Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fledge LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001568904 Filed Document 0001568904-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATG Gold Ltd Liability Co See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001594422 Filed Document 0001594422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caeruleus Fund See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320107 Filed Document 0000902664-14-000415 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHRODER COMMODITY PORTFOLIO, a separate series of Schroder Investment Portfolios, L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001444216 Filed Document 0000819176-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Peak Fund LP See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562205 Filed Document 0000919574-14-000410 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,873,793 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Intellinote, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001598211 Filed Document 0001598211-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazarus Israel Opportunities Fund LLLP See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001539956 Filed Document 0001539956-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Village Square Apartments LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,910,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001594252 Filed Document 0001594252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Saturn Partners, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459626 Filed Document 0001459626-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HexaTech Inc See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,569,665 Associated Brokers / Dealers N/A CIK Number 0001346889 Filed Document 0001346889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Aquilus Inflection Fund LP See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478969 Filed Document 0000919574-14-000408 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001595990-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZappBug, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001597611 Filed Document 0001597611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Strategic Commodities Fund LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001318245 Filed Document 0001140361-14-003380 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Commodities Fund II LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001360987 Filed Document 0001140361-14-003385 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,660,276 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HedgeForum WTN, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001543387 Filed Document 0001543387-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trade Street Residential, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $60,782,870 Associated Brokers / Dealers N/A CIK Number 0001299901 Filed Document 0001144204-14-004513 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Kemin Foods, LC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001558104 Filed Document 0001558104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Green Standard Resources, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001596975 Filed Document 0001596975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Urbane Absolute Return Fund, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511856 Filed Document 0001511856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Moto Europa, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001598600 Filed Document 0001014108-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Deltec Special Situations Partners, L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225064 Filed Document 0000919574-14-000415 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALGEBRIS GLOBAL FINANCIALS FUND L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421398 Filed Document 0000902664-14-000427 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Fund VI, L.P. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598248 Filed Document 0001598248-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $7,231,148 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BOOMBOTIX, INC. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $4,049,994 Associated Brokers / Dealers N/A CIK Number 0001582700 Filed Document 0001582700-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ODYSSEY LOGISTICS & TECHNOLOGY CORP See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001220784 Filed Document 0001220784-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub G47 LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $102,500 Associated Brokers / Dealers N/A CIK Number 0001593117 Filed Document 0001593117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Centar Ltd See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536386 Filed Document 0001536386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WindGen Power USA, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001598064 Filed Document 0001598064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Chalkstream Investment Fund (International), Ltd. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341755 Filed Document 0000902664-14-000410 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Orienteer Fund, L.L.C. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594764 Filed Document 0001594764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPITAL PARTNERS PRIVATE EQUITY INCOME FUND II INST., L.P. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC and WALL STREET ACCESS CIK Number 0001598656 Filed Document 0001405086-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Capital, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001556552 Filed Document 0001556552-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crowdsourcing LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $338,000 Associated Brokers / Dealers N/A CIK Number 0001598134 Filed Document 0001598134-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearstream.TV, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,541,562 Associated Brokers / Dealers N/A CIK Number 0001536221 Filed Document 0001536221-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Preserve at Wolf Laurel Fund, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,114,600 Associated Brokers / Dealers N/A CIK Number 0001595543 Filed Document 0001595543-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Yarrow Group, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $448,000 Associated Brokers / Dealers N/A CIK Number 0001564280 Filed Document 0001564280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Associated Group Holdings, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $25,332,234 Associated Brokers / Dealers N/A CIK Number 0001558262 Filed Document 0001042167-14-000021 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intellinote, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001598211 Filed Document 0001598211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Camden Creeks Fund, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,210,000 Associated Brokers / Dealers N/A CIK Number 0001595554 Filed Document 0001595554-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HEDGEFORUM THIRD POINT, LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001430406 Filed Document 0001430406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerge Woodstone LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001598383 Filed Document 0001598383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NYBX LLC See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596252 Filed Document 0001596252-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TeamSnap, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $7,538,949 Associated Brokers / Dealers N/A CIK Number 0001469599 Filed Document 0001469599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree High Income Convertible Fund, L.P. See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162436 Filed Document 0001181431-14-005161 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-28 00:00:00 UTC
Amount To Be Raised $12,338,220 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
buddyTruk, Inc. See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001598394 Filed Document 0001598394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity