Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blackbox Fund, LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623331 Filed Document 0001623331-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Respicardia, Inc. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $25,088,847 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001447604 Filed Document 0001181431-14-034876 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Wicked Fun, Inc. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001589505 Filed Document 0001589505-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Plainfield Square Development Partners, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001623339 Filed Document 0001623339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
EBX MX, LP See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623515 Filed Document 0000935836-14-000604 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadtree Homes Inc See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571935 Filed Document 0001424182-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-MmrLbz-Fund, a series of AngelList-CuRs-Funds, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $137,500 Associated Brokers / Dealers N/A CIK Number 0001623576 Filed Document 0001623576-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RECOMBINETICS, INC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Van Clemens & Co. Incorporated CIK Number 0001543926 Filed Document 0001181431-14-035002 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Connect Software Corp See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $10,327,596 Associated Brokers / Dealers N/A CIK Number 0001610725 Filed Document 0001610725-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Amicus Colorado 02, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001623482 Filed Document 0001623482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Eco Scraps, Inc. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001532703 Filed Document 0001532703-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
R.C. Temme Corp. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Legal Decoder, Inc. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001623641 Filed Document 0001477932-14-005669 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Stellar Loyalty, Inc. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $5,025,000 Associated Brokers / Dealers N/A CIK Number 0001622729 Filed Document 0001622729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GTxcel, Inc. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001474099 Filed Document 0001474099-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Baker No Tillage USA, Ltd See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001622424 Filed Document 0001622424-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ANDalyze, Inc. See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001540634 Filed Document 0001540634-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Colony Living, LLC See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised $1,093,000 Associated Brokers / Dealers N/A CIK Number 0001622955 Filed Document 0001622955-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
134 Meeting CMB, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $6,792,000 Associated Brokers / Dealers N/A CIK Number 0001623747 Filed Document 0000948520-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
AngelList-Prfve-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $347,823 Associated Brokers / Dealers N/A CIK Number 0001623571 Filed Document 0001623571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASM CAPITAL V, L.P. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVIARA HOLDINGS, LLC and LINCOLN SQUARE ADVISORS LLC CIK Number 0001622713 Filed Document 0001013594-14-000668 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Revival Fund LP See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578113 Filed Document 0001315863-14-000604 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NDA Fund XVII LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $317,500 Associated Brokers / Dealers N/A CIK Number 0001623612 Filed Document 0001623612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CREATIVE REALITIES, INC. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $5,190,000 Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001356093 Filed Document 0001288230-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Fixed Income Fund C, L.P. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623617 Filed Document 0001623617-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amicus Texas 02, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001623479 Filed Document 0001623479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Corriente China Opportunity Partners II, LP See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495867 Filed Document 0001495867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRED-Bergamont Apartments, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001623529 Filed Document 0001623529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Wmode Inc. See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $68,467 Associated Brokers / Dealers N/A CIK Number 0001623714 Filed Document 0001623714-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Han Hastings, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001623265 Filed Document 0001623265-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZocDoc Private Stock Acquisitions LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001623513 Filed Document 0001380389-14-000108 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Broadstone Net Lease Inc See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladian Realty Capital LLC CIK Number 0001424182 Filed Document 0001424182-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Prescient Surgical, Inc. See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised $7,680,823 Associated Brokers / Dealers N/A CIK Number 0001574552 Filed Document 0001574552-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Tide Capital Offshore, Ltd. See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532495 Filed Document 0001140361-14-039254 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONONA PARTNERS, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623483 Filed Document 0000892712-14-000759 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Gryphon International EAFE Growth Fund, a series of Gryphon International LLC See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305109 Filed Document 0001507943-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNDANCE DIAGNOSTICS, INC. See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised $5,500 Associated Brokers / Dealers N/A CIK Number 0001568961 Filed Document 0001568961-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
North Tide Capital, LP See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532505 Filed Document 0001140361-14-039261 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantified Care, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001623556 Filed Document 0001623556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Flames Of Passion & Roberto Monticello Productions,LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Randal Bazzano CIK Number 0001623462 Filed Document 0001623462-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
AngelList-Eent-Fund, a series of AngelList-JG-Funds, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $256,500 Associated Brokers / Dealers N/A CIK Number 0001623573 Filed Document 0001623573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aponia Laboratories Inc See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001497705 Filed Document 0001497705-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
HEALTHCARE VALUE PARTNERS, L.P. See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358300 Filed Document 0000919574-14-005966 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Srds-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $48,480 Associated Brokers / Dealers N/A CIK Number 0001621681 Filed Document 0001621681-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEAL Innovation, Inc. See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised $1,854,694 Associated Brokers / Dealers N/A CIK Number 0001500642 Filed Document 0001500642-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CIRRIX CAPITAL LP See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Groton Securities LLC CIK Number 0001555412 Filed Document 0000908662-14-000272 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN STRATEGIC VALUE REALTY FUND, LP See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453332 Filed Document 0001453332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Access Information Holdings, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $269,754,487 Associated Brokers / Dealers N/A CIK Number 0001622695 Filed Document 0001622695-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amicus Texas 03, LLC See All Filings	D	2014-10-28 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001623512 Filed Document 0001623512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Cornice Trading, LP See All Filings	D/A	2014-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581072 Filed Document 0001581072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund