Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Surgery Center at Methodist Charlton, LLC See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001611290 Filed Document 0001613877-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Baskerville Capital Partners, LP See All Filings	D/A	2014-07-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527357 Filed Document 0001527357-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crimson Fund-2, LLC See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614259 Filed Document 0001614254-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SBH Global Discovery Fund, LLC See All Filings	D/A	2014-07-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072105 Filed Document 0001072105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerecor Inc. See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $33,259,016 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001534120 Filed Document 0001534120-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CONTACTUS.COM, INC. See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $399,920 Associated Brokers / Dealers N/A CIK Number 0001614129 Filed Document 0001614129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PAION AG See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $6,745,985 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001594923 Filed Document 0001594923-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Newbury Partners 2014, LLC See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $8,930,000 Associated Brokers / Dealers N/A CIK Number 0001614225 Filed Document 0001614225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLH GROUP, INC. See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $832,500 Associated Brokers / Dealers N/A CIK Number 0001549468 Filed Document 0001140361-14-028843 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Jive NPL Opportunity Fund (B), LP See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612376 Filed Document 0001507943-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOND SIGHT MEDICAL PRODUCTS INC See All Filings	D/A	2014-07-18 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001266806 Filed Document 0001266806-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Energy Fund V - B, L.P. See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001613302 Filed Document 0001613302-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Activate Healthcare, LLC See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001542660 Filed Document 0001542660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Black Label Film Partners, LLC See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001613975 Filed Document 0001613975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis Opportunistic Capital Fund, LP See All Filings	D/A	2014-07-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation, LLC CIK Number 0001609594 Filed Document 0001412740-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Airsign, Inc. See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001614233 Filed Document 0001614233-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Skik-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $608,000 Associated Brokers / Dealers N/A CIK Number 0001613659 Filed Document 0001613659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barak Structured Trade Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2014-07-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581270 Filed Document 0001581270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyramis Global Ex U.S. Index Fund LP See All Filings	D/A	2014-07-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001568698 Filed Document 0001412740-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAS Partners Retirement Fund, L.P. See All Filings	D/A	2014-07-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001580555 Filed Document 0001580555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Bant-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2014-07-18 00:00:00 UTC
Amount To Be Raised $258,000 Associated Brokers / Dealers N/A CIK Number 0001614209 Filed Document 0001614209-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrthoFi, Inc. See All Filings	D	2014-07-17 15:55:04 UTC
Amount To Be Raised $1,199,775 Associated Brokers / Dealers N/A CIK Number 0001574312 Filed Document 0001574312-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 15:55:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TTCP EXECUTIVE FUND VII, LLC See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001598977 Filed Document 0001362118-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Richmond Hill Capital Partners, LP See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501574 Filed Document 0001315863-14-000452 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POET Grain, LLC See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001609496 Filed Document 0001609496-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Credit Opportunities Portfolio, L.L.C. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416120 Filed Document 0001613868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHGATE PARTNERS, A DELAWARE MULTIPLE SERIES LLC/PSS II - LLC (NCD SERIES A) See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613788 Filed Document 0001613788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logo Holdings I Corp See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560161 Filed Document 0000895345-14-000203 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
S.W. Mitchell Small Cap European Fund L.P. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525311 Filed Document 0000943663-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trice Medical, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $11,594,965 Associated Brokers / Dealers N/A CIK Number 0001542869 Filed Document 0001542869-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
BOX INC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $10,953,403 Associated Brokers / Dealers N/A CIK Number 0001372612 Filed Document 0001372612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Total Gym Fitness Studio, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001614099 Filed Document 0001614099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MW Developed Europe TOPS Fund See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities Inc. CIK Number 0001552912 Filed Document 0000902664-14-003187 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sudbury Capital Fund, LP See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554334 Filed Document 0001554334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Travel Hugg Co See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001611732 Filed Document 0001611368-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Polar Capital European Forager Fund Ltd See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417836 Filed Document 0000902664-14-003182 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RGM Energy Solutions, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers The Diablo Executive Group, Inc. CIK Number 0001614105 Filed Document 0001614105-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hipmunk, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $9,019,278 Associated Brokers / Dealers N/A CIK Number 0001510864 Filed Document 0001510864-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accelerate FC Fund V LLC See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $505,005 Associated Brokers / Dealers N/A CIK Number 0001598836 Filed Document 0001598836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarke Industrial Engineering Inc See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613875 Filed Document 0001445866-14-000847 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 17, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $116,000 Associated Brokers / Dealers N/A CIK Number 0001614118 Filed Document 0001614118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tree Farm, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001614467 Filed Document 0001056520-14-000121 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CapeView Azri 2X Fund See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553390 Filed Document 0001012975-14-000480 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Russian Prosperity Fund See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors LLC CIK Number 0001613390 Filed Document 0001613390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
tPlus One Offshore Fund Ltd. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612966 Filed Document 0001612966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinteon Therapeutics, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001613926 Filed Document 0001555151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GPB Scientific, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614077 Filed Document 0001614077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BONOBOS INC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $55,000,001 Associated Brokers / Dealers N/A CIK Number 0001427204 Filed Document 0001427204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BREF IV REIT II, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities LLC CIK Number 0001614072 Filed Document 0001614072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colchis P2P Income Fund, L.P. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Eureka Capital Partners (HK) Limited, and Mann Mann Jensen Partners LP CIK Number 0001546033 Filed Document 0000935836-14-000426 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund