Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Trian Partners, L.P. (Class B & Class C limited partnership interests) See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-14-003170 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, Ltd. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-14-003168 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Campus Land Consortium One, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers N/A CIK Number 0001612658 Filed Document 0001612658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER DIVERSIFIED GROWTH PORTFOLIO, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001613349 Filed Document 0001613349-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINCI VALUE FUND See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612671 Filed Document 0000919574-14-004053 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP ABSOLUTE RETURN FUND OFFSHORE FEEDER LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300117 Filed Document 0001458536-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
123 Lumpsum Delaware Holdings, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001575432 Filed Document 0001575432-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lightyear Acquisition Company, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $3,535,825 Associated Brokers / Dealers N/A CIK Number 0001542008 Filed Document 0001542008-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
San Franola, Inc See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608858 Filed Document 0001608858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $48,325,430 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-14-000224 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SpaceCurve, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $10,994,733 Associated Brokers / Dealers N/A CIK Number 0001498567 Filed Document 0001498567-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SMC Private Equity Holdings, LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581493 Filed Document 0001581493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Normandy Member LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001613798 Filed Document 0001192482-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PARATEK PHARMACEUTICALS INC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. and Trout Capital LLC CIK Number 0001037643 Filed Document 0001192482-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Muskegon SC, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001486071 Filed Document 0000895527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Project Grub LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613797 Filed Document 0001613797-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Miller's Square Investment, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001613808 Filed Document 0001613808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Physicians Management Services, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,940,000 Associated Brokers / Dealers N/A CIK Number 0001613454 Filed Document 0001613454-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GelSight, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001613783 Filed Document 0001613783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Caz Creek Tax Lien Fund, LLC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cazenovia Creek Investment Management, LLC CIK Number 0001526292 Filed Document 0001526292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Equity
Peter DeFries Corp See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers FIDUS Securities, LLC CIK Number 0001613577 Filed Document 0001613577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 97D, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613846 Filed Document 0000950142-14-001581 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 97B, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613844 Filed Document 0000950142-14-001579 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 97I, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613852 Filed Document 0000950142-14-001586 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Manikay Offshore Fund, Ltd. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH CREEK BUTLER, J.P. MORGAN SECURITIES LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001454892 Filed Document 0000919574-14-004060 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expect Liquid, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613701 Filed Document 0001613701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Glenjohn Capital, LLC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001560781 Filed Document 0001560781-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $79,988 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
King Street Capital, Ltd. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218202 Filed Document 0000902664-14-003137 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dalton India (US Feeder) Fund LP See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614149 Filed Document 0001209191-14-048055 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rete Pay Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $1,001,700 Associated Brokers / Dealers George J. Bregante CIK Number 0001613310 Filed Document 0001613310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Resy Network, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001613821 Filed Document 0001613821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BR-UW Fund, Ltd. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300795 Filed Document 0001140361-14-028485 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROMUS REALTY INCOME I, LP See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613672 Filed Document 0000913849-14-000226 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOEB OFFSHORE FUND, LTD. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frederick Fruitman, J. Patrick Kearns, Jeffrey S. Cohen, Carl Cascio, Jr., Said M. Armutcuoglu, and John Alexander CIK Number 0001208141 Filed Document 0000902664-14-003179 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hayward DuPont, LC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001613193 Filed Document 0001613193-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Novellus, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001613814 Filed Document 0001613814-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SA Ignite Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001508806 Filed Document 0001508806-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
NantMobile, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001567221 Filed Document 0001567221-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HCP GLOBAL INVESTMENT FUND LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458524 Filed Document 0001458536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnBudget, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001596521 Filed Document 0001596521-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
General Atlantic Partners 97H, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613851 Filed Document 0000950142-14-001585 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $3,840,000 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-14-000220 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ESDF V, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $476,480,000 Associated Brokers / Dealers Threadmark LLP and PTP Securities, LLC CIK Number 0001612153 Filed Document 0001612153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPF Menard Bevans E & P LP See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001613883 Filed Document 0001613883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WCM Focused Emerging Markets Fund LP See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596164 Filed Document 0001613349-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alidade Capital Fund III, LP See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603223 Filed Document 0001603223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
WemoMedia, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001545520 Filed Document 0001545520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guthrie Townsite Joint Venture See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,340,000 Associated Brokers / Dealers N/A CIK Number 0001613126 Filed Document 0001613126-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
HTC Entertainment, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001612435 Filed Document 0001612435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity