Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FREESTONE OPPORTUNITY QUALIFIED PARTNERS LP See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468187 Filed Document 0001468187-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Go Grab Green LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001613138 Filed Document 0001613138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FIRST AMERICAN BANK CORP/DE See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000764632 Filed Document 0000764632-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Deltec Special Situations Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225064 Filed Document 0000919574-15-000660 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iguazu Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356998 Filed Document 0000919574-15-000639 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Mt. Prospect Greens Apartments LLC See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $8,730,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001630352 Filed Document 0001630352-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fundrise 3 World Trade Center LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631589 Filed Document 0001631589-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
REGENXBIO Inc. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001590877 Filed Document 0001590877-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PIVOT3, INC. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $12,077,925 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MEDPANEL, LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001458409 Filed Document 0001458409-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ithan Creek Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437992 Filed Document 0000919574-15-000641 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE RESIDENTIAL COMMUNITIES FUND III, LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers LUCIA SECURITIES, LLC CIK Number 0001631441 Filed Document 0001631441-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Yooshu, LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001631536 Filed Document 0001631536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Blue Harbour Active Ownership Partners (ERISA), Ltd. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571286 Filed Document 0001315863-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Fortress Technologies, Inc. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001572033 Filed Document 0001572033-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Wedbush Market Neutral, L.P. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc. CIK Number 0001631636 Filed Document 0001631636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Solar Technologies, Inc. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $7,990,002 Associated Brokers / Dealers N/A CIK Number 0001350102 Filed Document 0001625010-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MORGAN STANLEY GALAXY FUND See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. Inc. CIK Number 0001415317 Filed Document 0000945621-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cultivation Capital Tech Fund II, LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001630731 Filed Document 0001630731-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Investors Rebuilding America Inc. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631548 Filed Document 0001631548-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
BSCP CRF Holdings LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001631565 Filed Document 0001631565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AIM Real Estate Hedged Equity (U.S.) Fund, LP See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616770 Filed Document 0001616770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGREF IV Parallel Fund Sub US, LP See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631553 Filed Document 0001631553-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ivory Select Opportunity Fund, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510517 Filed Document 0000902664-15-000246 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kirykos Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425545 Filed Document 0000919574-15-000645 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightline Capital Partners, LP See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Creek Butler CIK Number 0001334107 Filed Document 0000919574-15-000640 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHSTAR CAPITAL LLC See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532702 Filed Document 0001532702-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Alpha Plus Funds plc See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414546 Filed Document 0000945621-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Hadley Harbor Investors (Cayman) L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625253 Filed Document 0000919574-15-000633 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAZAZIAN CAPITAL FUND L P See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367664 Filed Document 0001367664-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexington Capital Partners VIII, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $8,000,000,000 Associated Brokers / Dealers Compass Group Global Advisors S.A., Irad Capital Ltd., Shinhan Investment Corporation, and Crosspoint Advisors, Inc. CIK Number 0001595007 Filed Document 0001595007-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
10th & Broadway LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001631647 Filed Document 0001631647-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $4,689,872 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001598775-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
Core Woodshire Apartments LLC See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $9,020,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001624371 Filed Document 0001624371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Harbour Active Ownership Partners Offshore, Ltd. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571287 Filed Document 0001315863-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wolf Creek Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143494 Filed Document 0000919574-15-000657 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quartet Health, Inc. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001631403 Filed Document 0001631403-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highclere International Investors SMID Fund See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456980 Filed Document 0001393725-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Global Equity Opportunities Overseas Fund, Ltd. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565889 Filed Document 0001565889-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horsley Bridge XI Venture, L.P. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001631005 Filed Document 0001144204-15-003485 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Deltec Forum Fund, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043587 Filed Document 0000919574-15-000690 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFP VALUE REALIZATION FUND L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282366 Filed Document 0000902664-15-000241 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCS Capital Corp See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sunstone Assurance II, LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001610905 Filed Document 0001610905-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WATERMARK ADVISORS LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers John Maxcy Cochran CIK Number 0001458402 Filed Document 0001458402-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EMC Alpha Fund, LP See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598249 Filed Document 0001598249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
EMBERA NEUROTHERAPEUTICS, INC. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $4,488,523 Associated Brokers / Dealers N/A CIK Number 0001388707 Filed Document 0001388707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
High Haith Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547120 Filed Document 0000919574-15-000638 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spindrift Partners, L.P. See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941767 Filed Document 0000919574-15-000652 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund