Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VR1 Corp See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $930,290 Associated Brokers / Dealers N/A CIK Number 0001561045 Filed Document 0001561045-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Acosta Coinvestment, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001615609 Filed Document 0001140361-14-035671 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STARBOARD LEADERS FUND LP See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP CAPITAL, LLC CIK Number 0001575038 Filed Document 0001546934-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanook Energy Fund, LP See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618445 Filed Document 0001315863-14-000553 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XV LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001619672 Filed Document 0001619718-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Real Estate Capital Asia Partners IV TE L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001619374 Filed Document 0001619374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXA IM Global Emerging Markets Small Cap Fund, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616570 Filed Document 0000943663-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moon A/T Capital GCC Fund LP See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619382 Filed Document 0000902664-14-003822 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets Decline to Disclose Type of Security Equity
Encore Vision, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001618596 Filed Document 0001618596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ExecOnline, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560583 Filed Document 0001560583-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Fore Multi-Strategy Fund LP See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001586461 Filed Document 0001586461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROOKDALE GLOBAL OPPORTUNITY FUND See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458377 Filed Document 0001140361-14-035690 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fleksy, Inc. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001584201 Filed Document 0001584201-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Xi3, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $204,000,000 Associated Brokers / Dealers N/A CIK Number 0001567074 Filed Document 0001567074-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cignifi Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers NA CIK Number 0001519436 Filed Document 0001519436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WV AIV III (TPS), LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620252 Filed Document 0001620252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon Finance I, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001619639 Filed Document 0001619639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Mt. Tam Partners, L.P. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473919 Filed Document 0000935836-14-000523 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fastbar Technologies Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001619540 Filed Document 0001619540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital VII, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $404,040,404 Associated Brokers / Dealers Top Capital Advisors, Inc. CIK Number 0001617703 Filed Document 0001617703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000051 Exclusions or Exemptions 506c Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Thank Heaven Productions LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001618048 Filed Document 0001618048-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Icebox Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001571530 Filed Document 0001571530-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
VERDE SCIENCE, INC. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001390778 Filed Document 0001183740-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIGTT Midstream Holdings, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001619663 Filed Document 0001619663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Bos Taurus Fund I, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001619187 Filed Document 0001619187-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ASPEN GROUP, INC. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $5,397,825 Associated Brokers / Dealers N/A CIK Number 0001487198 Filed Document 0001553350-14-001107 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MV Venture Fund III LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001619718 Filed Document 0001619718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Independence Global Fund LLC See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587816 Filed Document 0001587816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Securisyn Medical, LLC See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001511538 Filed Document 0001511538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Common Sensing Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001584394 Filed Document 0001584394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Algaeon, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001560376 Filed Document 0001560376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ARABELLA EXPLORATION, INC. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Jett Capital Advisors, LLC CIK Number 0001506374 Filed Document 0001144204-14-056161 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Record Umbrella Fund See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561365 Filed Document 0001561365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Ment-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $254,547 Associated Brokers / Dealers N/A CIK Number 0001618980 Filed Document 0001618980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMN GROUP II, LP See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised $306,000,000 Associated Brokers / Dealers N/A CIK Number 0001600420 Filed Document 0001614627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookline Tracon Investment Fund II, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001484011 Filed Document 0001484011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Slla-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $381,623 Associated Brokers / Dealers N/A CIK Number 0001619620 Filed Document 0001619620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAE FUND Ltd See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514309 Filed Document 0000919574-14-005237 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV Feeder III (TPS), L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620250 Filed Document 0001620250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN FUND LP See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454540 Filed Document 0000919574-14-005251 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVK Venture 2014, L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $50,505,051 Associated Brokers / Dealers N/A CIK Number 0001617701 Filed Document 0001617701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000050 Exclusions or Exemptions 506c Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FONU2 Inc. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001168325 Filed Document 0001010412-14-000160 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
KPA INVESTMENT HOLDINGS, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $28,552,000 Associated Brokers / Dealers N/A CIK Number 0001619433 Filed Document 0001614533-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
United States Debt Recovery XV, L.P. See All Filings	D/A	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617198 Filed Document 0001617198-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCPL, LLC See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001619528 Filed Document 0000892712-14-000657 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Daytona Properties I, LLLP See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Don A. Linzer, Peter J. Lieberman, Tylor M. Balson, and Rupesh P. Sawant CIK Number 0001618055 Filed Document 0001618055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LiveAction Inc See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised $5,349,997 Associated Brokers / Dealers N/A CIK Number 0001619436 Filed Document 0001619436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Asia Partners IV L.P. See All Filings	D	2014-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001619373 Filed Document 0001619373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund