Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Turner Investment Fund XI, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers J.P. Turner & Company, L.L.C. CIK Number 0001616651 Filed Document 0001616651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SRS Acquiom LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001616674 Filed Document 0001616674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SILVERLEAF PARTNERS LP See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001616906 Filed Document 0001616906-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
TriniD Partners Fund I, LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524910 Filed Document 0001524910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW JERSEY MINING CO See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001030192 Filed Document 0001611662-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Leerink Swann Co-Investment Fund, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616541 Filed Document 0001616541-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middle Sound Partners, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001616489 Filed Document 0001181431-14-029165 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PROHIBITION GOLD LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616702 Filed Document 0001616702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RATHDOWNEY RESOURCES LTD. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,796,039 Associated Brokers / Dealers N/A CIK Number 0001616914 Filed Document 0001616914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Puglisi Opportunity Fund LP See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616764 Filed Document 0001209191-14-052476 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pure Natures Wellness Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $40,549 Associated Brokers / Dealers Clarus Securities Inc. CIK Number 0001616861 Filed Document 0001140361-14-033111 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Merkle Group Inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,683,035 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Cooling Therapy, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001616251 Filed Document 0001616251-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Senscio Systems, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001574059 Filed Document 0001574059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
World Panel, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001616878 Filed Document 0001616878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CENTRUE FINANCIAL CORP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $76,000,000 Associated Brokers / Dealers William Ernest Burgess III CIK Number 0001019650 Filed Document 0001019650-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Toopher, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $815,765 Associated Brokers / Dealers N/A CIK Number 0001562386 Filed Document 0001562386-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aura Biosciences, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001501796 Filed Document 0001501796-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. and JEFFERIES LLC CIK Number 0001593943 Filed Document 0001616264-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roy Rauch #3 Joint Venture See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $768,000 Associated Brokers / Dealers N/A CIK Number 0001616719 Filed Document 0001616719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
International Greenstream LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616571 Filed Document 0001616571-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Apartments LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers none CIK Number 0001616535 Filed Document 0001512926-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BR AAP GOLDSBORO NC INVESTMENTS, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001616696 Filed Document 0001616696-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lolli & Pops, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,772,887 Associated Brokers / Dealers N/A CIK Number 0001560509 Filed Document 0001551377-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leerink Swann Co-Investment Fund, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616541 Filed Document 0001616541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juno Therapeutics, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $133,734,641 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hireology, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001542446 Filed Document 0001542446-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RHV Capital, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001579295 Filed Document 0001579295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Stowaway Cosmetics, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001616513 Filed Document 0000905718-14-000513 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Capital Senior Secured Direct Loan Fund LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $139,700,000 Associated Brokers / Dealers du Pasqiuer & Co., Inc. and Shoreline Global Investments Inc. CIK Number 0001580474 Filed Document 0001580474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
34TH S&S LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001614932 Filed Document 0001614932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Dallas Spring Hill Venture, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001616556 Filed Document 0001616556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-003610 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Goldwater Reserves, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Goldwater Reserves, LLC CIK Number 0001616324 Filed Document 0001062993-14-005038 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
ADAGIO MEDICAL, INC. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,000,004 Associated Brokers / Dealers N/A CIK Number 0001573223 Filed Document 0001378866-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QVT Fund LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290165 Filed Document 0001290165-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPG Technologies, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $100,002 Associated Brokers / Dealers N/A CIK Number 0001473056 Filed Document 0001171520-14-000591 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CYRACOM INTERNATIONAL INC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,352,000 Associated Brokers / Dealers N/A CIK Number 0001058962 Filed Document 0001058962-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Blab, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,000,200 Associated Brokers / Dealers N/A CIK Number 0001551838 Filed Document 0001551838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BR GTR ORANGE PARK INVESTMENT, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $865,000 Associated Brokers / Dealers N/A CIK Number 0001616699 Filed Document 0001616699-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LED Technologies Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,204,923 Associated Brokers / Dealers N/A CIK Number 0001605792 Filed Document 0001171520-14-000596 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Canyon JV Fund I LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers J. R. Broadbent, Orchard Securities, LLC, and DFPG Investments, Inc. CIK Number 0001616752 Filed Document 0001616752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Bitglass, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $26,030,001 Associated Brokers / Dealers N/A CIK Number 0001570707 Filed Document 0001570707-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stowaway Cosmetics, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001616513 Filed Document 0000905718-14-000543 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dev-Lock Systems, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001616717 Filed Document 0001616717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RIVULET CAPITAL PARTNERS, LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547428 Filed Document 0000919574-14-004732 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture Global LNG, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $95,000,010 Associated Brokers / Dealers Morgan Stanley & Co. LLC and Height Securities, LLC CIK Number 0001616665 Filed Document 0001140361-14-032589 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Aseko Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001369701-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Portilla Joint Venture See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001616794 Filed Document 0001616794-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
RED HILL INCOME PARTNERS LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616266 Filed Document 0001616266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund