Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
5th Planet Games Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001613746 Filed Document 0001613746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 27 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616791 Filed Document 0001616791-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Healthsense Inc See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $7,286,504 Associated Brokers / Dealers N/A CIK Number 0001415696 Filed Document 0001181431-14-029628 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Texas Energy Exploration, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001533915 Filed Document 0001533915-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
BTC-Africa See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Knox-SCT Co-Investment, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers N/A CIK Number 0001618185 Filed Document 0001618183-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 42 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616757 Filed Document 0001616757-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Kuang Alpha Trading Fund, LP See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612475 Filed Document 0001612475-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Resource Title & Abstract, llc See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616873 Filed Document 0001616873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 47 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616813 Filed Document 0001616813-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 59 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616969 Filed Document 0001616969-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
FMV Fund I L.P. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001616273 Filed Document 0001616273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Jos. A. Magnus & Co. LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617346 Filed Document 0001617346-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
LV2 Print Finishing, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617003 Filed Document 0001617003-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MONDRIAN GLOBAL DEBT OPPORTUNITIES FUND LP See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436150 Filed Document 0001393725-14-000126 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroPower Technologies, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001581097 Filed Document 0001617060-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 14, LP See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579482 Filed Document 0001579482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 30 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616742 Filed Document 0001616742-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pictet Emerging Local Currency Debt Fund LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers n/a CIK Number 0001615427 Filed Document 0001615425-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Access Technology Holdings, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $25,478,613 Associated Brokers / Dealers N/A CIK Number 0001617283 Filed Document 0001617283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Hedged Equity Fund LP See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610836 Filed Document 0001610836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bombas LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001617078 Filed Document 0001617078-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
COMMONWEALTH BANCSHARES INC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $5,041,761 Associated Brokers / Dealers N/A CIK Number 0001180892 Filed Document 0001180892-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
SCT Holdings, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001618183 Filed Document 0001618183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Innova Fund III, L.P. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001617159 Filed Document 0001617159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
FINsix Corp See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised $3,478,415 Associated Brokers / Dealers N/A CIK Number 0001513871 Filed Document 0001513871-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LiquidAlts Tudor Tensor Feeder Fund See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG and Deutsche Bank Securities Inc. CIK Number 0001616530 Filed Document 0001616530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Fund Series 28 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616679 Filed Document 0001616679-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Texas Energy Exploration, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001533915 Filed Document 0001533915-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Hylan Debt Fund, LLC - Portfolio Series 49 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616812 Filed Document 0001616812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
MemorialCare Surgical Center at Orange Coast, LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $2,745,097 Associated Brokers / Dealers NA CIK Number 0001617125 Filed Document 0001617125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 43 See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616804 Filed Document 0001616804-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Parabellum Minerals I, L.P. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $1,486,231 Associated Brokers / Dealers N/A CIK Number 0001617133 Filed Document 0001617133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NEUBERGER BERMAN DYNAMIC BETA NAVIGATOR FUND LTD. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NEUBERGER BERMAN, LLC CIK Number 0001617282 Filed Document 0001617282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC Pharma LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001616698 Filed Document 0001616698-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Poppin, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $26,499,999 Associated Brokers / Dealers N/A CIK Number 0001575865 Filed Document 0001575865-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSV International Value Equity Trust See All Filings	D/A	2014-08-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300505 Filed Document 0001393725-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D SYSTEMS CORP See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $4,375,000 Associated Brokers / Dealers N/A CIK Number 0000910638 Filed Document 0001171843-14-004019 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pictet International Equity Fund LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers n/a CIK Number 0001615425 Filed Document 0001615425-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HighGround Enterprise Solutions, Inc. See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001566848 Filed Document 0001566848-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEC-OKC Holdings LLC See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001617079 Filed Document 0001617079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Clarity Holding Corp See All Filings	D	2014-08-19 00:00:00 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers N/A CIK Number 0001616370 Filed Document 0001616370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lehigh Technologies, Inc. See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001328148 Filed Document 0001328148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LIM JAPAN FUND See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529612 Filed Document 0001405086-14-000263 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DELPHI CAPITAL LP See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925698 Filed Document 0000935836-14-000483 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle International Energy Partners, L.P. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001584054 Filed Document 0001140361-14-033353 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivakor, Inc. See All Filings	D/A	2014-08-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001450704 Filed Document 0001450704-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 15 See All Filings	D	2014-08-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616638 Filed Document 0001616638-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity