Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WhoPlusYou Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $257,218 Associated Brokers / Dealers N/A CIK Number 0001547360 Filed Document 0001547360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Private Island Media Properties, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001616588 Filed Document 0001616588-14-000002 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
UNIFI SOFTWARE, INC. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NONE CIK Number 0001611566 Filed Document 0001611566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
eXIthera Pharmaceuticals, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001554842 Filed Document 0001140361-14-033074 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bauble Bar, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001616653 Filed Document 0000905718-14-000547 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OWS Capital Offshore Fund II, Ltd. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584383 Filed Document 0000902664-14-003567 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Opportunities Cayman Fund Ltd See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615909 Filed Document 0001615909-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRUBB REAL ESTATE INVESTMENT CO LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Tobin & Company Securities LLC CIK Number 0001214870 Filed Document 0001214870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
40 NORTH ADVISERS LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543043 Filed Document 0001315863-14-000515 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTER ELECTRIC VENTURES, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616198 Filed Document 0001616198-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iDevices, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers JMP Securities LLC CIK Number 0001531394 Filed Document 0001531394-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CATAMOUNT FUND, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613309 Filed Document 0001562555-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERTECH SECURITY GROUP, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,963,000 Associated Brokers / Dealers N/A CIK Number 0001615332 Filed Document 0001615332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Multi-Asset Absolute Return Fund (QP), LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583978 Filed Document 0000919574-14-004887 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK CAPITAL GROWTH U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523629 Filed Document 0000945621-14-000223 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ErgoNurse, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577802 Filed Document 0001577802-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eclectica Fund See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613182 Filed Document 0000902664-14-003579 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG TPEP Co-Invest L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587196 Filed Document 0001616524-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimmeridge Energy Advantage Fund LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612401 Filed Document 0001612401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eclectica Fund LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498708 Filed Document 0000902664-14-003578 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pramerica Fixed Income Funds plc See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001556187 Filed Document 0000902664-14-003580 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Ribbit Capital II, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001603636 Filed Document 0001603636-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARDEN FOCUSED GLOBAL MACRO FUND, LTD. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Multiple CIK Number 0001498893 Filed Document 0000919574-14-004881 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spotzer Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001617199 Filed Document 0001617199-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SUPER GREEN BIOFUELS INC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001445498 Filed Document 0001445498-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NORDSTROM INC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0000072333 Filed Document 0000072333-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Equity
Colorado Land & Holdings, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $6,987,500 Associated Brokers / Dealers N/A CIK Number 0001616550 Filed Document 0001616550-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SBI INVESTMENTS LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001612426 Filed Document 0001144204-14-050579 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACCRETIVE CAPITAL PARTNERS, LLC See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001118118 Filed Document 0001118118-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treaty Oak Fund L.P. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616107 Filed Document 0000902664-14-003573 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Untapt Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001616992 Filed Document 0001616992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Navitor Pharmaceuticals, Inc. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $23,521,560 Associated Brokers / Dealers N/A CIK Number 0001588059 Filed Document 0001588059-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VERDANT MARKETING & RESEARCH, INC. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001616827 Filed Document 0001616827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
DG Credit Opportunities, LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576437 Filed Document 0001140361-14-033167 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cibus Global, Ltd. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001483752 Filed Document 0001483752-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
AngelList-Cics-Fund, a series of AngelList-HaOc-Funds, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $208,030 Associated Brokers / Dealers N/A CIK Number 0001616597 Filed Document 0001616597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha Cubed Investments Holdings - Fund I, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616792 Filed Document 0001144204-14-050808 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mill City Fund II, L.P. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001584679 Filed Document 0001584679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BROOMFIELD 139, LP See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $6,995,427 Associated Brokers / Dealers N/A CIK Number 0001616836 Filed Document 0001616836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DK STRATEGIC YIELD C.I. LIMITED PARTNERSHIP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528238 Filed Document 0000945621-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Domain Vector Fund LLC - Series A See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354810 Filed Document 0001354810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cellectar Biosciences, Inc. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001279704 Filed Document 0001144204-14-050593 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Debt
Cohanzick HY Inst Fund I, Ltd. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561374 Filed Document 0001315863-14-000514 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DG Value Partners LP See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394325 Filed Document 0001140361-14-033186 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquasition Corp. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $229,574,550 Associated Brokers / Dealers N/A CIK Number 0001546383 Filed Document 0001144204-14-050668 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CHINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
AngelList-Cargo-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001616596 Filed Document 0001616596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimmeridge Energy Advantage Fund LTD See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612402 Filed Document 0001612402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lake Union Capital Fund L P See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307659 Filed Document 0000919574-14-004880 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Step Living, Inc. See All Filings	D/A	2014-08-15 00:00:00 UTC
Amount To Be Raised $31,008,183 Associated Brokers / Dealers N/A CIK Number 0001461828 Filed Document 0001461828-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor FOB Fund, L.P. See All Filings	D	2014-08-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616898 Filed Document 0001616898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund