Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TEGO INC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001363045 Filed Document 0001363045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Pacgenomics See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001627824 Filed Document 0001627824-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cephea Valve Technologies, Inc. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $16,342,399 Associated Brokers / Dealers National Securities Corporation CIK Number 0001620667 Filed Document 0001620667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WiL Fund I LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $353,500,000 Associated Brokers / Dealers N/A CIK Number 0001596276 Filed Document 0001596276-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halcyon Partners LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JPMorgan Securities Inc., UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BARCLAYS CAPITAL INC., and ALTERNATIVE STRATEGIES GROUP, INC. CIK Number 0001313424 Filed Document 0001315863-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShareRoot INC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001628569 Filed Document 0001628569-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Peach Underneath, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001505145 Filed Document 0001505145-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Aperios Emerging Connectivity Fund, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TGP SECURITIES, INC. and OPPENHEIMER & CO. INC. CIK Number 0001526767 Filed Document 0000919574-15-000276 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Wyoming Capital Corp See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $739,508 Associated Brokers / Dealers N/A CIK Number 0001468973 Filed Document 0001468973-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nipun Asia Total Return Fund, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542848 Filed Document 0000935836-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Broadway Ltd Parntership See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001610105 Filed Document 0001610105-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Twain Note Issuer 6 LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $38,006,482 Associated Brokers / Dealers N/A CIK Number 0001630349 Filed Document 0001630349-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
TIERCEL SECURITY SOLUTIONS, INC. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001630027 Filed Document 0001591408-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Boston Common All Country International Fund, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001552277 Filed Document 0001552277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Jurilytics, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001630438 Filed Document 0001630438-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Commonfund Strategic Solutions Global Hedged Equity Co See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001480379 Filed Document 0001480379-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gray Connector Investment, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $449,046 Associated Brokers / Dealers N/A CIK Number 0001630534 Filed Document 0001630534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stemina Biomarker Discovery, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $7,102,187 Associated Brokers / Dealers N/A CIK Number 0001408083 Filed Document 0001408083-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
IMAGING3 INC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001205181 Filed Document 0001065949-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
New Enterprise Associates 15, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001629794 Filed Document 0001629794-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHROMATIN, INC. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $12,545,173 Associated Brokers / Dealers None CIK Number 0001160760 Filed Document 0001160760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BREP Europe IV 2014 Extension Fund (Offshore), L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $15,350,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001630323 Filed Document 0001630323-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walden Ridge 1110, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001630509 Filed Document 0001630509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PFR GOLD FUND, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462490 Filed Document 0001013594-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BluePearl Holdings, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $10,084,598 Associated Brokers / Dealers N/A CIK Number 0001436117 Filed Document 0001209191-15-003811 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EcoVentures, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001630443 Filed Document 0001480406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Blue Vista Student Housing V, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627472 Filed Document 0001627472-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amplify-Renaissance Health, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001630439 Filed Document 0001630439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Athletes Performance Gear, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Athletes Performance Gear CIK Number 0001629910 Filed Document 0001629910-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
AQR DELTA AlphaPort 500 Fund, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590339 Filed Document 0001590479-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
234 West 39th Street REIT Inc See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001630420 Filed Document 0001630420-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REFORMATION TECHNOLOGIES FUND LP See All Filings	D	2015-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630174 Filed Document 0001405086-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-01-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TRANSGENOMIC INC See All Filings	D	2015-01-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001043961 Filed Document 0001144204-15-002393 Exclusions or Exemptions 506b Accepted Date 2015-01-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
QAB Associates LLC See All Filings	D	2015-01-10 00:00:00 UTC
Amount To Be Raised $2,240,000 Associated Brokers / Dealers N/A CIK Number 0001630822 Filed Document 0001630822-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
KGR, LLC (KGR Series IV) See All Filings	D	2015-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529719 Filed Document 0001095449-15-000021 Exclusions or Exemptions 506c Accepted Date 2015-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZAXIS EQUITY NEUTRAL LP See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001131846 Filed Document 0000935836-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $45,109,935 Associated Brokers / Dealers Mendel Melzer, Michael Leonard, and Kenneth Catanella CIK Number 0001135856 Filed Document 0001135856-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Madyson Holdings, Inc See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629776 Filed Document 0001629776-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE PLAY PARTNERS, L.P. See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000741914 Filed Document 0000741914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MH Investment I, LLC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001630298 Filed Document 0001630298-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kaiser Industrial LLC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers None CIK Number 0001626189 Filed Document 0001626189-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Park Street Capital Private Equity Fund XI, L.P. See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001595966 Filed Document 0001595966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATR ENERGY LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001621688 Filed Document 0001621688-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Premier Oilfield Equipment Co. See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001550261 Filed Document 0001550261-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Polunin Developing Countries Fund, LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, Daniel Adrian Weiss, Paul Joseph Weissman, Nansie Jean Bernard, and Roberto Tancinco Fabros CIK Number 0001529217 Filed Document 0001529217-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
PFM HEALTHCARE OFFSHORE FUND LTD See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001424501 Filed Document 0000935836-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCM Private Fund, LP See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509927 Filed Document 0001509927-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIP Private Markets Fund VI LP See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001594997 Filed Document 0000950103-15-000233 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWN CENTRE OFFICE PARTNERS LLC See All Filings	D	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630339 Filed Document 0001630339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venulum Capital, LLC See All Filings	D/A	2015-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292296 Filed Document 0001292296-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt