Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Soma Redwall Game #1, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001612358 Filed Document 0001612358-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5 See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461177 Filed Document 0001507943-14-000067 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Passports, Inc. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,795,332 Associated Brokers / Dealers N/A CIK Number 0001605344 Filed Document 0001605344-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tolis Investment Strategies LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001581144 Filed Document 0001012975-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
H/2 Investors II L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482308 Filed Document 0000919574-14-004072 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GPTH Note, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $12,400,000 Associated Brokers / Dealers N/A CIK Number 0001613330 Filed Document 0001613330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,887,216 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-14-000229 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strathspey Crown Holdings, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001557024 Filed Document 0001557024-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCM ConvertibleAlpha Offshore Fund, Ltd. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496502 Filed Document 0000902664-14-003163 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Roomzilla Technologies, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001614152 Filed Document 0001614152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
SERRANO CAPITAL PARTNERS LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001611151 Filed Document 0001611151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GCM-FAO LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612010 Filed Document 0001612009-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
KETTLE CREEK DEVELOPMENT, LTD. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers N/A CIK Number 0001613488 Filed Document 0001613488-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Zero Gravity Solutions, Inc. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Patrick Kennedy, Livingston Securities, LLC, Mike Wiskerchen, Hugh Chambers, Robert Fritzges, and Craig Wells CIK Number 0001574186 Filed Document 0001574186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
TRiQ, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001571918 Filed Document 0001571918-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALTR Fund IV (No. 1) AB See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $521,410,000 Associated Brokers / Dealers MONUMENT GROUP, INC. CIK Number 0001612313 Filed Document 0001613349-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Millennium Prime, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001100779 Filed Document 0001100779-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Morgan Stanley Credit Partners II Offshore Feeder L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none, none, none, none, none, and none CIK Number 0001581267 Filed Document 0001181431-14-026830 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCC Gallery Lofts II LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001610753 Filed Document 0001610753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
LION FUND, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334426 Filed Document 0000921895-14-001565 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICAP OFFSHORE ABSOLUTE RETURN FUND II LTD See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354269 Filed Document 0001464284-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPROCQ CORE REAL ESTATE FUND II, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001612644 Filed Document 0001612644-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Ocean Partners LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319621 Filed Document 0001319621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RET Multi Strategy Fund, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612637 Filed Document 0001315863-14-000451 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NextView Ventures II, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $39,797,980 Associated Brokers / Dealers N/A CIK Number 0001588072 Filed Document 0001588072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
US GOVERNMENT BUILDING OPEN-END FEEDER 1, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553911 Filed Document 0001553911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BBH Global Funds, LLC - BBH Credit Value Series See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596136 Filed Document 0001581662-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raveneur Master Fund Ltd See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613963 Filed Document 0001613963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Tax Alpha Fund, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507391 Filed Document 0000919574-14-004069 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DMS Global Tactical Asset Allocation Fund LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534559 Filed Document 0001534559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
H/2 Investors L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463639 Filed Document 0000919574-14-004071 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments 18, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614079 Filed Document 0001614079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Kinetics, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,300,125 Associated Brokers / Dealers N/A CIK Number 0001613961 Filed Document 0001613961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Medical Center IV at Monument, LLLP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613484 Filed Document 0001613484-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fanergies Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001569941 Filed Document 0001569941-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ANGLES MEDIA CORP. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001597062 Filed Document 0001597062-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BW GLOBAL MACRO FUND, L.P. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613719 Filed Document 0001613349-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valley Ambulatory Surgery Center, L.P. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $22,700 Associated Brokers / Dealers N/A CIK Number 0001527423 Filed Document 0001346066-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Oculogica, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001613810 Filed Document 0000905718-14-000433 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 32, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614035 Filed Document 0001614035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARMEL VENTURES IV (A), L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SPARRING PARTNERS CAPITAL LLC CIK Number 0001581735 Filed Document 0001581735-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shyp Inc See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $9,999,991 Associated Brokers / Dealers N/A CIK Number 0001588363 Filed Document 0001588363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prodigo Solutions, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001613945 Filed Document 0001613945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Credit Partners II L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, and None CIK Number 0001581258 Filed Document 0001181431-14-026829 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Normandy Holdco LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $52,273,300 Associated Brokers / Dealers N/A CIK Number 0001613799 Filed Document 0001192482-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MOHAWK GROUP, INC. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $35,072,000 Associated Brokers / Dealers N/A CIK Number 0001614019 Filed Document 0001614019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Visible Brands, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001507708 Filed Document 0001507708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FOXLIKE Inc See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613451 Filed Document 0001613451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Oak Point Vero Properties, L.P. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001613989 Filed Document 0001613989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity