|
|
D |
2025-04-14 10:38:37 UTC |
- Amount To Be Raised
- $99,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064408
- Filed Document
- 0002064408-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:38:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 10:38:19 UTC |
- Amount To Be Raised
- $44,444
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002035193
- Filed Document
- 0002035193-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:38:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-04-14 10:38:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Norfolk Markets, LLC, Anchor Asset Management, Frontier Solutions, LLC, James River Securities Corp., and Tangent Capital Partners, LLC
- CIK Number
- 0001524443
- Filed Document
- 0001524443-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:38:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 10:34:49 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064406
- Filed Document
- 0002064406-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:34:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-04-14 10:33:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002019851
- Filed Document
- 0002019851-25-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:33:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-04-14 10:33:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002050833
- Filed Document
- 0001012975-25-000191
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:33:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 10:31:09 UTC |
- Amount To Be Raised
- $635,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064405
- Filed Document
- 0002064405-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:31:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-04-14 10:28:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002050940
- Filed Document
- 0001012975-25-000190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:28:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 10:27:15 UTC |
- Amount To Be Raised
- $1,440,348
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064404
- Filed Document
- 0002064404-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:27:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-04-14 10:27:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719003
- Filed Document
- 0001719003-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:27:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 10:26:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0002061847
- Filed Document
- 0001493595-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:26:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 10:26:01 UTC |
- Amount To Be Raised
- $12,775,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002060500
- Filed Document
- 0002060500-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:26:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-04-14 10:24:17 UTC |
- Amount To Be Raised
- $951,041
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064403
- Filed Document
- 0002064403-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:24:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 10:21:13 UTC |
- Amount To Be Raised
- $68,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064402
- Filed Document
- 0002064402-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:21:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 10:17:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Securities LLC
- CIK Number
- 0002060452
- Filed Document
- 0002060452-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:17:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-04-14 10:16:49 UTC |
- Amount To Be Raised
- $36,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001992049
- Filed Document
- 0001992049-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:16:49 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-04-14 10:13:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001330651
- Filed Document
- 0001330651-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:13:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-04-14 10:09:12 UTC |
- Amount To Be Raised
- $9,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064470
- Filed Document
- 0002064470-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:09:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Axcelus Financial Life Insurance Co Separate Account VL 472
See All Filings
|
D |
2025-04-14 10:08:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services, Inc.
- CIK Number
- 0002063521
- Filed Document
- 0002063521-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 10:08:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-04-14 10:07:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002017285
- Filed Document
- 0002017285-25-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2025-04-14 10:07:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 09:59:55 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002063993
- Filed Document
- 0002063993-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 09:59:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-04-14 09:54:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001922161
- Filed Document
- 0001104659-25-034500
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 09:54:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-04-14 09:52:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001922177
- Filed Document
- 0001104659-25-034499
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 09:52:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-04-14 09:50:18 UTC |
- Amount To Be Raised
- $207,046
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064401
- Filed Document
- 0002064401-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 09:50:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-04-14 09:48:36 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- COASTAL EQUITIES, INC.
- CIK Number
- 0001797185
- Filed Document
- 0001797185-25-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 09:48:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 09:48:04 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0001716947
- Filed Document
- 0001641172-25-003977
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 09:48:04 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2025-04-14 09:43:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002048700
- Filed Document
- 0002048700-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 09:43:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-04-14 09:38:54 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- DOMINARI SECURITIES LLC
- CIK Number
- 0002064145
- Filed Document
- 0002064145-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 09:38:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 09:17:31 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064584
- Filed Document
- 0002064584-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 09:17:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-04-14 08:46:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002063500
- Filed Document
- 0002063500-25-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2025-04-14 08:46:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 08:10:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brookfield Private Advisors LLC
- CIK Number
- 0002064343
- Filed Document
- 0002064343-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 08:10:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-04-14 08:09:57 UTC |
- Amount To Be Raised
- $296,966
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002062552
- Filed Document
- 0002062552-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 08:09:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 08:08:59 UTC |
- Amount To Be Raised
- $513,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002060045
- Filed Document
- 0002060045-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 08:08:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-04-14 08:06:06 UTC |
- Amount To Be Raised
- $89,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002062948
- Filed Document
- 0002062948-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 08:06:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2025-04-14 07:53:45 UTC |
- Financial Interest
- None.
- Filing Platform
- DEALMAKER SECURITIES LLC
- Offering Amount
- $4,999,990
- CIK Number
- 0001095130
- Filed Document
- 0001062993-25-007400
- Accepted Date
- 2025-04-14 07:53:45 UTC
- Type of Offering
- C
- Security Offered Amount
- 810
- Security Offered Type
- Common Stock
- State
- PENNSYLVANIA
|
Systematica Multi Fund II Ltd in respect of its sub-fund, Steelhead Enhanced
See All Filings
|
D |
2025-04-14 07:21:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064097
- Filed Document
- 0001315863-25-000294
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 07:21:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-04-14 06:09:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064557
- Filed Document
- 0001641172-25-003937
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 06:09:55 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2025-04-14 06:01:39 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064315
- Filed Document
- 0001104659-25-034325
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-14 06:01:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-04-11 21:54:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001952442
- Filed Document
- 0001952442-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-11 21:54:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-04-11 21:50:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002019059
- Filed Document
- 0002019059-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-11 21:50:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-04-11 21:47:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001952399
- Filed Document
- 0001952399-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-11 21:47:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-04-11 21:30:11 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- Terrence Lee
- CIK Number
- 0001790303
- Filed Document
- 0001477932-25-002663
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-11 21:30:11 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D/A |
2025-04-11 21:29:59 UTC |
- Amount To Be Raised
- $4,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002016321
- Filed Document
- 0001477932-25-002662
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-11 21:29:59 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
1-A/A |
2025-04-11 21:01:16 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Registered Brokers
- CIK Number
- 0001803977
- Filed Document
- 0001641172-25-003921
- Accepted Date
- 2025-04-11 21:01:16 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $3,024,112
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
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D/A |
2025-04-11 19:59:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated, CAIS Capital LLC, and Rockefeller Capital Management
- CIK Number
- 0001456169
- Filed Document
- 0001456169-25-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-11 19:59:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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1-A POS |
2025-04-11 19:57:32 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683145
- Filed Document
- 0001214659-25-005807
- Accepted Date
- 2025-04-11 19:57:32 UTC
- Type of Offering
- 1-A POS
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $1,684,820
- State of Jurisdiction
- DELAWARE
- Type of Security
- Debt
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D |
2025-04-11 19:52:35 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064578
- Filed Document
- 0002064578-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-11 19:52:35 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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D/A |
2025-04-11 19:46:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated, CAIS Capital LLC, Rockefeller Capital Management, Brunel Advisors Ltd, China International Capital Corpation Hong Kong Securities Limited, and Mirae Asset Daewoo Co., Ltd.
- CIK Number
- 0001458580
- Filed Document
- 0001458580-25-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-11 19:46:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2025-04-11 19:24:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710502
- Filed Document
- 0001710502-25-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2025-04-11 19:24:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2025-04-11 19:17:26 UTC |
- Amount To Be Raised
- $1,920,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002064559
- Filed Document
- 0002064559-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-04-11 19:17:26 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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