Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
eventplicity Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617007 Filed Document 0001617007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RICHMOND FUND LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427670 Filed Document 0001427670-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ellis Lake Domestic Fund, LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480779 Filed Document 0000919574-14-004897 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown Cleveland #14 Joint Venture See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,640,000 Associated Brokers / Dealers Texas Secutities, Inc. CIK Number 0001617085 Filed Document 0001617085-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
SOUTHEAST LITHOTRIPSY LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $135,900 Associated Brokers / Dealers N/A CIK Number 0001453516 Filed Document 0001453516-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
East Canyon Partners, LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514838 Filed Document 0001514838-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Business Park, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001616991 Filed Document 0001616991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SQN Investors Offshore Ltd See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616536 Filed Document 0000935836-14-000485 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG APARTMENT PORTFOLIO 9 LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $14,800,000 Associated Brokers / Dealers N/A CIK Number 0001615641 Filed Document 0001615641-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Morven Capital Partners, LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485062 Filed Document 0001485062-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LumiThera, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615388 Filed Document 0001615388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
InterMountainFiber Connect, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers None CIK Number 0001611268 Filed Document 0001611268-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 11 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616632 Filed Document 0001616632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hireku Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001617014 Filed Document 0001140361-14-033464 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 17 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616652 Filed Document 0001616652-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Crownbutte Wind Power, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $263,500 Associated Brokers / Dealers None CIK Number 0001452583 Filed Document 0001452583-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Phoenix Partners Fund, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616876 Filed Document 0001616876-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
SIMPLE INSURANCE, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001584861 Filed Document 0001144204-14-051280 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Arch Biopartners Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $155,519 Associated Brokers / Dealers N/A CIK Number 0001600660 Filed Document 0001600660-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $3,940 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000043 Exclusions or Exemptions 506c Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Pyramid Peak Investment Partners, LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585725 Filed Document 0001095449-14-000112 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seer Capital Partners Fund L.P. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Stonehaven, LLC, and Lyster Watson & Company CIK Number 0001488277 Filed Document 0000902664-14-003604 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Parlore Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001616544 Filed Document 0001616544-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Activant WA Holdings, LP See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617228 Filed Document 0001617228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Madison Realty Capital Debt Fund III LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614846 Filed Document 0001617091-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eLux Medical, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001617128 Filed Document 0001617128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 24 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616670 Filed Document 0001616670-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CATHAY OIL & GAS LTD See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001320139 Filed Document 0001320139-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Neural Analytics, Inc. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,960,000 Associated Brokers / Dealers N/A CIK Number 0001580096 Filed Document 0001580096-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sleepy Hollow Prospect Partners See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers N/A CIK Number 0001616779 Filed Document 0001616779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
MIMOSA MEDICAL, INC. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001536255 Filed Document 0001536255-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RelaDyne Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,045,794 Associated Brokers / Dealers N/A CIK Number 0001504987 Filed Document 0000895345-14-000225 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Sun Energy, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers WestPark Capital, Inc CIK Number 0001615514 Filed Document 0001615514-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 16 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616641 Filed Document 0001616641-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LocusLabs, Inc See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001616581 Filed Document 0001616581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Hylan Debt Fund, LLC - Portfolio Series 22 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616714 Filed Document 0001616714-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund III, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $92,765 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Imperial Medical Center, L.L.C. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001616706 Filed Document 0001616706-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
GS GAMMA INVESTMENTS LLC See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, Alternative Asset Investment Management Securities, LLC, Blue Sand Securities LLC, and Forbes Private Capital Group CIK Number 0001343623 Filed Document 0001343623-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUBBLEBALL INC. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617087 Filed Document 0001617087-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Pelium Capital Partners, L.P. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616972 Filed Document 0001616972-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SEABRIDGE ASIA REDUX LLC See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001263853 Filed Document 0001263853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Activant RN Holdings, LP See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $1,899,999 Associated Brokers / Dealers N/A CIK Number 0001617244 Filed Document 0001617228-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ACG Jerky Co-Investors III LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001617127 Filed Document 0001617091-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BMG Edmond Investors, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $712,316 Associated Brokers / Dealers N/A CIK Number 0001617118 Filed Document 0001617118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Admiral Composite Technologies Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616751 Filed Document 0001615774-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Comprehend Systems, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $20,999,991 Associated Brokers / Dealers N/A CIK Number 0001580984 Filed Document 0001181431-14-029464 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Friendship Investments, LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616819 Filed Document 0001181431-14-029597 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Tonic NWA Fund LLC See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617010 Filed Document 0001617010-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity