Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Advisory Research Global Small Cap Fund, L.P. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496332 Filed Document 0001496332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SioTeX Corp See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614916 Filed Document 0001614916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UNITED NATURAL FOODS INC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $7,103,706 Associated Brokers / Dealers N/A CIK Number 0001020859 Filed Document 0001020859-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $Over $100,000,000 Type of Security Equity
Meritech Capital Partners V L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001612996 Filed Document 0001612996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Meritech Capital Partners V Sidecar L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001613000 Filed Document 0001613000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
COOLMORE PARTNERS, L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443710 Filed Document 0000919574-14-004159 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Equity LLC See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001412697 Filed Document 0001412697-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BOOMTOWN ROI, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001615108 Filed Document 0001615108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DC Corp See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001614457 Filed Document 0001614457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Group Holdings, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001614888 Filed Document 0001614888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Altus Hospice of Las Vegas, L.P. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001585408 Filed Document 0001162677-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, and Anthony Capital, LLC CIK Number 0001534460 Filed Document 0001534460-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peachtree Investment Solutions State Fund XVII, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,558,550 Associated Brokers / Dealers N/A CIK Number 0001615115 Filed Document 0001615115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
COOLMORE OFFSHORE FUND, LTD. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443711 Filed Document 0000919574-14-004158 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vitruvias Therapeutics, LLC See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592342 Filed Document 0001592342-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
GoLudo, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001538841 Filed Document 0001614691-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Willis-Stafford Corp See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596919 Filed Document 0001376474-14-000268 Exclusions or Exemptions 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gaw Capital U.S. Value Add Feeder I, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $14,930,000 Associated Brokers / Dealers N/A CIK Number 0001614628 Filed Document 0001614628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund II See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $14,699,884 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ECI 10 A L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001614533 Filed Document 0001614745-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNOBSWAP INC. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605545 Filed Document 0001605545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Medical Devices, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. CIK Number 0001466296 Filed Document 0001466296-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Criterion Horizons Fund II LP See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394598 Filed Document 0000935836-14-000458 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bearcat Energy LLC (Colorado) See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $9,000,138 Associated Brokers / Dealers Casimir Capital L.P. CIK Number 0001614690 Filed Document 0001614690-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Identical P&A, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001615369 Filed Document 0001615369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Med Ag Ventures Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001614393 Filed Document 0001614393-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Apto, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001615078 Filed Document 0001615078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
All Natural Burgers of Tulsa #2, LLC See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001615040 Filed Document 0001615040-14-000002 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Bank of the Carolinas CORP See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $45,813,299 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001365997 Filed Document 0001209191-14-049390 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Weybridge Capital Partners, LP See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584441 Filed Document 0001584441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ejdeha Capital Management, LP See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615116 Filed Document 0001615116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triangle Shooting Academy, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001614029 Filed Document 0001614029-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SHANDS INVESTMENTS, INC. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001536013 Filed Document 0001536013-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SQ Co-Investors LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001615361 Filed Document 0001615361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Designlab Learning, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614241 Filed Document 0001614241-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SL Water's Edge Apartments, DST See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $21,118,000 Associated Brokers / Dealers SANDLAPPER Securities, LLC CIK Number 0001614010 Filed Document 0001614010-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Travefy Inc See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001586853 Filed Document 0001586853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Northwoods One LP See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615044 Filed Document 0001615044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
ECI 10 B L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001614573 Filed Document 0001614745-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gleason Technology, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $2,759,349 Associated Brokers / Dealers N/A CIK Number 0001615022 Filed Document 0001615022-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,575 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000031 Exclusions or Exemptions 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Apis Captial L P See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial and Goldman, Sachs & Co. CIK Number 0001308032 Filed Document 0001308032-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSPE IV Vision Investors L.P. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615229 Filed Document 0001181431-14-027676 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arya Krishan See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian Doohan CIK Number 0001608018 Filed Document 0001608018-14-000003 Exclusions or Exemptions 504.1 and 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AgriHorizon, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001615473 Filed Document 0001014108-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Virobay Inc See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001374261 Filed Document 0001374261-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBIA EMERGING MARKETS BOND PRIVATE FUND, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601864 Filed Document 0001140361-14-029696 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COREalpha Private Equity Partners Partnership Fund IV, L.P. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Andrew F. Hughes CIK Number 0001582695 Filed Document 0001144204-14-045345 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Trenergi Corp. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001492083 Filed Document 0001492083-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Juice Beauty Inc See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $42,113,332 Associated Brokers / Dealers N/A CIK Number 0001360915 Filed Document 0001360915-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity