Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PellePharm, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0001611568-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Haven Pharmaceuticals, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $21,770,161 Associated Brokers / Dealers N/A CIK Number 0001558788 Filed Document 0001558788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OneEnergy, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $3,671,523 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589364 Filed Document 0001140361-14-038868 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND II See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589368 Filed Document 0001140361-14-038870 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Hodges Mace Holdings, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $63,130,000 Associated Brokers / Dealers N/A CIK Number 0001594305 Filed Document 0001140361-14-038952 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
3i US Senior Loan Fund, L.P. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448947 Filed Document 0001589270-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIVOT3, INC. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $10,077,925 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Paulson Recovery Fund, L.P. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald K. Gross CIK Number 0001464346 Filed Document 0000919574-14-005864 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight Global Agribusiness Fund, Ltd. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581300 Filed Document 0001581300-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPost Communications Ltd See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001516715 Filed Document 0001516715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NYTEX Energy Holdings, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $19,125,000 Associated Brokers / Dealers N/A CIK Number 0001475899 Filed Document 0001475899-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Sustainable Insight Global Equities Fund, Ltd. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581303 Filed Document 0001581303-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Life Settlement Portfolio 2014-4, LLC See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Matt Redding CIK Number 0001622571 Filed Document 0001622571-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Scio Diamond Technology Corp See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001488934 Filed Document 0001488934-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Juice Served Here, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $9,574,600 Associated Brokers / Dealers N/A CIK Number 0001623538 Filed Document 0001181431-14-034944 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guildery Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $2,163,997 Associated Brokers / Dealers N/A CIK Number 0001623209 Filed Document 0001623209-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Asset Development LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,826,500 Associated Brokers / Dealers N/A CIK Number 0001623308 Filed Document 0001623308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Personalized Cancer Therapy, INc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001623074 Filed Document 0001623074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Firefly Systems Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001602505 Filed Document 0001602505-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
3i US Senior Loan Fund International, L.P. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589270 Filed Document 0001589270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innova Fund III, L.P. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617159 Filed Document 0001617159-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND II See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589365 Filed Document 0001140361-14-038862 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
LibreMax Partners, LP See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504804 Filed Document 0000919574-14-005882 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECO Waste Conversion Solutions Corp See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001586609 Filed Document 0001021432-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MXFe, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001623068 Filed Document 0001623068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Forefront Dynamic Strategies Fund, LP See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001536921 Filed Document 0001536921-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AG Securitized Asset Recovery Fund, L.P. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550741 Filed Document 0001550741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REPISCORE, INC. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623233 Filed Document 0001623233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
LionHedge Platform Fund, Ltd.- Series F See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589610 Filed Document 0000919574-14-005868 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panning Overseas Fund, Ltd. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560867 Filed Document 0001560867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQUAN HOLDING CORP. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers N/A CIK Number 0001623242 Filed Document 0001405086-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SpongeBath LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620626 Filed Document 0000914760-14-000113 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, Ltd.-Series O See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527670 Filed Document 0000919574-14-005870 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroBiome Therapeutics, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001548811 Filed Document 0001548811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
2014 EXCHANGE PLACE FUND A, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622926 Filed Document 0001622926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight International Equities Fund, LLC See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581292 Filed Document 0001581292-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitefield Asian Opportunities Fund See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589076 Filed Document 0001589076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellomics, LLC See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001622658 Filed Document 0001622658-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589367 Filed Document 0001140361-14-038866 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Social Responsibility Network LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001623103 Filed Document 0001623103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
WTA Holdings, LLC See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001622895 Filed Document 0001622895-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Product Hunt, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $7,370,000 Associated Brokers / Dealers N/A CIK Number 0001622756 Filed Document 0001622756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WATERMILL-MPI PARTNERS II, L.P. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001623015 Filed Document 0001623015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OCA Sachem Head LLC See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587546 Filed Document 0001587546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALF FULL BREWERY, INC. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001521716 Filed Document 0001521716-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Quanttra LP See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001623067 Filed Document 0001623067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INSITE VISION INC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Riverbank Capital Securities, Inc. CIK Number 0000802724 Filed Document 0000802724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LionHedge Platform Fund, Ltd.- Series Z See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589596 Filed Document 0000919574-14-005874 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund