Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PROVIDENT FUNDING ASSOCIATES LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001177806 Filed Document 0001177806-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cardel Development Fund, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624180 Filed Document 0001624180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Epoch Holdings, LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $103,500 Associated Brokers / Dealers N/A CIK Number 0001623958 Filed Document 0001623958-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Hedged Equity L P See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292887 Filed Document 0001292887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Clay Capital Partners CO III LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619471 Filed Document 0000919574-14-006140 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 33 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591418 Filed Document 0001507943-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANTIAGO ESTATES LAVERNE, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $2,210,000 Associated Brokers / Dealers N/A CIK Number 0001624699 Filed Document 0001624699-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Qview Medical, Inc. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,500,890 Associated Brokers / Dealers N/A CIK Number 0001577951 Filed Document 0001577951-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Offshore Fund Ltd See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293974 Filed Document 0001293974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Macro Opportunities L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546930 Filed Document 0001546930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenhaven Global II LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563268 Filed Document 0001563268-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUMAN SCIENTIFIC INC. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001624539 Filed Document 0001624539-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CONCENTRATED EQUITY STRATEGIES LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405385 Filed Document 0001622593-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Long Duration Fund LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619603 Filed Document 0001140361-14-041036 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VetDC, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $3,335,000 Associated Brokers / Dealers N/A CIK Number 0001563114 Filed Document 0001563114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Akkadian Ventures Annex III, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $5,565,261 Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001619863 Filed Document 0001619863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artax Biopharma, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $2,007,827 Associated Brokers / Dealers N/A CIK Number 0001587661 Filed Document 0001587661-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TRENTON - BLACK RIVER I, L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers ARI Financial Services, Inc. CIK Number 0001624780 Filed Document 0001624780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
GFBC, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001499329 Filed Document 0001499329-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GEAHI Jasmine Heights LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,079,491 Associated Brokers / Dealers N/A CIK Number 0001642610 Filed Document 0001642610-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Ascend Access LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001504732 Filed Document 0001504732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ULIV Java LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001609102 Filed Document 0001144204-14-066326 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 72 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624672 Filed Document 0001624672-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0001622593-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 76 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624689 Filed Document 0001624689-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Concord Buckeye Hotel LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $7,622,813 Associated Brokers / Dealers N/A CIK Number 0001624508 Filed Document 0001624508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Carlson Double Black Diamond Participation Fund LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529882 Filed Document 0001529882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Film Track, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $11,585,743 Associated Brokers / Dealers N/A CIK Number 0001585326 Filed Document 0001585326-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Credit Opportunities Fund, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001622789 Filed Document 0001622789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI Industries, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Jennings Capital Inc. CIK Number 0001516410 Filed Document 0001516410-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Diversified Arbitrage Strategies L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481796 Filed Document 0001622593-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prosight Fund, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asset-Backed Lending Partners, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560458 Filed Document 0001560458-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 77 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624717 Filed Document 0001624717-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KKR Global Infrastructure Investors II SBS L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624241 Filed Document 0001624241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK ACCESS LTD See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001212806 Filed Document 0001212806-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffHedge, LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535860 Filed Document 0001535860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALCYON ACCESS LTD See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001337881 Filed Document 0001337881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Investment Fund Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0001622593-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STS Partners Fund, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Taglianetti and Glen A. Beigel CIK Number 0001476525 Filed Document 0001476525-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Degreed, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $9,183,472 Associated Brokers / Dealers N/A CIK Number 0001556900 Filed Document 0001556900-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Residential Mortgage Fund I (U.S.), L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001618472 Filed Document 0001181431-14-036143 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rowl, Inc. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,020,000 Associated Brokers / Dealers Portfolio Advisors Alliance, Inc. CIK Number 0001500904 Filed Document 0001556663-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES OFFSHORE, LTD. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540437 Filed Document 0000902664-14-004256 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACOMPLI, INC. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $6,109,997 Associated Brokers / Dealers N/A CIK Number 0001602387 Filed Document 0001602387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Mortgage Value Participation Fund LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001568644 Filed Document 0001568644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Global Opportunities L P See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917296 Filed Document 0000917296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canacol Energy Ltd. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001465103 Filed Document 0001465103-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Weeels, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001615753 Filed Document 0001615753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LOF Bion Partnership, LP See All Filings	D	2014-11-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001623231 Filed Document 0001181431-14-035963 Exclusions or Exemptions 506c Accepted Date 2014-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund