Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Peerbridge Health, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $8,986,171 Associated Brokers / Dealers N/A CIK Number 0001629673 Filed Document 0001629673-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
F8 LumeLight SPV, L.P. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629845 Filed Document 0001140361-15-004087 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
One Hundred Towers L.L.C. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629989 Filed Document 0001140361-15-001014 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BNNT LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001551394 Filed Document 0001551394-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Spain Feeder, LP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630082 Filed Document 0001630082-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tennessee Branch Partners, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $2,920,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001629954 Filed Document 0001629954-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MCKINLEY CAPITAL MANAGEMENT INC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $5,139,700 Associated Brokers / Dealers N/A CIK Number 0001453995 Filed Document 0001453995-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
ISTO TECHNOLOGIES INC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001052380 Filed Document 0000950138-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Vertex Ventures US Fund I, L.P. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628364 Filed Document 0001628364-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STITCH YOUR STORY Corp See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629785 Filed Document 0001629785-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
JuiceRx Cleanse LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001630382 Filed Document 0001615774-15-000069 Exclusions or Exemptions 506c Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CEC-OKD 2.0 LP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629882 Filed Document 0001629882-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Mineral Property
47 Walnut TR LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627261 Filed Document 0001627261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Capital Fund VIII Co-Investors B, L.P. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,125,632 Associated Brokers / Dealers N/A CIK Number 0001537404 Filed Document 0001537404-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Capital Fund VIII Co-Investors D, L.P. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $5,358,636 Associated Brokers / Dealers N/A CIK Number 0001537385 Filed Document 0001537385-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Downtown Fargo Real Estate Fund I, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001629961 Filed Document 0001629961-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
TodayTix, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001573204 Filed Document 0001231919-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Sheldon Street Hotel Investors, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001629891 Filed Document 0001629891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Magna Resources CC #1 - Lempa #1 Joint Venture See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,870,000 Associated Brokers / Dealers N/A CIK Number 0001630551 Filed Document 0001630551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Pogue Capital Fund LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Srirat Rastapana, Kamolwan Limpanatorn, Sunai Limpanathon, and Malcolm Bone CIK Number 0001629751 Filed Document 0001629751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Strategic Long/Short Equity Fund, LP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001628241 Filed Document 0001628241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZeroTurnaround, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594872 Filed Document 0001594872-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Benson Tax Advantaged Investors, LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516890 Filed Document 0001516890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONOGRAM FOOD SOLUTIONS LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $20,004,000 Associated Brokers / Dealers N/A CIK Number 0001365130 Filed Document 0001365130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ORACLE PARTNERS LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941901 Filed Document 0000899140-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Belvedere Resources Ltd. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $90,307 Associated Brokers / Dealers N/A CIK Number 0001511414 Filed Document 0001511414-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KINGSBURY RUN PARTNERS, LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595269 Filed Document 0000919574-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001593108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nilgai Capital, LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530713 Filed Document 0001530713-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hypori, Inc. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $7,133,629 Associated Brokers / Dealers N/A CIK Number 0001614454 Filed Document 0001614454-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIONEER POWER SOLUTIONS, INC. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449792 Filed Document 0001449792-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Emerging Markets Large/Mid Equity Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001565287 Filed Document 0001516890-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STIRLING SQUARE CAPITAL PARTNERS THIRD FUND A LIMITED PARTNERSHIP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GROWTH CAPITAL SERVICES CIK Number 0001629726 Filed Document 0001629726-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STIRLING SQUARE CAPITAL PARTNERS THIRD FUND B LIMITED PARTNERSHIP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GROWTH CAPITAL SERVICES CIK Number 0001629727 Filed Document 0001629727-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK GLOBAL CREDIT FUND, LP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629830 Filed Document 0001629830-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK HIGH INCOME PLUS (QP) FUND, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539006 Filed Document 0001539006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON EXPRESS, INC. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001507602 Filed Document 0001507602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
ICONIQ Access 3, LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571040 Filed Document 0001571040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neos Therapeutics, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001467652 Filed Document 0001467652-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DFP FUND, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001334811 Filed Document 0000898432-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Knsa-Fund, a series of AngelList-ToFa-Funds, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001629832 Filed Document 0001629832-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symbolic IO Corp See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $13,750,000 Associated Brokers / Dealers N/A CIK Number 0001553267 Filed Document 0001553267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Big Hill Partners, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001629310 Filed Document 0001629310-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aggregate Fund LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629629 Filed Document 0001140361-15-000659 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMENDIA INC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001458051 Filed Document 0001458051-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MIOX Corp See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001340706 Filed Document 0001340706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Madden Active Municipal Strategy LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592225 Filed Document 0001592225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS BANCORP INC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000912764 Filed Document 0000912764-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $19,362,320 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund