES, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $6,180,300 Associated Brokers / Dealers N/A CIK Number 0001517973 Filed Document 0001517973-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Resource Management Corp. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,850,766 Associated Brokers / Dealers N/A CIK Number 0001627433 Filed Document 0001627433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
AVI Capital Yankee, LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tangent Capital Partners, LLC CIK Number 0001627603 Filed Document 0000919574-14-007030 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFO D & D SMID Cap Value Fund, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001626264 Filed Document 0001626264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RentalCompare See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625757 Filed Document 0001625757-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI FB Retail, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001628093 Filed Document 0001628093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity