Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Abeona Therapeutics LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612434 Filed Document 0001612434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Vibrant Corp See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001571503 Filed Document 0001104659-14-078535 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
PRINCETON FUTURES FUND LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc., Compass Securities Corporation, and Capital Management Partners, Inc. CIK Number 0001011789 Filed Document 0001448370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Erytech Pharma See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BRYAN GARNIER & CO and LifeSci Capital CIK Number 0001624422 Filed Document 0001624422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FRANCE Revenue or Assets $No Revenues Type of Security Other
Neuro Kinetics, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001463256 Filed Document 0001463256-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Avi-on Labs, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,392 Associated Brokers / Dealers N/A CIK Number 0001623299 Filed Document 0001623299-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Corvex Offshore II Ltd. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591289 Filed Document 0001315863-14-000614 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pear Deck, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001600467 Filed Document 0001600439-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
iPosi, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001564268 Filed Document 0001564268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Loquidity (Mista-Way), LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001624075 Filed Document 0001624075-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Graycliff Private Equity Partners III (NYS) LP See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001622912 Filed Document 0000950172-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOFT TISSUE REGENERATION, INC. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001431625 Filed Document 0001431625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Access 1, LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564188 Filed Document 0001564188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobidia Technology Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $35,097 Associated Brokers / Dealers N/A CIK Number 0001477210 Filed Document 0001140361-14-040913 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OpenRoost, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001624447 Filed Document 0001624447-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Regenerative Medical Solutions, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001579613 Filed Document 0001579613-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Straight Flush Broadway Ltd Liability Co See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001590810 Filed Document 0001590810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
FAPS HOLDINGS INC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $9,319,760 Associated Brokers / Dealers N/A CIK Number 0001201266 Filed Document 0000895345-14-000302 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Axxess Compounding LLLP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001584530 Filed Document 0001584530-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wright Therapy Products, Inc. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Trustmont Financial Group, Inc. CIK Number 0001483094 Filed Document 0001483094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
470 W CENTRE AVE, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $120,700 Associated Brokers / Dealers N/A CIK Number 0001624620 Filed Document 0001624620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
BDR Bellevue VI LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624460 Filed Document 0001624460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Poacht, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001624100 Filed Document 0001624100-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CRUX SYSTEMS, INC. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers None CIK Number 0001624320 Filed Document 0001624320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 11, LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582055 Filed Document 0001582055-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Namely, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001539122 Filed Document 0001539122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IPREO Parent Holdco LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $8,944,972 Associated Brokers / Dealers N/A CIK Number 0001617095 Filed Document 0001617095-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
KNIGHTHEAD DOMESTIC FUND LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438287 Filed Document 0000919574-14-006093 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Retail North, LLLP See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers Republic Securities of America Inc. CIK Number 0001624269 Filed Document 0001624269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Behm Energy - Williston Basin Program, LLC See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001590254 Filed Document 0001181431-14-035900 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bandit Surgical Products LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001624454 Filed Document 0001624454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
H. Barton Venture Select II,LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001624648 Filed Document 0001624648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN STANDARD PARTNERS LP See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450414 Filed Document 0001144204-14-066186 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Astronaut's Lute, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624714 Filed Document 0001079973-14-000608 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Medicine Works, LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001624702 Filed Document 0001624702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Airviz Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001624399 Filed Document 0000898432-14-001171 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Seer Capital Partners Offshore Fund Ltd. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stonehaven, LLC CIK Number 0001463207 Filed Document 0000902664-14-004244 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Diabetomics, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001531848 Filed Document 0001531848-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Family Discount Portfolio II DST See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $8,001,984 Associated Brokers / Dealers David B. Levinson and Edwin T. Suzuki CIK Number 0001624297 Filed Document 0000950138-14-000730 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VALOR EQUITY PARTNERS III-A L.P. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001590860 Filed Document 0001590860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Steben Select Multi-Strategy Partners, L.P. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582538 Filed Document 0001582536-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIP Capital Solutions Friends & Family Fund, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623826 Filed Document 0001181431-14-035898 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Northstar Mezzanine Partners VI U.S. Feeder II, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624071 Filed Document 0001624071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MOVIE GROUP, LLC See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. CIK Number 0001580505 Filed Document 0001144204-14-065536 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Permal Private Equity Opportunities V(a), L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001620685 Filed Document 0001620683-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Horseman European Select Fund Ltd. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534188 Filed Document 0000919574-14-006066 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bootsmead LeaseCo, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $68,000,143 Associated Brokers / Dealers N/A CIK Number 0001623904 Filed Document 0001623904-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Fund II, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Allen, Mooney & Barnes Brokerage Services, LLC CIK Number 0001621725 Filed Document 0001621725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Supreme Pharmaceuticals Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $538,049 Associated Brokers / Dealers N/A CIK Number 0001622240 Filed Document 0001622240-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Elan Fund LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623777 Filed Document 0001623777-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund