Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WellAware Holdings, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $37,000,000 Associated Brokers / Dealers Raymond James and Associates, Inc. CIK Number 0001566486 Filed Document 0001566486-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TransCoastal Corp See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Crescent Securities Group, Inc. CIK Number 0001046057 Filed Document 0001046057-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hobby See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $919,997 Associated Brokers / Dealers N/A CIK Number 0001614204 Filed Document 0001614204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockpoint Core Plus Real Estate Fund I, L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614544 Filed Document 0001181431-14-027303 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VANTAGEPOINT HOLDINGS, INC. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001526817 Filed Document 0000950138-14-000560 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VitAG Holdings LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PREv2 Holdings LLC, David Barnes, and Fairlead Advisors LLC CIK Number 0001614513 Filed Document 0001614513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Plinth Corp See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $2,655,556 Associated Brokers / Dealers N/A CIK Number 0001614548 Filed Document 0001614548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Tivona & Haug, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614270 Filed Document 0001614270-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LJM Fund LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Ken Luccioni, Paula Clark, NELLMARIE SLOANE, Kelly McKean, James Walesa, Liccar Securities & Custodial Services, LLC, and Jeffrey Keith Perry CIK Number 0001411071 Filed Document 0001411071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Jintronix, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001559319 Filed Document 0001559319-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Arya Partners Fund, LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582978 Filed Document 0001582978-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FCCC INC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0000730669 Filed Document 0000730669-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
FFP Fund I, LLC See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001467095 Filed Document 0001467095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CONSUMER METRICS LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423564 Filed Document 0000898432-14-001003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rehabbers Financial, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464746 Filed Document 0001464746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Terra Tech Corp. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,528,967 Associated Brokers / Dealers None CIK Number 0001451512 Filed Document 0001477932-14-003855 Exclusions or Exemptions 506c Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TAG Distressed Debt Fund III, LLC See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504825 Filed Document 0001504825-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Querium Corp See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,473,092 Associated Brokers / Dealers N/A CIK Number 0001571655 Filed Document 0001571655-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LMMI (Offshore) III, L.P. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,070,000,000 Associated Brokers / Dealers Compass Group Global Advisors S.A. CIK Number 0001555378 Filed Document 0001555378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Triumfant, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001458324 Filed Document 0001458324-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Realm Partners Fund LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468013 Filed Document 0000950172-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realm Partners Master Fund LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468014 Filed Document 0000950172-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Aggressive Growth Global/Extended Fund, LP See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greg Anthony Kidd, Daniel Patrick Mody, Joseph John Saya, Matthew Michael Jacob SR, John Vincent Bianchini, Robert Frank Cuculich, and Janet Claire Pendergraph CIK Number 0001554590 Filed Document 0001554590-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILDCAT CLO LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,111,250 Associated Brokers / Dealers N/A CIK Number 0001514704 Filed Document 0001140361-14-029223 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearStar, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612533 Filed Document 0001612533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MoneyPark, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,500,001 Associated Brokers / Dealers N/A CIK Number 0001613944 Filed Document 0001613944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NexImmune, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538210 Filed Document 0001538210-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Giphy, Inc. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001571719 Filed Document 0001571719-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arya Partners International Fund, Ltd. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582977 Filed Document 0001582978-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CO2 Solutions Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,323,430 Associated Brokers / Dealers N/A CIK Number 0001614802 Filed Document 0001614802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
TAG RELATIVE VALUE OFFSHORE FUND LTD See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001159160 Filed Document 0001159160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EYEGATE PHARMACEUTICALS INC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001372514 Filed Document 0001140361-14-029215 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Asset Avenue 102, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0001613278 Filed Document 0001613278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
South Cypress, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001614779 Filed Document 0001614779-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Value Add Partners (NR) II, L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613949 Filed Document 0001613949-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TouchMail Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001579146 Filed Document 0001579146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TAG DIVERSIFIED STRATEGIES FUND L P See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356649 Filed Document 0001504825-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSN Funding, L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001572843 Filed Document 0001572843-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Astenbeck Offshore Commodities Fund II Ltd See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001494724 Filed Document 0001144204-14-044619 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Emerging Opportunity Fund III, L.P. See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477678 Filed Document 0000935836-14-000450 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOXR Corp See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001508787 Filed Document 0001508787-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Unmanned Innovation Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $29,999,995 Associated Brokers / Dealers N/A CIK Number 0001549546 Filed Document 0001549546-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMPIRE RESIDENTIAL COMMUNITIES FUND II, LLC See All Filings	D/A	2014-07-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers AUSDAL FINANCIAL PARTNERS, INC. CIK Number 0001580414 Filed Document 0001580414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Elevate Research, Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614080 Filed Document 0001614080-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ECG Post Ridge, LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001614500 Filed Document 0001614500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rowheels,Inc. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Michael Barclay CIK Number 0001557803 Filed Document 0001557803-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Special Opportunities Ltd. II SPC, Segregated Portfolio A See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614692 Filed Document 0001614692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDEN SCIENS SHIPPING FEEDER L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001609308 Filed Document 0000919574-14-004132 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS II, L.P. See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001613829 Filed Document 0001613829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIBER FUND LLC See All Filings	D	2014-07-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers BROKERBANK SECURITIES CIK Number 0001609259 Filed Document 0001609259-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity