Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CEP Equity Market Neutral Fund LLC See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566305 Filed Document 0001566305-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP Equity Market Neutral Fund Ltd. See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566313 Filed Document 0001566313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reigning Champs LLC See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001590422 Filed Document 0001590422-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rail Splitter Fund II LP See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390726 Filed Document 0000919574-15-000196 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Fiber Solutions, Inc. See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001594471 Filed Document 0001594471-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Smisson Real Estate Partners, LLC See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $4,345,152 Associated Brokers / Dealers N/A CIK Number 0001630355 Filed Document 0001630355-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VIEWRAY INC See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001336705 Filed Document 0001140361-15-001135 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Carlson Double Black Diamond Participation Fund Ltd. See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529883 Filed Document 0001529883-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommunityOne Bancorp See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0000764811 Filed Document 0001601920-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Crystal Brook Capital Partners LP See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620055 Filed Document 0001620055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Strategic Solutions Real Estate Opportunity Fund 2014, L.P. See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001605419 Filed Document 0001605419-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belmar HH Owner, LLC See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001630116 Filed Document 0001630116-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ALPHA INSURANCE ANALYSTS LTD See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N-A CIK Number 0001454220 Filed Document 0001454220-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
Oceanic Opportunities Master Fund, L.P. See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565578 Filed Document 0000902664-15-000040 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Farmland Co See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474777 Filed Document 0001474777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised $17,040,000 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Predictify.me, Inc. See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629582 Filed Document 0001629582-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
QMS Diversified Global Macro U.S. Fund LP See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538807 Filed Document 0000919574-15-000183 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEVEN BRIDGES EQUITY ACCESS FUND LP See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630201 Filed Document 0001630201-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III RELATIVE VALUE CREDIT STRATEGIES FUND L P See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp. CIK Number 0001345001 Filed Document 0001345001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised $6,586,905 Associated Brokers / Dealers Kenneth Dayton, Jason Chepenik, Barnett Chepenik, and Scott Cahill CIK Number 0001135856 Filed Document 0001135856-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Chadwick Global Advantage Fund, LP See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539050 Filed Document 0001539050-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
RAIL SPLITTER FUND L P See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216242 Filed Document 0000919574-15-000195 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VentriPoint Diagnostics Ltd See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $30,104 Associated Brokers / Dealers N/A CIK Number 0001414336 Filed Document 0001062993-15-000101 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Reset Therapeutics, Inc. See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001593318 Filed Document 0001593318-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Transcend Industries, Inc. See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001629568 Filed Document 0001629568-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
WHI Multi-Strategy Fund LLC See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475723 Filed Document 0001475722-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pacgenomics See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001627824 Filed Document 0001627824-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Incent Games, Inc. See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001604988 Filed Document 0001604988-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tether Technologies, Inc. See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001561389 Filed Document 0001561389-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HUIZENGA MANAGERS FUND LTD See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001355027 Filed Document 0001355027-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanic Opportunities Fund Ltd See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565628 Filed Document 0000902664-15-000037 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raire Software, Inc. See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630261 Filed Document 0001630261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Windhorse Ascent, LP See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596501 Filed Document 0001596501-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XVII LLC See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001621279 Filed Document 0001621279-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Iowa Approach, Inc. See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001609573 Filed Document 0001609573-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
East West Artists, LLC See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001630190 Filed Document 0001630190-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Center Square Value-Added REIT #3 See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001630048 Filed Document 0001630048-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MATERIA, INC. See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001084725 Filed Document 0001084725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCM Momentum Fund LP See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001569476 Filed Document 0001569476-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Themistoklis Partners, LP See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535724 Filed Document 0001535724-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund IX, LP See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599547 Filed Document 0001599547-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PHOENIX COMPANIES INC/DE See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129633 Filed Document 0001181431-15-000811 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Citrine Value Fund LLC See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623600 Filed Document 0001623600-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fixed Rate Deposits, LLC See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571067 Filed Document 0001095449-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Definitive Guardian Partners, LP See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corestone Distributors, LLC CIK Number 0001463163 Filed Document 0000919574-15-000171 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ice Class C Investors, LLC See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001628843 Filed Document 0001628843-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GTI Investors Ohio, LLC See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001629741 Filed Document 0001629741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Naturaliste Fund LP See All Filings	D	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620930 Filed Document 0001620930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners 9, L.P. See All Filings	D/A	2015-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592593 Filed Document 0001592593-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund