Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MERIDIUM, INC. See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers INCLINE ADVISORS LLC CIK Number 0001615057 Filed Document 0001615057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bouqs Co See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $7,239,600 Associated Brokers / Dealers N/A CIK Number 0001612156 Filed Document 0001612156-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001613305 Filed Document 0001614745-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPG RENEWABLES, LLC See All Filings	D/A	2014-07-28 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers DARYL RICHARD SWARTS CIK Number 0001614814 Filed Document 0001614814-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Children's Investment Fund See All Filings	D/A	2014-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331547 Filed Document 0000902664-14-003272 Exclusions or Exemptions 506b Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perle Bioscience, Inc. See All Filings	D/A	2014-07-28 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001605829 Filed Document 0001605829-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FRONTFOUR CAPITAL PARTNERS LP See All Filings	D/A	2014-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Weston Financial Services LLC and MARC L. FRIEDMAN CIK Number 0001449466 Filed Document 0001214659-14-005553 Exclusions or Exemptions 506b Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Wunder Co See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614905 Filed Document 0001614905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Biomass Secure Power Inc See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $8,750 Associated Brokers / Dealers N/A CIK Number 0001160164 Filed Document 0001085037-14-000087 Exclusions or Exemptions 506b Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Global Equities Fund LLC See All Filings	D/A	2014-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468448 Filed Document 0001468448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SafeOp Surgical, Inc. See All Filings	D	2014-07-27 00:00:00 UTC
Amount To Be Raised $2,999,995 Associated Brokers / Dealers N/A CIK Number 0001540725 Filed Document 0001192482-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-07-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Global Equities Fund Ltd. See All Filings	D/A	2014-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486836 Filed Document 0001486836-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blinkfire Analytics, Inc. See All Filings	D	2014-07-27 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001614842 Filed Document 0001614842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MKCA Opportunity Fund, LLC See All Filings	D/A	2014-07-27 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001465069 Filed Document 0001465069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Other
SHERMAN REAL ESTATE FUND XI, LLC See All Filings	D	2014-07-26 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001614162 Filed Document 0001614162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CENTRAL OIL & GAS CORP OF AMERICA See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001572016 Filed Document 0001117768-14-000590 Exclusions or Exemptions 506c Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 19, LLC See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001614955 Filed Document 0001614955-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Tail Spin LLC See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001612856 Filed Document 0001612856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pantheon Partners II, L.P. See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497683 Filed Document 0000919574-14-004135 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENERTECK CORP See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001128353 Filed Document 0000945836-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Great Ajax Corp. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001614806 Filed Document 0001614806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Kimberlite Frontier Africa Fund (US), L.P. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611832 Filed Document 0001611861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Supramed, Inc. See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tosca See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404712 Filed Document 0000919574-14-004142 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
househappy inc. See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001541497 Filed Document 0001541497-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Parvatrium Partners Fund See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570619 Filed Document 0000902664-14-003257 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPIS, Inc. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $3,311,991 Associated Brokers / Dealers N/A CIK Number 0001614608 Filed Document 0001614608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
DISCOVERY VENTURES INC. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $13,970 Associated Brokers / Dealers N/A CIK Number 0001613186 Filed Document 0001085037-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OMEGA EQUITY INVESTORS, L.P. See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001136092 Filed Document 0000945621-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beanfields LLC See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589893 Filed Document 0001589893-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Perion Network Ltd. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338940 Filed Document 0001178913-14-002399 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Nerd Kingdom Inc. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001557833 Filed Document 0001557833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ludi, Inc. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595748 Filed Document 0001595748-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Adira Energy Ltd. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $28,944 Associated Brokers / Dealers N/A CIK Number 0001109504 Filed Document 0001062993-14-004362 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bayview Opportunity Offshore IVb, L.P. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001612440 Filed Document 0000902664-14-003276 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Parvus European Absolute Opportunities Fund See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320120 Filed Document 0000902664-14-003252 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham A Plus Fund, Ltd. See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526713 Filed Document 0001140361-14-029383 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-PINE HILL CROSSING, LP See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised $3,846,154 Associated Brokers / Dealers M.F. Long, James Kennedy, Steven Pfaff, John B Wilson, Ronald J Kudlacek, and Michael C Ihrie CIK Number 0001613888 Filed Document 0001613888-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Japan International Partners III, L.P. See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001582486 Filed Document 0001582424-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Caeruleus Fund See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320107 Filed Document 0000902664-14-003263 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGSF LP See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001582333 Filed Document 0001582333-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tunespeak, LLC See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001579215 Filed Document 0001579215-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526718 Filed Document 0001140361-14-029375 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAP Fund, Ltd. - TAP Strategy Portfolio See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483676 Filed Document 0001140361-14-029387 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JL Squared Harmony Partners, LP See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582337 Filed Document 0001582337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PARVUS EUROPEAN OPPORTUNITIES FUND LP See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444799 Filed Document 0000902664-14-003256 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avanza, Inc. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $1,738,245 Associated Brokers / Dealers N/A CIK Number 0001612980 Filed Document 0001612980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Buchanan Phoenix Rising Fund, LLC See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised $33,605,000 Associated Brokers / Dealers N/A CIK Number 0001564393 Filed Document 0001564393-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Hyperion Homes, Inc. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG, London Branch and Deutsche Bank Securities Inc. CIK Number 0001614657 Filed Document 0000950103-14-005159 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Litesprite, Inc. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001613849 Filed Document 0001613849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt