Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Topspin Partners II Offshore, LP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613076 Filed Document 0001140361-14-029126 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAXELENE, INC. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $499,999 Associated Brokers / Dealers N/A CIK Number 0001543717 Filed Document 0001543717-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCCO EASTERN EUROPEAN FUND See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307088 Filed Document 0000943663-14-000137 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWP Alpha Europe Long Only Fund LP See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548854 Filed Document 0000902664-14-003280 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intelomed, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $3,846,926 Associated Brokers / Dealers N/A CIK Number 0001482781 Filed Document 0001482781-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tablelist, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $1,755,962 Associated Brokers / Dealers N/A CIK Number 0001613889 Filed Document 0001613889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PlasmaSi, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001491132 Filed Document 0001491132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Showpitch, LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614565 Filed Document 0001553350-14-000810 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
techCare, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $6,140,025 Associated Brokers / Dealers N/A CIK Number 0001612406 Filed Document 0001144204-14-044568 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OURCROWD (INVESTMENT IN ZULA) L.P. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001580725 Filed Document 0001580725-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Engineered Propulsion Systems, Inc. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $14,025,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LQ3 Pharmaceuticals, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001614268 Filed Document 0001614268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
XCOVERY HOLDING Co LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Cuttone & Co., Inc. CIK Number 0001520127 Filed Document 0000908662-14-000229 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Lazard Short Duration Strategy MBS Portfolio, a series of Lazard MBS Focus Funds See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001614496 Filed Document 0001614496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omni Secured Lending Fund I LP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001614559 Filed Document 0001614559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWP Diversified Equities Offshore Fund Ltd. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546522 Filed Document 0000902664-14-003278 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARINER MATADOR FUND LLC See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442798 Filed Document 0001442798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal Mid-Cap Value Equity Partners, L.P. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582804 Filed Document 0000919574-14-004182 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDIODX INC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $24,999,996 Associated Brokers / Dealers N/A CIK Number 0001304909 Filed Document 0001304909-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BelVest Energy Income Fund, LP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613241 Filed Document 0001315863-14-000459 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gowest Gold Ltd. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $108,559 Associated Brokers / Dealers N/A CIK Number 0001528236 Filed Document 0001140361-14-029152 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBALWISE INVESTMENTS INC See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001081745 Filed Document 0001144204-14-044448 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TCM Divergent Fund, LP See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614356 Filed Document 0001614356-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QuarterSpot, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001557932 Filed Document 0001557932-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BEAMZ INTERACTIVE INC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001423357 Filed Document 0001423357-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
New Science Ventures Fund III, L.P. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001610748 Filed Document 0001610748-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omni Macro Fund I Ltd See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614528 Filed Document 0001614559-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Omni Macro Fund I LP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614518 Filed Document 0001614518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GenieDB, Inc. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $3,775,000 Associated Brokers / Dealers N/A CIK Number 0001540061 Filed Document 0001540061-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PlasmaSi, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $785,000 Associated Brokers / Dealers N/A CIK Number 0001491132 Filed Document 0001491132-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Glass U, LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613595 Filed Document 0001613595-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Spring44 Distilling, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001538741 Filed Document 0001538741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Topspin Associates II, LP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613077 Filed Document 0001140361-14-029125 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FS Investment Partners L.P. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614038 Filed Document 0000935836-14-000444 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyrrho Global Event Driven Offshore Fund, Ltd. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001555000 Filed Document 0001315863-14-000458 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDINAL VALUE EQUITY PARTNERS L P See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000947351 Filed Document 0000919574-14-004181 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magna Umbrella Fund plc/Magna Latin American Fund See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447206 Filed Document 0000943663-14-000140 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Distressed Fund 2014(Cayman)LP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kevin McAdams CIK Number 0001613225 Filed Document 0001613225-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ROI Strategies, LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608669 Filed Document 0001608669-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
OurCrowd (Investment in MUV) L.P. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $457,200 Associated Brokers / Dealers N/A CIK Number 0001586759 Filed Document 0001586759-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Algorithmia Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001613773 Filed Document 0001613773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MAGNA UMBRELLA FUND PLC/MAGNA GLOBAL EMERGING MARKETS FUND See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361745 Filed Document 0000943663-14-000138 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PolyRemedy Inc See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $5,135,276 Associated Brokers / Dealers N/A CIK Number 0001329128 Filed Document 0001329128-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIFENEXUS, INC. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $12,700,000 Associated Brokers / Dealers N/A CIK Number 0001485965 Filed Document 0001485965-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DEPICT, INC. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $1,554,396 Associated Brokers / Dealers N/A CIK Number 0001614385 Filed Document 0001140361-14-029004 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BFC-BFX, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $10,486,000 Associated Brokers / Dealers N/A CIK Number 0001614130 Filed Document 0001614130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Stadium Square Manager, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $4,245,000 Associated Brokers / Dealers N/A CIK Number 0001614427 Filed Document 0001614427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Staffing 360 Solutions, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Accelerated Capital Group CIK Number 0001499717 Filed Document 0001465818-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Silk Road Soda Company, Inc. See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614150 Filed Document 0001614150-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
JMBP Ventures, LLC See All Filings	D	2014-07-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614451 Filed Document 0001614451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt