Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Deadly Codes Productions LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001529754 Filed Document 0001529754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Spinal Simplicity, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001507286 Filed Document 0001507286-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Distressed Real Estate & Mortgage Fund I LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001623262 Filed Document 0001623262-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
SRS Special Opportunities III, LP See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623635 Filed Document 0000950142-14-002108 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001589548 Filed Document 0001589548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Power Capital Resources, LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001601067 Filed Document 0001214782-14-000120 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Vincent Chanhassen LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001621217 Filed Document 0001621217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aquiline Financial Services Fund III L.P. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stanwich Advisors LLC and Conning Investment Products, Inc. CIK Number 0001619363 Filed Document 0001619363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldman Sachs Commodity Opportunities Fund Offshore Ltd See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001387266 Filed Document 0001140361-14-039071 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keyssa, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $32,229,597 Associated Brokers / Dealers N/A CIK Number 0001493769 Filed Document 0001493769-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EIV Capital Fund II, LP See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $51,286,500 Associated Brokers / Dealers Champlain Advisors LLC CIK Number 0001582408 Filed Document 0001582408-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advent Life Sciences Fund II LP See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $226,271,136 Associated Brokers / Dealers N/A CIK Number 0001614918 Filed Document 0001144204-14-064575 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
STRIVR, INC. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $555,000 Associated Brokers / Dealers N/A CIK Number 0001613323 Filed Document 0001144204-14-063572 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Picasolar Inc See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001620595 Filed Document 0001620595-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Capital Soul L.L.C. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001622892 Filed Document 0001622892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Congaree Multi-Family Investments I, LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001549048 Filed Document 0001549048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ARCADY CAPITAL INVESTMENTS II,L.P. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001623833 Filed Document 0001140361-14-039571 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Webberville Spirits, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001623116 Filed Document 0001623116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Phreesia, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $29,999,998 Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001412408 Filed Document 0001412408-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Click Evidence, Inc See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001569715 Filed Document 0001569715-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
OL International Holdings, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001624430 Filed Document 0001624430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Credit Nation Acceptance, LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001586460 Filed Document 0001586460-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Prosiris Global Opportunities Institutional Fund Ltd See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591373 Filed Document 0000902664-14-004176 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clover Fast Food, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001443931 Filed Document 0001443931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Intrust Funding LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001468545 Filed Document 0001468545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GAM Global Rates Hedge Fund (US Domicile) See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484560 Filed Document 0001478104-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRANSGENOMIC INC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001043961 Filed Document 0001144204-14-063038 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Capital Partners Offshore III LP See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC and Barclays Capital Inc. CIK Number 0001606201 Filed Document 0001606201-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chronos Resources Ltd. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $284,774 Associated Brokers / Dealers National Bank Financial Inc., FirstEnergy Capital Corp., and GMP Securities L.P. CIK Number 0001623078 Filed Document 0001140361-14-040027 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Queralt, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $2,609,059 Associated Brokers / Dealers N/A CIK Number 0001623319 Filed Document 0001623319-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Best Response Strategies LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001502201 Filed Document 0001502201-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HAND TO GOD Ltd LIABILITY Co See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001621982 Filed Document 0001621982-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Queralt, Inc. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $2,609,059 Associated Brokers / Dealers N/A CIK Number 0001623319 Filed Document 0001623319-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENT BANKERS FINANCIAL Corp See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000859113 Filed Document 0000859113-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZAIS Opportunity Fund, Ltd. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001428497 Filed Document 0001428497-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OCA Sachem Head Offshore Segregated Portfolio See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587977 Filed Document 0001587977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Global Macro Partnership, L.P. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528170 Filed Document 0000919574-14-005926 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DreamJobbing LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001623425 Filed Document 0001019687-14-003966 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MYMOBILEWATCHDOG, INC. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Charles Major, Martina Szigetvari, and David S. Dedinsky CIK Number 0001614561 Filed Document 0001614561-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TBD Mississippi Pharmacy Management, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001620819 Filed Document 0001620819-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tutor Universe Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $2,464,357 Associated Brokers / Dealers N/A CIK Number 0001567776 Filed Document 0001181431-14-034829 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Streamz Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Streamz Inc. CIK Number 0001623448 Filed Document 0001623448-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
CEP III - BluWater 14, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $9,150,000 Associated Brokers / Dealers N/A CIK Number 0001623437 Filed Document 0001623437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Clean Chemistry, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $2,624,310 Associated Brokers / Dealers N/A CIK Number 0001596998 Filed Document 0001596998-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners II, L.P. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589125 Filed Document 0000950103-14-007429 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vital AxioMx Investors LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $803,000 Associated Brokers / Dealers N/A CIK Number 0001586792 Filed Document 0001586792-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
Tailwind Capital Partners II (Cayman), L.P. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589121 Filed Document 0000950103-14-007424 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Claremount IV Associates, L.P. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001623057 Filed Document 0001623057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Freedom Investors Corp. and KCD Financial Inc. CIK Number 0000875729 Filed Document 0000948830-14-000096 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity