Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ML Transtrend DTP Enhanced FuturesAccess LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001399406 Filed Document 0001399406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmacy Sale Leaseback II DST See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $10,332,609 Associated Brokers / Dealers Inland Securities Corporation, Norman G. Price, Dwight K. Kay, Craig C. Meuer, Charles J. Ferrari, Paul M. Lawless, Joral T. Schmalle, Joseph R. Broadbent, Mark G. Kosanke, Mark K. Johnson, Chad Q. Quamme, Joseph G. Michaletz, Lanny R. Howarter, Chay T. Lapin, Robert A. Horning, Trawnegan Gill, Christopher T. Miller, Peter A. Finnegan, Joseph A. Nugent, Leonard R. Simpson, Richard Zuvella, Christina S. Nielson, and Joseph M. Insalaco CIK Number 0001612609 Filed Document 0001612609-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Frequentist Investment Fund, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624627 Filed Document 0001624627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Truck (I) Limited Partnership See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001624018 Filed Document 0001624018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ROI LAND INVESTMENTS LTD See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001509879 Filed Document 0001019687-14-004152 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Causation, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001624131 Filed Document 0001624131-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
US Retina LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001577214 Filed Document 0001477932-14-005994 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sessa Capital (International), Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561286 Filed Document 0001561286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Larson Capital Fund II, LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612379 Filed Document 0001612379-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Lonesome Traveler LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001624781 Filed Document 0001624781-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Hylan Debt Fund, LLC - Portfolio Series 80 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624712 Filed Document 0001624712-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 79 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624713 Filed Document 0001624713-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Kinky Boots Tour Ltd Liability Co See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001588371 Filed Document 0001588371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Aurora Limited Partnership II See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Morgan Stanley Smith Barney LLC, Deutsche Bank Securities Inc., and RBC Capital Markets Corporation CIK Number 0001468157 Filed Document 0001468157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZARGA URANIUM CORP. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $33,771 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001085037-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Credit Suisse Securities (USA) LLC, and Park Hill Group LLC CIK Number 0001442189 Filed Document 0000902664-14-004259 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Inmar Investment Holdings, LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001599684 Filed Document 0001599684-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Castle Creek SSF-D Investors, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624619 Filed Document 0001624619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Access Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001457062 Filed Document 0001457062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC PLI II, LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $8,820,000 Associated Brokers / Dealers N/A CIK Number 0001624034 Filed Document 0001624034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MetaJure, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $1,993,379 Associated Brokers / Dealers N/A CIK Number 0001487084 Filed Document 0001487084-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
West Capital Partners ShareThis II LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $237,027 Associated Brokers / Dealers N/A CIK Number 0001622325 Filed Document 0000906318-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Aquarius Cannabis Inc. /NV/ See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $155,400 Associated Brokers / Dealers N/A CIK Number 0001624203 Filed Document 0001553350-14-001342 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
RAIKE REAL ESTATE INCOME FUND LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Michael Milillo CIK Number 0001382999 Filed Document 0001382999-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Wellington Emerging Alternatives Fund, L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624608 Filed Document 0000919574-14-006135 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CNH CA II, Ltd See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400277 Filed Document 0001454444-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRANCISCO PARTNERS IV-A, L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers TRANSPACIFIC GROUP LLC CIK Number 0001622908 Filed Document 0001622902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Offshore Fund Ltd. II See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Deutsche Bank Securities Inc., Barclays Capital Inc., and Citi Global Markets Inc. CIK Number 0001293248 Filed Document 0001293248-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biogenic Reagents, LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514086 Filed Document 0001514086-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FRANCISCO PARTNERS IV, L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers TRANSPACIFIC GROUP LLC CIK Number 0001622902 Filed Document 0001622902-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Personal Capital Corp See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $50,075,001 Associated Brokers / Dealers N/A CIK Number 0001494510 Filed Document 0001494510-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 71 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624671 Filed Document 0001624671-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Akkadian Ventures Annex III, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $5,565,261 Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001619863 Filed Document 0001590390-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Housing Tax Credit Fund LXIV LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $41,322,112 Associated Brokers / Dealers N/A CIK Number 0001620029 Filed Document 0001181431-14-036069 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 37 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624760 Filed Document 0001507943-14-000110 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sing Your Greeting, LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001624782 Filed Document 0001624782-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Keywise Greater China Onshore Fund See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534530 Filed Document 0001534530-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 75 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624686 Filed Document 0001624686-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Marathon Access Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518835 Filed Document 0001518835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobiquity Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Marifil Mines Ltd See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $399,105 Associated Brokers / Dealers N/A CIK Number 0001571724 Filed Document 0001571724-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
VCOF I FAF, L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587489 Filed Document 0001624918-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AQR All Country Equity Fund, L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454444 Filed Document 0001454444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENT FUNDING ASSOCIATES LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001177806 Filed Document 0001177806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CareSync, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001624342 Filed Document 0001624342-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Asia Investments LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395549 Filed Document 0001622593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mimetex See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001624423 Filed Document 0001624420-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Almanac Realty Securities VII, L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624260 Filed Document 0001012975-14-000696 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Century Properties XXVI Limited Partnership See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $5,875,000 Associated Brokers / Dealers Hefren Tillotson, Inc. and Hazlett Burt & Watson, Inc. CIK Number 0001624801 Filed Document 0001624801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity